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AWM

AE Wealth Management Portfolio holdings

AUM $18.5B
1-Year Est. Return 19.51%
This Fund
S&P 500
This Quarter Est. Return
-3.1%
1 Year Est. Return
+19.51%
3 Year Est. Return
+56.23%
5 Year Est. Return
+62.83%
10 Year Est. Return
–
AUM
$16.7B
AUM Growth
+$98.5M
Cap. Flow
+$705M
Cap. Flow %
4.22%
Top 10 Hldgs %
17.77%
Holding
2,115
New
226
Increased
957
Reduced
730
Closed
177

Top Buys

Rank Stock Value
1
VNLA icon
Janus Henderson Short Duration Income ETF
VNLA
+$67.1M
2
AUGW icon
AllianzIM U.S. Equity Buffer20 Aug ETF
AUGW
+$66.7M
3
XHLF icon
BondBloxx Bloomberg Six Month Target Duration US Treasury ETF
XHLF
+$58.8M
4
AAPL icon
Apple
AAPL
+$36.6M
5
SPTS icon
State Street SPDR Portfolio Short Term Treasury ETF
SPTS
+$34.6M

Top Sells

Rank Stock Value
1
VUG icon
Vanguard Growth ETF
VUG
+$49.8M
2
VTV icon
Vanguard Value ETF
VTV
+$33.4M
3
XJUN icon
FT Vest US Equity Enhance & Moderate Buffer ETF June
XJUN
+$31.6M
4
QQQ icon
Invesco QQQ Trust
QQQ
+$27.6M
5
SPSB icon
State Street SPDR Portfolio Short Term Corporate Bond ETF
SPSB
+$24.4M

Sector Composition

Rank Sector Weight
1 Technology 10.23%
2 Financials 4.58%
3 Healthcare 3.91%
4 Consumer Discretionary 3.63%
5 Consumer Staples 2.75%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SUSC icon
1151
iShares ESG Aware USD Corporate Bond ETF
SUSC
$1.29B
$877K 0.01%
40,298
-6,032
-13% -$135K
IWM icon
1152
PUT
iShares Russell 2000 ETF
IWM
$79.1B
$874K 0.01%
238,400
-16,400
-6% -$3.08M
EWJ icon
1153
iShares MSCI Japan ETF
EWJ
$21.2B
$874K 0.01%
14,492
-6,312
-30% -$390K
RIO icon
1154
Rio Tinto
RIO
$152B
$871K 0.01%
13,692
-6,588
-32% -$420K
ANSS
1155
DELISTED
Ansys
ANSS
$870K 0.01%
2,925
+85
+3% +$26.9K
TSLX icon
1156
Sixth Street Specialty
TSLX
$1.67B
$868K 0.01%
42,474
-67,864
-62% -$1.35M
JKHY icon
1157
Jack Henry & Associates
JKHY
$11.4B
$863K 0.01%
5,712
-267
-4% -$43.1K
VTR icon
1158
Ventas
VTR
$47.5B
$863K 0.01%
20,466
+883
+5% +$39.8K
WWD icon
1159
Woodward
WWD
$23B
$860K 0.01%
6,920
+967
+16% +$121K
VOX icon
1160
Vanguard Communication Services ETF
VOX
$5.68B
$859K 0.01%
8,170
+4,795
+142% +$519K
EXPE icon
1161
Expedia Group
EXPE
$36.5B
$857K 0.01%
8,313
+8
+0.1% +$883
VIGI icon
1162
Vanguard International Dividend Appreciation ETF
VIGI
$9.01B
$854K 0.01%
11,974
-6,630
-36% -$493K
MCHI icon
1163
iShares MSCI China ETF
MCHI
$6.23B
$854K 0.01%
19,720
+9,565
+94% +$433K
HPE icon
1164
Hewlett Packard
HPE
$58.8B
$853K 0.01%
49,109
+877
+2% +$15.1K
NATH icon
1165
Nathan's Famous
NATH
$403M
$848K 0.01%
12,002
+2
+0% +$151
CINF icon
1166
Cincinnati Financial
CINF
$27.8B
$848K 0.01%
8,290
-705
-8% -$73.7K
AGNC icon
1167
AGNC Investment
AGNC
$12.7B
$844K 0.01%
89,363
-37,759
-30% -$374K
GAPR icon
1168
FT Vest US Equity Moderate Buffer ETF April
GAPR
$288M
$843K 0.01%
27,471
-361
-1% -$11.2K
FXZ icon
1169
First Trust Materials AlphaDEX Fund
FXZ
$366M
$841K 0.01%
13,336
+3,388
+34% +$221K
CPRT icon
1170
Copart
CPRT
$28.5B
$840K 0.01%
19,503
-929
-5% -$41.3K
BNO icon
1171
United States Brent Oil Fund
BNO
$782M
$838K 0.01%
26,123
+10,763
+70% +$315K
ADSK icon
1172
Autodesk
ADSK
$51.8B
$836K 0.01%
4,041
-15,674
-80% -$3.29M
IRT icon
1173
Independence Realty Trust
IRT
$3.98B
$830K 0.01%
58,990
+2,271
+4% +$37.5K
MKC icon
1174
McCormick & Company Non-Voting
MKC
$14B
$830K 0.01%
10,967
-1,161
-10% -$97K
BLD
1175
DELISTED
TopBuild
BLD
$824K ﹤0.01%
3,274
+1,580
+93% +$435K
45 46
47
48 49

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BBHC
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TAF
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JAM
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CWP
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HNB
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NAM
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AE Wealth Management's Q3 2023 Portfolio in Review

As of Q3 2023, AE Wealth Management held 2,115 positions worth $16.7B, up 0.59% from $16.6B the previous quarter. Its ten largest holdings account for 18% of the portfolio.

AE Wealth Management deployed $705M of net new capital in Q3 2023, opening 226 new positions and adding to 957 existing holdings. Its largest new stake was AllianzIM U.S. Equity Buffer20 Aug ETF: 2,707,545 shares worth $65.7M.

By sector, the portfolio is most concentrated in Technology at 10% of assets, up from 10% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was Vanguard Growth ETF, an estimated $49.8M trimmed.

  • AE Wealth Management's largest Q3 2023 buy was AllianzIM U.S. Equity Buffer20 Aug ETF: 2,707,545 shares worth $65.7M.
  • AE Wealth Management added most to Janus Henderson Short Duration Income ETF in Q3 2023, an estimated $67.1M increase.
  • AE Wealth Management's biggest Q3 2023 reduction was Vanguard Growth ETF, cutting an estimated $49.8M.
  • AE Wealth Management fully exited AllianzIM U.S. Equity Buffer10 Apr ETF in Q3 2023, selling an estimated $4.79M.
  • AE Wealth Management's ten largest holdings make up 18% of its $16.7B portfolio in Q3 2023.
  • AE Wealth Management opened 226 new positions and closed 177 in Q3 2023.
  • AE Wealth Management's portfolio value rose 0.59% quarter-over-quarter to $16.7B.

Based on AE Wealth Management's 13F filing for Q3 2023, filed 11 Oct 2023.