We are live on ! Find out more
AWM

AE Wealth Management Portfolio holdings

AUM $18.5B
1-Year Est. Return 19.51%
This Fund
S&P 500
This Quarter Est. Return
-0.52%
1 Year Est. Return
+19.51%
3 Year Est. Return
+56.23%
5 Year Est. Return
+62.83%
10 Year Est. Return
–
AUM
$12.1B
AUM Growth
+$689M
Cap. Flow
+$803M
Cap. Flow %
6.62%
Top 10 Hldgs %
20.53%
Holding
1,750
New
170
Increased
910
Reduced
499
Closed
135

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$126M
2
QQQ icon
Invesco QQQ Trust
QQQ
+$75.7M
3
VUG icon
Vanguard Growth ETF
VUG
+$68.2M
4
CWB icon
State Street SPDR Bloomberg Convertible Securities ETF
CWB
+$67.5M
5
PDP icon
Invesco Dorsey Wright Momentum ETF
PDP
+$62.7M

Top Sells

Rank Stock Value
1
VXF icon
Vanguard Extended Market ETF
VXF
+$61.7M
2
ANGL icon
VanEck Fallen Angel High Yield Bond ETF
ANGL
+$58M
3
QUAL icon
iShares MSCI USA Quality Factor ETF
QUAL
+$57.8M
4
MGK icon
Vanguard Mega Cap Growth ETF
MGK
+$56.4M
5
IWY icon
iShares Russell Top 200 Growth ETF
IWY
+$51.7M

Sector Composition

Rank Sector Weight
1 Technology 8.31%
2 Financials 4.14%
3 Consumer Discretionary 3.5%
4 Healthcare 2.87%
5 Communication Services 2.75%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
PEJ icon
1151
Invesco Leisure and Entertainment ETF
PEJ
$263M
$531K ﹤0.01%
10,543
-7,606
-42% -$377K
WST icon
1152
West Pharmaceutical
WST
$23.6B
$531K ﹤0.01%
+1,251
New +$527K
TMFC icon
1153
Motley Fool 100 Index ETF
TMFC
$2B
$528K ﹤0.01%
13,254
+1,107
+9% +$45.6K
EMHY icon
1154
iShares JPMorgan EM High Yield Bond ETF
EMHY
$619M
$527K ﹤0.01%
11,887
-1,699
-13% -$77K
EXPD icon
1155
Expeditors International
EXPD
$22.2B
$527K ﹤0.01%
4,421
+108
+3% +$13.5K
WIX icon
1156
WIX.com
WIX
$2.5B
$524K ﹤0.01%
2,676
-879
-25% -$218K
CG icon
1157
Carlyle Group
CG
$16.2B
$523K ﹤0.01%
11,061
-1,188
-10% -$57K
AA icon
1158
Alcoa
AA
$11.4B
$522K ﹤0.01%
10,666
+2,374
+29% +$100K
CLF icon
1159
Cleveland-Cliffs
CLF
$6.45B
$517K ﹤0.01%
+26,106
New +$595K
ESML icon
1160
iShares ESG Aware MSCI USA Small-Cap ETF
ESML
$2.8B
$516K ﹤0.01%
13,240
+4,961
+60% +$196K
GLDM icon
1161
SPDR Gold MiniShares Trust
GLDM
$27.2B
$514K ﹤0.01%
14,709
+2,198
+18% +$78.2K
KR icon
1162
Kroger
KR
$36.9B
$512K ﹤0.01%
12,657
+1,177
+10% +$49.4K
AMP icon
1163
Ameriprise Financial
AMP
$48.2B
$511K ﹤0.01%
1,936
-54
-3% -$14.1K
IGV icon
1164
iShares Expanded Tech-Software Sector ETF
IGV
$12.3B
$511K ﹤0.01%
6,405
-1,370
-18% -$112K
ABB
1165
DELISTED
ABB Ltd
ABB
$508K ﹤0.01%
15,227
+1,141
+8% +$41.4K
PENN icon
1166
PENN Entertainment
PENN
$2.83B
$507K ﹤0.01%
6,997
-7,258
-51% -$534K
NXTG icon
1167
First Trust Indxx NextG ETF
NXTG
$533M
$504K ﹤0.01%
6,603
+2,807
+74% +$218K
DNOV icon
1168
FT Vest US Equity Deep Buffer ETF November
DNOV
$394M
$503K ﹤0.01%
14,436
-1,030
-7% -$35.9K
RMD icon
1169
ResMed
RMD
$31B
$503K ﹤0.01%
1,909
+92
+5% +$25.2K
MLPA icon
1170
Global X MLP ETF
MLPA
$2.3B
$500K ﹤0.01%
14,173
+3,081
+28% +$109K
OLED icon
1171
Universal Display
OLED
$3.73B
$496K ﹤0.01%
+2,903
New +$601K
WELL icon
1172
Welltower
WELL
$173B
$495K ﹤0.01%
6,008
-173
-3% -$14.9K
CAH icon
1173
Cardinal Health
CAH
$54.4B
$493K ﹤0.01%
9,975
+1,419
+17% +$77K
CCJ icon
1174
Cameco
CCJ
$37.1B
$492K ﹤0.01%
22,664
-1,368
-6% -$25.9K
IDU icon
1175
iShares US Utilities ETF
IDU
$1.39B
$490K ﹤0.01%
6,207
-29,090
-82% -$2.4M
45 46
47
48 49

Similar funds

SA
Sanctuary Advisors Indianapolis, Indiana $18.5B AUM 23.32% 1-Year Est. Return
NC
Nvidia Corp Santa Clara, California $18.4B AUM 362.26% 1-Year Est. Return
BBHC
Brown Brothers Harriman & Co New York $18.6B AUM 15.81% 1-Year Est. Return
TAF
Tredje AP-fonden Se-111 91 Stockholm, Sweden $18.3B AUM 27.14% 1-Year Est. Return
JAM
Jupiter Asset Management London, United Kingdom $18.8B AUM 29.2% 1-Year Est. Return
CWP
Capital Wealth Planning Naples, Florida $18.1B AUM 26.68% 1-Year Est. Return
HNB
Huntington National Bank Columbus, Ohio $18.1B AUM 24.69% 1-Year Est. Return
NAM
Nissay Asset Management Tokyo, Japan $18.9B AUM 27.21% 1-Year Est. Return

AE Wealth Management's Q3 2021 Portfolio in Review

As of Q3 2021, AE Wealth Management held 1,750 positions worth $12.1B, up 6% from $11.4B the previous quarter. Its ten largest holdings account for 21% of the portfolio.

AE Wealth Management deployed $803M of net new capital in Q3 2021, opening 170 new positions and adding to 910 existing holdings. Its largest new stake was iShares S&P 100 ETF: 302,328 shares worth $59.7M.

By sector, the portfolio is most concentrated in Technology at 8.3% of assets, up from 8.2% a quarter earlier, followed by Financials and Consumer Discretionary.

On the sell side, the largest reduction was Vanguard Extended Market ETF, an estimated $61.7M trimmed.

  • AE Wealth Management's largest Q3 2021 buy was iShares S&P 100 ETF: 302,328 shares worth $59.7M.
  • AE Wealth Management added most to State Street SPDR S&P 500 ETF Trust in Q3 2021, an estimated $126M increase.
  • AE Wealth Management's biggest Q3 2021 reduction was Vanguard Extended Market ETF, cutting an estimated $61.7M.
  • AE Wealth Management fully exited iShares ESG Optimized MSCI USA ETF in Q3 2021, selling an estimated $12.1M.
  • AE Wealth Management's ten largest holdings make up 21% of its $12.1B portfolio in Q3 2021.
  • AE Wealth Management opened 170 new positions and closed 135 in Q3 2021.
  • AE Wealth Management's portfolio value rose 6% quarter-over-quarter to $12.1B.

Based on AE Wealth Management's 13F filing for Q3 2021, filed 1 Nov 2021.