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AWM

AE Wealth Management Portfolio holdings

AUM $18.5B
1-Year Est. Return 19.51%
This Fund
S&P 500
This Quarter Est. Return
+12.01%
1 Year Est. Return
+19.51%
3 Year Est. Return
+56.23%
5 Year Est. Return
+62.83%
10 Year Est. Return
–
AUM
$8.82B
AUM Growth
+$1.81B
Cap. Flow
+$888M
Cap. Flow %
10.07%
Top 10 Hldgs %
22.07%
Holding
1,476
New
202
Increased
693
Reduced
445
Closed
115

Top Buys

Rank Stock Value
1
CWB icon
State Street SPDR Bloomberg Convertible Securities ETF
CWB
+$53.7M
2
GLD icon
SPDR Gold Trust
GLD
+$44.9M
3
VWO icon
Vanguard FTSE Emerging Markets ETF
VWO
+$41.8M
4
IVV icon
iShares Core S&P 500 ETF
IVV
+$41.5M
5
AOM icon
iShares Core Moderate Allocation ETF
AOM
+$40.7M

Top Sells

Rank Stock Value
1
TLT icon
iShares 20+ Year Treasury Bond ETF
TLT
+$65.6M
2
SJNK icon
State Street SPDR Bloomberg Short Term High Yield Bond ETF
SJNK
+$47.7M
3
ANGL icon
VanEck Fallen Angel High Yield Bond ETF
ANGL
+$31.3M
4
VUG icon
Vanguard Morningstar Growth ETF
VUG
+$23.8M
5
PDP icon
Invesco Dorsey Wright Momentum ETF
PDP
+$15.7M

Sector Composition

Rank Sector Weight
1 Technology 8.44%
2 Consumer Discretionary 3.81%
3 Financials 3.64%
4 Healthcare 3.17%
5 Communication Services 3%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
CCJ icon
1151
Cameco
CCJ
$36.8B
$295K ﹤0.01%
22,038
– –
CORP icon
1152
PIMCO Investment Grade Corporate Bond Index Exchange-Traded Fund
CORP
$1.57B
$292K ﹤0.01%
2,496
+610
+32% +$70.6K
DOC icon
1153
Healthpeak Properties
DOC
$15.5B
$292K ﹤0.01%
9,671
-167
-2% -$4.86K
SRVR icon
1154
Pacer Data & Infrastructure Real Estate ETF
SRVR
$368M
$292K ﹤0.01%
8,157
-167,578
-95% -$5.95M
BSJM
1155
DELISTED
Invesco BulletShares 2022 High Yield Corporate Bond ETF
BSJM
$292K ﹤0.01%
12,491
+1,937
+18% +$44.8K
DRI icon
1156
Darden Restaurants
DRI
$24.3B
$290K ﹤0.01%
2,437
-11,415
-82% -$1.22M
FLTB icon
1157
Fidelity Limited Term Bond ETF
FLTB
$416M
$289K ﹤0.01%
5,464
+257
+5% +$13.5K
EFX icon
1158
Equifax
EFX
$22B
$288K ﹤0.01%
+1,491
New +$251K
WDC icon
1159
Western Digital
WDC
$159B
$287K ﹤0.01%
6,861
-422
-6% -$14K
FIW icon
1160
First Trust Water ETF
FIW
$1.87B
$285K ﹤0.01%
+3,946
New +$266K
BOH icon
1161
Bank of Hawaii
BOH
$3.14B
$284K ﹤0.01%
3,702
-1,032
-22% -$70.6K
RBA icon
1162
RB Global
RBA
$21.5B
$284K ﹤0.01%
+4,078
New +$270K
ZNGA
1163
DELISTED
ZYNGA INC. CL A COMMON
ZNGA
$284K ﹤0.01%
28,808
-60,899
-68% -$548K
MJ icon
1164
Amplify Alternative Harvest ETF
MJ
$96.9M
$283K ﹤0.01%
1,643
+160
+11% +$25.3K
SBAC icon
1165
SBA Communications
SBAC
$19.8B
$283K ﹤0.01%
1,001
-34
-3% -$9.98K
WPRT
1166
Westport Fuel Systems
WPRT
$31.9M
$283K ﹤0.01%
5,311
– –
TRMB icon
1167
Trimble
TRMB
$13.6B
$282K ﹤0.01%
+4,228
New +$243K
BTAL icon
1168
AGF US Market Neutral Anti-Beta Fund
BTAL
$315M
$281K ﹤0.01%
14,737
+829
+6% +$17.3K
SEDG icon
1169
SolarEdge
SEDG
$2.37B
$281K ﹤0.01%
882
+27
+3% +$7.46K
VYMI icon
1170
Vanguard International High Dividend Yield ETF
VYMI
$20.3B
$280K ﹤0.01%
+4,610
New +$261K
FXZ icon
1171
First Trust Materials AlphaDEX Fund
FXZ
$366M
$279K ﹤0.01%
+5,805
New +$253K
ITA icon
1172
iShares US Aerospace & Defense ETF
ITA
$14B
$277K ﹤0.01%
2,924
-268
-8% -$23.6K
PCEF icon
1173
Invesco CEF Income Composite ETF
PCEF
$788M
$277K ﹤0.01%
12,332
+2,251
+22% +$47.8K
FDVV icon
1174
Fidelity High Dividend ETF
FDVV
$10.1B
$274K ﹤0.01%
8,539
-272
-3% -$8.14K
IPO icon
1175
Renaissance IPO ETF
IPO
$149M
$273K ﹤0.01%
+4,234
New +$250K
45 46
47
48 49

Similar funds

SA
Sanctuary Advisors Indianapolis, Indiana $18.5B AUM 23.32% 1-Year Est. Return
NC
Nvidia Corp Santa Clara, California $18.4B AUM 362.26% 1-Year Est. Return
BBHC
Brown Brothers Harriman & Co New York $18.6B AUM 15.81% 1-Year Est. Return
TAF
Tredje AP-fonden Se-111 91 Stockholm, Sweden $18.3B AUM 27.14% 1-Year Est. Return
JAM
Jupiter Asset Management London, United Kingdom $18.8B AUM 29.2% 1-Year Est. Return
CWP
Capital Wealth Planning Naples, Florida $18.1B AUM 26.68% 1-Year Est. Return
HNB
Huntington National Bank Columbus, Ohio $18.1B AUM 24.69% 1-Year Est. Return
NAM
Nissay Asset Management Tokyo, Japan $18.9B AUM 27.21% 1-Year Est. Return

AE Wealth Management's Q4 2020 Portfolio in Review

As of Q4 2020, AE Wealth Management held 1,476 positions worth $8.82B, up 26% from $7.01B the previous quarter. Its ten largest holdings account for 22% of the portfolio.

AE Wealth Management deployed $888M of net new capital in Q4 2020, opening 202 new positions and adding to 693 existing holdings. Its largest new stake was Invesco Dow Jones Industrial Average Dividend ETF: 1,030,200 shares worth $39.4M.

By sector, the portfolio is most concentrated in Technology at 8.4% of assets, down from 8.7% a quarter earlier, followed by Consumer Discretionary and Financials.

On the sell side, the largest reduction was iShares 20+ Year Treasury Bond ETF, an estimated $65.6M trimmed.

  • AE Wealth Management's largest Q4 2020 buy was Invesco Dow Jones Industrial Average Dividend ETF: 1,030,200 shares worth $39.4M.
  • AE Wealth Management added most to State Street SPDR Bloomberg Convertible Securities ETF in Q4 2020, an estimated $53.7M increase.
  • AE Wealth Management's biggest Q4 2020 reduction was iShares 20+ Year Treasury Bond ETF, cutting an estimated $65.6M.
  • AE Wealth Management fully exited iShares AAA-A Rated Corporate Bond ETF in Q4 2020, selling an estimated $3.39M.
  • AE Wealth Management's ten largest holdings make up 22% of its $8.82B portfolio in Q4 2020.
  • AE Wealth Management opened 202 new positions and closed 115 in Q4 2020.
  • AE Wealth Management's portfolio value rose 26% quarter-over-quarter to $8.82B.

Based on AE Wealth Management's 13F filing for Q4 2020, filed 1 Feb 2021.