We are live on ! Find out more
AWM

AE Wealth Management Portfolio holdings

AUM $18.5B
1-Year Est. Return 19.51%
This Fund
S&P 500
This Quarter Est. Return
+7.76%
1 Year Est. Return
+19.51%
3 Year Est. Return
+56.23%
5 Year Est. Return
+62.83%
10 Year Est. Return
–
AUM
$7.01B
AUM Growth
+$536M
Cap. Flow
+$149M
Cap. Flow %
2.12%
Top 10 Hldgs %
25.32%
Holding
1,423
New
168
Increased
574
Reduced
510
Closed
149

Top Buys

Rank Stock Value
1
AGG icon
iShares Core US Aggregate Bond ETF
AGG
+$64.6M
2
TLT icon
iShares 20+ Year Treasury Bond ETF
TLT
+$55.2M
3
QQQ icon
Invesco QQQ Trust
QQQ
+$41.5M
4
PDP icon
Invesco Dorsey Wright Momentum ETF
PDP
+$23.3M
5
IEF icon
iShares 7-10 Year Treasury Bond ETF
IEF
+$21.4M

Top Sells

Rank Stock Value
1
SHV icon
iShares 0-1 Year Treasury Bond ETF
SHV
+$89M
2
CWB icon
State Street SPDR Bloomberg Convertible Securities ETF
CWB
+$31.3M
3
IWY icon
iShares Russell Top 200 Growth ETF
IWY
+$31.1M
4
ILCG icon
iShares Morningstar Growth ETF
ILCG
+$25.3M
5
IWF icon
iShares Russell 1000 Growth ETF
IWF
+$24M

Sector Composition

Rank Sector Weight
1 Technology 8.73%
2 Consumer Discretionary 4.33%
3 Financials 3.58%
4 Healthcare 3.4%
5 Communication Services 2.88%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
ILMN icon
1151
Illumina
ILMN
$29.5B
$220K ﹤0.01%
+732
New +$252K
AMH icon
1152
American Homes 4 Rent
AMH
$12.1B
$219K ﹤0.01%
+7,700
New +$217K
WST icon
1153
West Pharmaceutical
WST
$23.7B
$217K ﹤0.01%
+791
New +$209K
XHR
1154
Xenia Hotels & Resorts
XHR
$2.01B
$217K ﹤0.01%
24,660
+1,464
+6% +$12.9K
CORP icon
1155
PIMCO Investment Grade Corporate Bond Index Exchange-Traded Fund
CORP
$1.57B
$216K ﹤0.01%
1,886
-324
-15% -$37.5K
SCI icon
1156
Service Corp International
SCI
$11.8B
$216K ﹤0.01%
5,120
-195
-4% -$8.32K
FEMB icon
1157
First Trust Emerging Markets Local Currency Bond ETF
FEMB
$355M
$215K ﹤0.01%
+6,294
New +$221K
QDEL icon
1158
QuidelOrtho
QDEL
$1.13B
$215K ﹤0.01%
+979
New +$218K
RIO icon
1159
Rio Tinto
RIO
$152B
$215K ﹤0.01%
3,552
-13,997
-80% -$858K
HNI icon
1160
HNI Corp
HNI
$3.08B
$214K ﹤0.01%
6,811
+65
+1% +$2K
SCHB icon
1161
Schwab US Broad Market ETF
SCHB
$42.3B
$214K ﹤0.01%
+16,110
New +$212K
AGR
1162
DELISTED
Avangrid, Inc.
AGR
$214K ﹤0.01%
+4,239
New +$204K
SPHQ icon
1163
Invesco S&P 500 Quality ETF
SPHQ
$19B
$213K ﹤0.01%
5,503
-168
-3% -$6.35K
XPO icon
1164
XPO
XPO
$23.4B
$213K ﹤0.01%
+7,266
New +$209K
GBIL icon
1165
Goldman Sachs Access Treasury 0-1 Year ETF
GBIL
$7.64B
$211K ﹤0.01%
+2,096
New +$211K
THG icon
1166
Hanover Insurance
THG
$8.13B
$211K ﹤0.01%
2,261
-360
-14% -$35.8K
KNOP icon
1167
KNOT Offshore Partners
KNOP
$354M
$209K ﹤0.01%
16,230
+786
+5% +$10.5K
IHF icon
1168
iShares US Healthcare Providers ETF
IHF
$1.22B
$208K ﹤0.01%
5,150
-24,830
-83% -$1M
TFI icon
1169
State Street SPDR Nuveen ICE Municipal Bond ETF
TFI
$3.06B
$208K ﹤0.01%
+4,015
New +$209K
KL
1170
DELISTED
Kirkland Lake Gold Ltd Ordinary
KL
$208K ﹤0.01%
+4,272
New +$214K
CNC icon
1171
Centene
CNC
$30.5B
$206K ﹤0.01%
3,536
-605
-15% -$37.6K
RRX icon
1172
Regal Rexnord
RRX
$12.5B
$206K ﹤0.01%
+2,194
New +$208K
ESPO icon
1173
VanEck Video Gaming and eSports ETF
ESPO
$251M
$204K ﹤0.01%
3,321
-612
-16% -$35.7K
PCEF icon
1174
Invesco CEF Income Composite ETF
PCEF
$788M
$204K ﹤0.01%
10,081
-1,055
-9% -$21.7K
SEDG icon
1175
SolarEdge
SEDG
$2.37B
$204K ﹤0.01%
+855
New +$164K
45 46
47
48 49

Similar funds

SA
Sanctuary Advisors Indianapolis, Indiana $18.5B AUM 23.32% 1-Year Est. Return
NC
Nvidia Corp Santa Clara, California $18.4B AUM 362.26% 1-Year Est. Return
BBHC
Brown Brothers Harriman & Co New York $18.6B AUM 15.81% 1-Year Est. Return
TAF
Tredje AP-fonden Se-111 91 Stockholm, Sweden $18.3B AUM 27.14% 1-Year Est. Return
JAM
Jupiter Asset Management London, United Kingdom $18.8B AUM 29.2% 1-Year Est. Return
CWP
Capital Wealth Planning Naples, Florida $18.1B AUM 26.68% 1-Year Est. Return
HNB
Huntington National Bank Columbus, Ohio $18.1B AUM 24.69% 1-Year Est. Return
NAM
Nissay Asset Management Tokyo, Japan $18.9B AUM 27.21% 1-Year Est. Return

AE Wealth Management's Q3 2020 Portfolio in Review

As of Q3 2020, AE Wealth Management held 1,423 positions worth $7.01B, up 8.3% from $6.47B the previous quarter. Its ten largest holdings account for 25% of the portfolio.

AE Wealth Management's Q3 2020 filing shows 168 new, 574 increased, 510 reduced and 149 closed positions. Its largest new stake was Exchange Listed Funds Trust ETC Cabana Target Drawdown 10 ETF: 473,365 shares worth $11.6M. The largest sale was iShares 0-1 Year Treasury Bond ETF, an estimated $89M.

By sector, the portfolio is most concentrated in Technology at 8.7% of assets, up from 7.9% a quarter earlier, followed by Consumer Discretionary and Financials.

  • AE Wealth Management's largest Q3 2020 buy was Exchange Listed Funds Trust ETC Cabana Target Drawdown 10 ETF: 473,365 shares worth $11.6M.
  • AE Wealth Management added most to iShares Core US Aggregate Bond ETF in Q3 2020, an estimated $64.6M increase.
  • AE Wealth Management's biggest Q3 2020 reduction was iShares 0-1 Year Treasury Bond ETF, cutting an estimated $89M.
  • AE Wealth Management fully exited Invesco Dow Jones Industrial Average Dividend ETF in Q3 2020, selling an estimated $20.7M.
  • AE Wealth Management's ten largest holdings make up 25% of its $7.01B portfolio in Q3 2020.
  • AE Wealth Management opened 168 new positions and closed 149 in Q3 2020.
  • AE Wealth Management's portfolio value rose 8.3% quarter-over-quarter to $7.01B.

Based on AE Wealth Management's 13F filing for Q3 2020, filed 6 Nov 2020.