We are live on ! Find out more
AWM

AE Wealth Management Portfolio holdings

AUM $18.5B
1-Year Est. Return 19.51%
This Fund
S&P 500
This Quarter Est. Return
-12.9%
1 Year Est. Return
+19.51%
3 Year Est. Return
+56.23%
5 Year Est. Return
+62.83%
10 Year Est. Return
–
AUM
$4.35B
AUM Growth
-$257M
Cap. Flow
+$729M
Cap. Flow %
16.75%
Top 10 Hldgs %
26.82%
Holding
1,319
New
193
Increased
528
Reduced
364
Closed
213

Top Buys

Rank Stock Value
1
SHV icon
iShares 0-1 Year Treasury Bond ETF
SHV
+$259M
2
SJNK icon
State Street SPDR Bloomberg Short Term High Yield Bond ETF
SJNK
+$36.2M
3
LGLV icon
State Street SPDR US Large Cap Low Volatility Index ETF
LGLV
+$35.8M
4
VGIT icon
Vanguard Intermediate-Term Treasury ETF
VGIT
+$35.4M
5
FTSM icon
First Trust Enhanced Short Maturity ETF
FTSM
+$27.4M

Top Sells

Rank Stock Value
1
AGG icon
iShares Core US Aggregate Bond ETF
AGG
+$29.9M
2
ANGL icon
VanEck Fallen Angel High Yield Bond ETF
ANGL
+$17.4M
3
QUAL icon
iShares MSCI USA Quality Factor ETF
QUAL
+$16M
4
AIVL icon
WisdomTree US AI Enhanced Value Fund
AIVL
+$13.6M
5
CWB icon
State Street SPDR Bloomberg Convertible Securities ETF
CWB
+$12.9M

Sector Composition

Rank Sector Weight
1 Technology 6.91%
2 Healthcare 3.19%
3 Financials 3.18%
4 Consumer Discretionary 2.72%
5 Consumer Staples 2.48%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
EUDV icon
1151
ProShares MSCI Europe Dividend Growers ETF
EUDV
$8.4M
– –
-8,908
Closed -$399K
EXAS
1152
DELISTED
Exact Sciences
EXAS
– –
-2,571
Closed -$238K
EZM icon
1153
WisdomTree US MidCap Fund
EZM
$939M
– –
-111,425
Closed -$4.69M
FANG icon
1154
Diamondback Energy
FANG
$56B
– –
-2,884
Closed -$268K
FBND icon
1155
Fidelity Total Bond ETF
FBND
$27.1B
– –
-7,593
Closed -$393K
FCVT icon
1156
First Trust SSI Strategic Convertible Securities ETF
FCVT
$108M
– –
-113,328
Closed -$3.75M
FEMB icon
1157
First Trust Emerging Markets Local Currency Bond ETF
FEMB
$355M
– –
-5,708
Closed -$223K
FEP icon
1158
First Trust Europe AlphaDEX Fund
FEP
$515M
– –
-7,829
Closed -$294K
FFIN icon
1159
First Financial Bankshares
FFIN
$5.05B
– –
-6,071
Closed -$213K
FNY icon
1160
First Trust Mid Cap Growth AlphaDEX Fund
FNY
$565M
– –
-6,534
Closed -$313K
FOR icon
1161
Forestar Group
FOR
$1.48B
– –
-13,418
Closed -$280K
FOXA icon
1162
Fox Class A
FOXA
$24.8B
– –
-6,144
Closed -$228K
FQAL icon
1163
Fidelity Quality Factor ETF
FQAL
$1.4B
– –
-18,531
Closed -$699K
FREL icon
1164
Fidelity MSCI Real Estate Index ETF
FREL
$1.53B
– –
-10,191
Closed -$284K
FTGC icon
1165
First Trust Global Tactical Commodity Strategy Fund
FTGC
$2.97B
– –
-15,522
Closed -$294K
FTLS icon
1166
First Trust Long/Short Equity ETF
FTLS
$2.44B
– –
-15,835
Closed -$676K
FTXL icon
1167
First Trust Nasdaq Semiconductor ETF
FTXL
$1.93B
– –
-19,297
Closed -$795K
FVC icon
1168
First Trust Dorsey Wright Dynamic Focus 5 ETF
FVC
$103M
– –
-8,845
Closed -$244K
FXD icon
1169
First Trust Consumer Discretionary AlphaDEX Fund
FXD
$276M
– –
-12,322
Closed -$559K
FXG icon
1170
First Trust Consumer Staples AlphaDEX Fund
FXG
$235M
– –
-92,147
Closed -$4.61M
FXI icon
1171
iShares China Large-Cap ETF
FXI
$4.32B
– –
-66,341
Closed -$2.89M
FXR icon
1172
First Trust Industrials/Producer Durables AlphaDEX Fund
FXR
$721M
– –
-10,877
Closed -$491K
FXZ icon
1173
First Trust Materials AlphaDEX Fund
FXZ
$366M
– –
-12,761
Closed -$511K
FYT icon
1174
First Trust Small Cap Value AlphaDEX Fund
FYT
$193M
– –
-167,788
Closed -$6.43M
GH icon
1175
Guardant Health
GH
$19.1B
– –
-4,897
Closed -$383K
45 46
47
48 49

Similar funds

SA
Sanctuary Advisors Indianapolis, Indiana $18.5B AUM 23.32% 1-Year Est. Return
NC
Nvidia Corp Santa Clara, California $18.4B AUM 362.26% 1-Year Est. Return
BBHC
Brown Brothers Harriman & Co New York $18.6B AUM 15.81% 1-Year Est. Return
TAF
Tredje AP-fonden Se-111 91 Stockholm, Sweden $18.3B AUM 27.14% 1-Year Est. Return
JAM
Jupiter Asset Management London, United Kingdom $18.8B AUM 29.2% 1-Year Est. Return
CWP
Capital Wealth Planning Naples, Florida $18.1B AUM 26.68% 1-Year Est. Return
HNB
Huntington National Bank Columbus, Ohio $18.1B AUM 24.69% 1-Year Est. Return
NAM
Nissay Asset Management Tokyo, Japan $18.9B AUM 27.21% 1-Year Est. Return

AE Wealth Management's Q1 2020 Portfolio in Review

As of Q1 2020, AE Wealth Management held 1,319 positions worth $4.35B, down 5.6% from $4.61B the previous quarter. Its ten largest holdings account for 27% of the portfolio.

AE Wealth Management deployed $729M of net new capital in Q1 2020, opening 193 new positions and adding to 528 existing holdings. Its largest new stake was ARK Innovation ETF: 108,504 shares worth $4.77M.

By sector, the portfolio is most concentrated in Technology at 6.9% of assets, up from 6.2% a quarter earlier, followed by Healthcare and Financials.

On the sell side, the largest reduction was iShares Core US Aggregate Bond ETF, an estimated $29.9M trimmed.

  • AE Wealth Management's largest Q1 2020 buy was ARK Innovation ETF: 108,504 shares worth $4.77M.
  • AE Wealth Management added most to iShares 0-1 Year Treasury Bond ETF in Q1 2020, an estimated $259M increase.
  • AE Wealth Management's biggest Q1 2020 reduction was iShares Core US Aggregate Bond ETF, cutting an estimated $29.9M.
  • AE Wealth Management fully exited State Street SPDR S&P Health Care Equipment ETF in Q1 2020, selling an estimated $9.98M.
  • AE Wealth Management's ten largest holdings make up 27% of its $4.35B portfolio in Q1 2020.
  • AE Wealth Management opened 193 new positions and closed 213 in Q1 2020.
  • AE Wealth Management's portfolio value fell 5.6% quarter-over-quarter to $4.35B.

Based on AE Wealth Management's 13F filing for Q1 2020, filed 7 May 2020.