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AWM

AE Wealth Management Portfolio holdings

AUM $18.5B
1-Year Est. Return 19.51%
This Fund
S&P 500
This Quarter Est. Return
+6.39%
1 Year Est. Return
+19.51%
3 Year Est. Return
+56.23%
5 Year Est. Return
+62.83%
10 Year Est. Return
–
AUM
$4.61B
AUM Growth
+$1.15B
Cap. Flow
+$938M
Cap. Flow %
20.35%
Top 10 Hldgs %
23.3%
Holding
1,192
New
203
Increased
731
Reduced
173
Closed
66

Top Buys

Rank Stock Value
1
IVV icon
iShares Core S&P 500 ETF
IVV
+$33.6M
2
IEMG icon
iShares Core MSCI Emerging Markets ETF
IEMG
+$19.4M
3
VEA icon
Vanguard FTSE Developed Markets ETF
VEA
+$17.4M
4
VOO icon
Vanguard S&P 500 ETF
VOO
+$17.1M
5
AGG icon
iShares Core US Aggregate Bond ETF
AGG
+$16.9M

Top Sells

Rank Stock Value
1
ACWV icon
iShares MSCI Global Min Vol Factor ETF
ACWV
+$8.93M
2
SPEM icon
State Street SPDR Portfolio Emerging Markets ETF
SPEM
+$7.68M
3
LGLV icon
State Street SPDR US Large Cap Low Volatility Index ETF
LGLV
+$6.38M
4
RSPU icon
Invesco S&P 500 Equal Weight Utilities ETF
RSPU
+$5.92M
5
AOM icon
iShares Core Moderate Allocation ETF
AOM
+$5.57M

Sector Composition

Rank Sector Weight
1 Technology 6.15%
2 Financials 3.88%
3 Healthcare 2.96%
4 Consumer Discretionary 2.75%
5 Industrials 2.63%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
IPI icon
1151
Intrepid Potash
IPI
$460M
– –
-9,119
Closed -$298K
IRDM icon
1152
Iridium Communications
IRDM
$4.85B
– –
-10,808
Closed -$230K
IVOO icon
1153
Vanguard S&P Mid-Cap 400 ETF
IVOO
$3.73B
– –
-3,674
Closed -$240K
IYJ icon
1154
iShares US Industrials ETF
IYJ
$1.98B
– –
-4,006
Closed -$318K
IYK icon
1155
iShares US Consumer Staples ETF
IYK
$1.39B
– –
-7,623
Closed -$321K
LTC
1156
LTC Properties
LTC
$2.16B
– –
-7,797
Closed -$399K
MCY icon
1157
Mercury Insurance
MCY
$5.94B
– –
-4,000
Closed -$224K
MGTX icon
1158
MeiraGTx Holdings
MGTX
$1.09B
– –
-123,921
Closed -$1.98M
NAT icon
1159
Nordic American Tanker
NAT
$1.37B
– –
-30,019
Closed -$65K
NOW icon
1160
ServiceNow
NOW
$102B
– –
-5,335
Closed -$271K
ONEV icon
1161
State Street SPDR Russell 1000 Low Volatility Focus ETF
ONEV
$348M
– –
-13,352
Closed -$1.09M
PZZA icon
1162
Papa John's
PZZA
$999M
– –
-4,004
Closed -$210K
RNP icon
1163
Cohen & Steers REIT and Preferred and Income Fund
RNP
$991M
– –
-9,178
Closed -$226K
RZG icon
1164
Invesco S&P SmallCap 600 Pure Growth ETF
RZG
$139M
– –
-45,117
Closed -$1.6M
SFM icon
1165
Sprouts Farmers Market
SFM
$7.04B
– –
-24,526
Closed -$474K
SNCR
1166
DELISTED
Synchronoss Technologies
SNCR
– –
-4,056
Closed -$197K
SPXU icon
1167
ProShares UltraPro Short S&P 500
SPXU
$436M
– –
-96
Closed -$250K
SRDX
1168
DELISTED
Surmodics
SRDX
– –
-10,328
Closed -$472K
SSO icon
1169
ProShares Ultra S&P500
SSO
$7.82B
– –
-18,216
Closed -$292K
TNK icon
1170
Teekay Tankers
TNK
$2.63B
– –
-1,422
Closed -$15K
TWLO icon
1171
CALL
Twilio
TWLO
$29.1B
– –
-400
Closed -$3K
UFPI icon
1172
UFP Industries
UFPI
$4.97B
– –
-8,659
Closed -$345K
VTRS icon
1173
Viatris
VTRS
$20.1B
– –
-35,330
Closed -$699K
XSOE icon
1174
WisdomTree Emerging Markets ex-State-Owned Enterprises Fund
XSOE
$2.03B
– –
-10,711
Closed -$296K
STAF
1175
DELISTED
Staffing 360 Solutions, Inc. Common Stock (DE)
STAF
– –
-105
Closed -$69K
44 45 46
47
48

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SA
Sanctuary Advisors Indianapolis, Indiana $18.5B AUM 23.32% 1-Year Est. Return
NC
Nvidia Corp Santa Clara, California $18.4B AUM 362.26% 1-Year Est. Return
FAF
Fjarde Ap-fonden Stockholm, Sweden $18.3B AUM 23.23% 1-Year Est. Return
BBHC
Brown Brothers Harriman & Co New York $18.6B AUM 15.81% 1-Year Est. Return
TAF
Tredje AP-fonden Se-111 91 Stockholm, Sweden $18.3B AUM 27.14% 1-Year Est. Return
JAM
Jupiter Asset Management London, United Kingdom $18.8B AUM 29.2% 1-Year Est. Return
CWP
Capital Wealth Planning Naples, Florida $18.1B AUM 26.68% 1-Year Est. Return
HNB
Huntington National Bank Columbus, Ohio $18.1B AUM 24.69% 1-Year Est. Return

AE Wealth Management's Q4 2019 Portfolio in Review

As of Q4 2019, AE Wealth Management held 1,192 positions worth $4.61B, up 33% from $3.46B the previous quarter. Its ten largest holdings account for 23% of the portfolio.

AE Wealth Management deployed $938M of net new capital in Q4 2019, opening 203 new positions and adding to 731 existing holdings. Its largest new stake was First Trust Small Cap Value AlphaDEX Fund: 167,788 shares worth $6.43M.

By sector, the portfolio is most concentrated in Technology at 6.2% of assets, up from 6.1% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was iShares MSCI Global Min Vol Factor ETF, an estimated $8.93M trimmed.

  • AE Wealth Management's largest Q4 2019 buy was First Trust Small Cap Value AlphaDEX Fund: 167,788 shares worth $6.43M.
  • AE Wealth Management added most to iShares Core S&P 500 ETF in Q4 2019, an estimated $33.6M increase.
  • AE Wealth Management's biggest Q4 2019 reduction was iShares MSCI Global Min Vol Factor ETF, cutting an estimated $8.93M.
  • AE Wealth Management fully exited SPDR MFS Systematic Growth Equity ETF of SSgA Active Trust in Q4 2019, selling an estimated $4.71M.
  • AE Wealth Management's ten largest holdings make up 23% of its $4.61B portfolio in Q4 2019.
  • AE Wealth Management opened 203 new positions and closed 66 in Q4 2019.
  • AE Wealth Management's portfolio value rose 33% quarter-over-quarter to $4.61B.

Based on AE Wealth Management's 13F filing for Q4 2019, filed 15 Jan 2020.