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AWM

AE Wealth Management Portfolio holdings

AUM $18.5B
1-Year Est. Return 19.51%
This Fund
S&P 500
This Quarter Est. Return
+9.76%
1 Year Est. Return
+19.51%
3 Year Est. Return
+56.23%
5 Year Est. Return
+62.83%
10 Year Est. Return
–
AUM
$19.6B
AUM Growth
+$2.85B
Cap. Flow
+$1.06B
Cap. Flow %
5.39%
Top 10 Hldgs %
18.14%
Holding
2,229
New
291
Increased
970
Reduced
750
Closed
189

Top Buys

Rank Stock Value
1
JANW icon
AllianzIM U.S. Equity Buffer20 Jan ETF
JANW
+$153M
2
BILZ icon
PIMCO Ultra Short Government Active ETF
BILZ
+$128M
3
VNLA icon
Janus Henderson Short Duration Income ETF
VNLA
+$66.8M
4
BUFD icon
FT Vest Fund of Deep Buffer ETFs
BUFD
+$48.7M
5
AAPL icon
Apple
AAPL
+$48.4M

Top Sells

Rank Stock Value
1
BIL icon
State Street SPDR Bloomberg 1-3 Month T-Bill ETF
BIL
+$110M
2
HTRB icon
Hartford Total Return Bond ETF
HTRB
+$80.3M
3
SGOV icon
iShares 0-3 Month Treasury Bond ETF
SGOV
+$60.6M
4
IWM icon
iShares Russell 2000 ETF
IWM
+$39.6M
5
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$38.8M

Sector Composition

Rank Sector Weight
1 Technology 11.46%
2 Financials 5.12%
3 Consumer Discretionary 3.8%
4 Healthcare 3.68%
5 Communication Services 2.94%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
BLD
1126
DELISTED
TopBuild
BLD
$1.08M 0.01%
2,960
-314
-10% -$89.9K
VPL icon
1127
Vanguard FTSE Pacific ETF
VPL
$7.77B
$1.07M 0.01%
15,108
+1,614
+12% +$110K
VOX icon
1128
Vanguard Communication Services ETF
VOX
$5.68B
$1.07M 0.01%
8,525
+355
+4% +$39.2K
LKQ icon
1129
LKQ Corp
LKQ
$6.72B
$1.07M 0.01%
22,385
+3,712
+20% +$173K
FFBC icon
1130
First Financial Bancorp
FFBC
$3.55B
$1.06M 0.01%
46,468
-3,092
-6% -$64.1K
TPR icon
1131
Tapestry
TPR
$30.3B
$1.06M 0.01%
27,249
-22,347
-45% -$688K
GRID
1132
First Trust NASDAQ Clean Edge Smart Grid Infrastructure Index Fund
GRID
$10.8B
$1.06M 0.01%
10,492
+878
+9% +$83K
FXR icon
1133
First Trust Industrials/Producer Durables AlphaDEX Fund
FXR
$721M
$1.06M 0.01%
16,368
-35,371
-68% -$2.08M
TRGP icon
1134
Targa Resources
TRGP
$56.8B
$1.06M 0.01%
+12,194
New +$1.05M
GNRC icon
1135
Generac Holdings
GNRC
$11.5B
$1.05M 0.01%
9,187
+2,300
+33% +$252K
JPIE icon
1136
JPMorgan Income ETF
JPIE
$10.1B
$1.05M 0.01%
23,078
+8,191
+55% +$365K
RSPT icon
1137
Invesco S&P 500 Equal Weight Technology ETF
RSPT
$5.31B
$1.05M 0.01%
31,550
-18,561
-37% -$545K
HYD icon
1138
VanEck High Yield Muni ETF
HYD
$4.44B
$1.05M 0.01%
20,401
+7,505
+58% +$372K
AVLV icon
1139
Avantis US Large Cap Value ETF
AVLV
$17.8B
$1.04M 0.01%
17,804
-4,285
-19% -$230K
STT icon
1140
State Street
STT
$48.4B
$1.04M 0.01%
13,837
+8,836
+177% +$616K
GEHC icon
1141
GE HealthCare
GEHC
$32.5B
$1.03M 0.01%
14,131
+3,321
+31% +$233K
HYDB icon
1142
iShares High Yield Systematic Bond ETF
HYDB
$1.61B
$1.03M 0.01%
22,095
+11,088
+101% +$495K
ACWX icon
1143
iShares MSCI ACWI ex US ETF
ACWX
$11.2B
$1.03M 0.01%
20,389
+8,186
+67% +$394K
INDA icon
1144
iShares MSCI India ETF
INDA
$6.81B
$1.03M 0.01%
20,840
-1,032
-5% -$47K
RIO icon
1145
Rio Tinto
RIO
$152B
$1.02M 0.01%
14,478
+786
+6% +$52.7K
OIS icon
1146
Oil States International
OIS
$466M
$1.02M 0.01%
157,354
+89,695
+133% +$650K
FLCB icon
1147
Franklin US Core Bond ETF
FLCB
$3.02B
$1.02M 0.01%
47,685
+17
+0% +$352
SUSC icon
1148
iShares ESG Aware USD Corporate Bond ETF
SUSC
$1.29B
$1.02M 0.01%
44,249
+3,951
+10% +$87.3K
SIXO icon
1149
AllianzIM U.S. Equity 6 Month Buffer10 Apr/Oct ETF
SIXO
$122M
$1.02M 0.01%
+34,847
New +$973K
CTVA icon
1150
Corteva
CTVA
$60.5B
$1.02M 0.01%
22,150
-1,331
-6% -$63.5K
44 45
46
47 48

Similar funds

SA
Sanctuary Advisors Indianapolis, Indiana $18.5B AUM 23.32% 1-Year Est. Return
NC
Nvidia Corp Santa Clara, California $18.4B AUM 362.26% 1-Year Est. Return
BBHC
Brown Brothers Harriman & Co New York $18.6B AUM 15.81% 1-Year Est. Return
TAF
Tredje AP-fonden Se-111 91 Stockholm, Sweden $18.3B AUM 27.14% 1-Year Est. Return
JAM
Jupiter Asset Management London, United Kingdom $18.8B AUM 29.2% 1-Year Est. Return
CWP
Capital Wealth Planning Naples, Florida $18.1B AUM 26.68% 1-Year Est. Return
HNB
Huntington National Bank Columbus, Ohio $18.1B AUM 24.69% 1-Year Est. Return
NAM
Nissay Asset Management Tokyo, Japan $18.9B AUM 27.21% 1-Year Est. Return

AE Wealth Management's Q4 2023 Portfolio in Review

As of Q4 2023, AE Wealth Management held 2,229 positions worth $19.6B, up 17% from $16.7B the previous quarter. Its ten largest holdings account for 18% of the portfolio.

AE Wealth Management deployed $1.06B of net new capital in Q4 2023, opening 291 new positions and adding to 970 existing holdings. Its largest new stake was BondBloxx Bloomberg One Year Target Duration US Treasury ETF: 754,105 shares worth $37.6M.

By sector, the portfolio is most concentrated in Technology at 11% of assets, up from 10% a quarter earlier, followed by Financials and Consumer Discretionary.

On the sell side, the largest reduction was State Street SPDR Bloomberg 1-3 Month T-Bill ETF, an estimated $110M trimmed.

  • AE Wealth Management's largest Q4 2023 buy was BondBloxx Bloomberg One Year Target Duration US Treasury ETF: 754,105 shares worth $37.6M.
  • AE Wealth Management added most to AllianzIM U.S. Equity Buffer20 Jan ETF in Q4 2023, an estimated $153M increase.
  • AE Wealth Management's biggest Q4 2023 reduction was State Street SPDR Bloomberg 1-3 Month T-Bill ETF, cutting an estimated $110M.
  • AE Wealth Management fully exited FT Vest US Equity Enhance & Moderate Buffer ETF August in Q4 2023, selling an estimated $14M.
  • AE Wealth Management's ten largest holdings make up 18% of its $19.6B portfolio in Q4 2023.
  • AE Wealth Management opened 291 new positions and closed 189 in Q4 2023.
  • AE Wealth Management's portfolio value rose 17% quarter-over-quarter to $19.6B.

Based on AE Wealth Management's 13F filing for Q4 2023, filed 14 Feb 2024.