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AWM

AE Wealth Management Portfolio holdings

AUM $18.5B
1-Year Est. Return 19.51%
This Fund
S&P 500
This Quarter Est. Return
-3.1%
1 Year Est. Return
+19.51%
3 Year Est. Return
+56.23%
5 Year Est. Return
+62.83%
10 Year Est. Return
–
AUM
$16.7B
AUM Growth
+$98.5M
Cap. Flow
+$705M
Cap. Flow %
4.22%
Top 10 Hldgs %
17.77%
Holding
2,115
New
226
Increased
957
Reduced
730
Closed
177

Top Buys

Rank Stock Value
1
VNLA icon
Janus Henderson Short Duration Income ETF
VNLA
+$67.1M
2
AUGW icon
AllianzIM U.S. Equity Buffer20 Aug ETF
AUGW
+$66.7M
3
XHLF icon
BondBloxx Bloomberg Six Month Target Duration US Treasury ETF
XHLF
+$58.8M
4
AAPL icon
Apple
AAPL
+$36.6M
5
SPTS icon
State Street SPDR Portfolio Short Term Treasury ETF
SPTS
+$34.6M

Top Sells

Rank Stock Value
1
VUG icon
Vanguard Growth ETF
VUG
+$49.8M
2
VTV icon
Vanguard Value ETF
VTV
+$33.4M
3
XJUN icon
FT Vest US Equity Enhance & Moderate Buffer ETF June
XJUN
+$31.6M
4
QQQ icon
Invesco QQQ Trust
QQQ
+$27.6M
5
SPSB icon
State Street SPDR Portfolio Short Term Corporate Bond ETF
SPSB
+$24.4M

Sector Composition

Rank Sector Weight
1 Technology 10.23%
2 Financials 4.58%
3 Healthcare 3.91%
4 Consumer Discretionary 3.63%
5 Consumer Staples 2.75%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
PHYS icon
1126
Sprott Physical Gold
PHYS
$14.6B
$928K 0.01%
64,788
+37,963
+142% +$570K
LKQ icon
1127
LKQ Corp
LKQ
$6.72B
$924K 0.01%
18,673
+21
+0.1% +$1.12K
HNDL icon
1128
Strategy Shares Nasdaq 7HANDL Index ETF
HNDL
$627M
$924K 0.01%
48,375
-7,087
-13% -$142K
QLYS icon
1129
Qualys
QLYS
$4.76B
$917K 0.01%
6,014
-137
-2% -$19.7K
KDP icon
1130
Keurig Dr Pepper
KDP
$42.8B
$915K 0.01%
28,992
+1,093
+4% +$36.1K
EPOL icon
1131
iShares MSCI Poland ETF
EPOL
$680M
$913K 0.01%
53,332
+51
+0.1% +$981
GRID
1132
First Trust NASDAQ Clean Edge Smart Grid Infrastructure Index Fund
GRID
$10.8B
$903K 0.01%
9,614
+788
+9% +$79.6K
VPL icon
1133
Vanguard FTSE Pacific ETF
VPL
$7.77B
$903K 0.01%
13,494
+620
+5% +$43.1K
CHKP icon
1134
Check Point Software Technologies
CHKP
$14.3B
$902K 0.01%
6,767
+1,022
+18% +$134K
BDEC icon
1135
Innovator US Equity Buffer ETF December
BDEC
$214M
$901K 0.01%
25,773
+1,038
+4% +$37.6K
IR icon
1136
Ingersoll Rand
IR
$33.1B
$896K 0.01%
14,069
+66
+0.5% +$4.39K
BBY icon
1137
Best Buy
BBY
$19B
$896K 0.01%
12,895
-21,318
-62% -$1.65M
HRB icon
1138
H&R Block
HRB
$5.98B
$894K 0.01%
20,760
+6,025
+41% +$222K
SOFI icon
1139
SoFi Technologies
SOFI
$19.6B
$892K 0.01%
111,637
+19,766
+22% +$174K
EXP icon
1140
Eagle Materials
EXP
$6.49B
$892K 0.01%
5,355
-245
-4% -$44.5K
OTIS icon
1141
Otis Worldwide
OTIS
$27.9B
$890K 0.01%
11,078
+1,476
+15% +$126K
CM icon
1142
Canadian Imperial Bank of Commerce
CM
$106B
$887K 0.01%
22,981
-2,551
-10% -$105K
GBF icon
1143
iShares Government/Credit Bond ETF
GBF
$133M
$887K 0.01%
8,860
-224
-2% -$22.9K
ALGN icon
1144
Align Technology
ALGN
$12.9B
$886K 0.01%
2,901
-143
-5% -$49.4K
XSEP icon
1145
FT Vest US Equity Enhance & Moderate Buffer ETF September
XSEP
$134M
$884K 0.01%
26,082
-469
-2% -$16K
ETSY icon
1146
Etsy
ETSY
$8.12B
$883K 0.01%
13,680
+998
+8% +$78.7K
BBDC icon
1147
Barings BDC
BBDC
$869M
$880K 0.01%
98,255
-25,941
-21% -$223K
FXN icon
1148
First Trust Energy AlphaDEX Fund
FXN
$379M
$880K 0.01%
50,489
-10,505
-17% -$180K
LVS icon
1149
Las Vegas Sands
LVS
$32.2B
$878K 0.01%
19,163
-1,355
-7% -$73.2K
KKR icon
1150
KKR & Co
KKR
$89.1B
$878K 0.01%
14,260
+168
+1% +$10.2K
44 45
46
47 48

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NC
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BBHC
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TAF
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JAM
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CWP
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HNB
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NAM
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AE Wealth Management's Q3 2023 Portfolio in Review

As of Q3 2023, AE Wealth Management held 2,115 positions worth $16.7B, up 0.59% from $16.6B the previous quarter. Its ten largest holdings account for 18% of the portfolio.

AE Wealth Management deployed $705M of net new capital in Q3 2023, opening 226 new positions and adding to 957 existing holdings. Its largest new stake was AllianzIM U.S. Equity Buffer20 Aug ETF: 2,707,545 shares worth $65.7M.

By sector, the portfolio is most concentrated in Technology at 10% of assets, up from 10% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was Vanguard Growth ETF, an estimated $49.8M trimmed.

  • AE Wealth Management's largest Q3 2023 buy was AllianzIM U.S. Equity Buffer20 Aug ETF: 2,707,545 shares worth $65.7M.
  • AE Wealth Management added most to Janus Henderson Short Duration Income ETF in Q3 2023, an estimated $67.1M increase.
  • AE Wealth Management's biggest Q3 2023 reduction was Vanguard Growth ETF, cutting an estimated $49.8M.
  • AE Wealth Management fully exited AllianzIM U.S. Equity Buffer10 Apr ETF in Q3 2023, selling an estimated $4.79M.
  • AE Wealth Management's ten largest holdings make up 18% of its $16.7B portfolio in Q3 2023.
  • AE Wealth Management opened 226 new positions and closed 177 in Q3 2023.
  • AE Wealth Management's portfolio value rose 0.59% quarter-over-quarter to $16.7B.

Based on AE Wealth Management's 13F filing for Q3 2023, filed 11 Oct 2023.