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AWM

AE Wealth Management Portfolio holdings

AUM $18.5B
1-Year Est. Return 19.51%
This Fund
S&P 500
This Quarter Est. Return
-0.52%
1 Year Est. Return
+19.51%
3 Year Est. Return
+56.23%
5 Year Est. Return
+62.83%
10 Year Est. Return
–
AUM
$12.1B
AUM Growth
+$689M
Cap. Flow
+$803M
Cap. Flow %
6.62%
Top 10 Hldgs %
20.53%
Holding
1,750
New
170
Increased
910
Reduced
499
Closed
135

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$126M
2
QQQ icon
Invesco QQQ Trust
QQQ
+$75.7M
3
VUG icon
Vanguard Growth ETF
VUG
+$68.2M
4
CWB icon
State Street SPDR Bloomberg Convertible Securities ETF
CWB
+$67.5M
5
PDP icon
Invesco Dorsey Wright Momentum ETF
PDP
+$62.7M

Top Sells

Rank Stock Value
1
VXF icon
Vanguard Extended Market ETF
VXF
+$61.7M
2
ANGL icon
VanEck Fallen Angel High Yield Bond ETF
ANGL
+$58M
3
QUAL icon
iShares MSCI USA Quality Factor ETF
QUAL
+$57.8M
4
MGK icon
Vanguard Mega Cap Growth ETF
MGK
+$56.4M
5
IWY icon
iShares Russell Top 200 Growth ETF
IWY
+$51.7M

Sector Composition

Rank Sector Weight
1 Technology 8.31%
2 Financials 4.14%
3 Consumer Discretionary 3.5%
4 Healthcare 2.87%
5 Communication Services 2.75%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
PAWZ icon
1126
ProShares Pet Care ETF
PAWZ
$34.4M
$568K ﹤0.01%
+7,305
New +$597K
EBND icon
1127
State Street SPDR Bloomberg Emerging Markets Local Bond ETF
EBND
$2.25B
$567K ﹤0.01%
22,419
+4,030
+22% +$105K
PZA icon
1128
Invesco National AMT-Free Municipal Bond ETF
PZA
$4.24B
$566K ﹤0.01%
21,079
+5,709
+37% +$156K
CHKP icon
1129
Check Point Software Technologies
CHKP
$14.2B
$565K ﹤0.01%
4,996
+75
+2% +$9.13K
RSPS icon
1130
Invesco S&P 500 Equal Weight Consumer Staples ETF
RSPS
$255M
$561K ﹤0.01%
+18,220
New +$581K
WWD icon
1131
Woodward
WWD
$23.6B
$560K ﹤0.01%
4,944
+45
+0.9% +$5.34K
JPC icon
1132
Nuveen Preferred & Income Opportunities Fund
JPC
$2.89B
$558K ﹤0.01%
56,396
+7,454
+15% +$74.4K
IWV icon
1133
iShares Russell 3000 ETF
IWV
$19.3B
$556K ﹤0.01%
2,182
+433
+25% +$113K
IBD icon
1134
Inspire Corporate Bond ETF
IBD
$481M
$554K ﹤0.01%
21,205
-9,205
-30% -$243K
NEWT icon
1135
NewtekOne
NEWT
$429M
$553K ﹤0.01%
19,935
+11,930
+149% +$363K
TFI icon
1136
State Street SPDR Nuveen ICE Municipal Bond ETF
TFI
$3.06B
$550K ﹤0.01%
10,661
+1,208
+13% +$63K
COUR icon
1137
Coursera
COUR
$1.74B
$549K ﹤0.01%
+17,343
New +$653K
GEF.B icon
1138
Greif Class B
GEF.B
$4.01B
$547K ﹤0.01%
8,447
-33
-0.4% -$2.03K
EXLS icon
1139
EXL Service
EXLS
$5.37B
$546K ﹤0.01%
22,190
-90
-0.4% -$2.1K
GAB icon
1140
Gabelli Equity Trust
GAB
$1.75B
$545K ﹤0.01%
81,954
+65,963
+413% +$447K
DFAU icon
1141
Dimensional US Core Equity Market ETF
DFAU
$12.2B
$543K ﹤0.01%
18,007
+1,200
+7% +$37K
AXON
1142
Axon Enterprise
AXON
$44.1B
$541K ﹤0.01%
3,091
-1,533
-33% -$278K
CLFD icon
1143
Clearfield
CLFD
$397M
$541K ﹤0.01%
12,255
-5,342
-30% -$224K
XLNX
1144
DELISTED
Xilinx Inc
XLNX
$537K ﹤0.01%
3,558
+1,261
+55% +$185K
GLPI icon
1145
Gaming and Leisure Properties
GLPI
$13B
$536K ﹤0.01%
11,578
+1,149
+11% +$54.8K
EDEN icon
1146
iShares MSCI Denmark ETF
EDEN
$205M
$534K ﹤0.01%
+4,974
New +$562K
BF.B icon
1147
Brown-Forman Class B
BF.B
$13.5B
$533K ﹤0.01%
7,951
+2,302
+41% +$163K
B
1148
Barrick Mining
B
$60.1B
$532K ﹤0.01%
29,487
-78,683
-73% -$1.58M
JRI icon
1149
Nuveen Real Asset Income & Growth Fund
JRI
$355M
$532K ﹤0.01%
34,887
+10,471
+43% +$167K
HMN icon
1150
Horace Mann Educators
HMN
$2.12B
$531K ﹤0.01%
+13,341
New +$529K
44 45
46
47 48

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NC
Nvidia Corp Santa Clara, California $18.4B AUM 362.26% 1-Year Est. Return
BBHC
Brown Brothers Harriman & Co New York $18.6B AUM 15.81% 1-Year Est. Return
TAF
Tredje AP-fonden Se-111 91 Stockholm, Sweden $18.3B AUM 27.14% 1-Year Est. Return
JAM
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CWP
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HNB
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NAM
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AE Wealth Management's Q3 2021 Portfolio in Review

As of Q3 2021, AE Wealth Management held 1,750 positions worth $12.1B, up 6% from $11.4B the previous quarter. Its ten largest holdings account for 21% of the portfolio.

AE Wealth Management deployed $803M of net new capital in Q3 2021, opening 170 new positions and adding to 910 existing holdings. Its largest new stake was iShares S&P 100 ETF: 302,328 shares worth $59.7M.

By sector, the portfolio is most concentrated in Technology at 8.3% of assets, up from 8.2% a quarter earlier, followed by Financials and Consumer Discretionary.

On the sell side, the largest reduction was Vanguard Extended Market ETF, an estimated $61.7M trimmed.

  • AE Wealth Management's largest Q3 2021 buy was iShares S&P 100 ETF: 302,328 shares worth $59.7M.
  • AE Wealth Management added most to State Street SPDR S&P 500 ETF Trust in Q3 2021, an estimated $126M increase.
  • AE Wealth Management's biggest Q3 2021 reduction was Vanguard Extended Market ETF, cutting an estimated $61.7M.
  • AE Wealth Management fully exited iShares ESG Optimized MSCI USA ETF in Q3 2021, selling an estimated $12.1M.
  • AE Wealth Management's ten largest holdings make up 21% of its $12.1B portfolio in Q3 2021.
  • AE Wealth Management opened 170 new positions and closed 135 in Q3 2021.
  • AE Wealth Management's portfolio value rose 6% quarter-over-quarter to $12.1B.

Based on AE Wealth Management's 13F filing for Q3 2021, filed 1 Nov 2021.