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AWM

AE Wealth Management Portfolio holdings

AUM $18.5B
1-Year Est. Return 19.51%
This Fund
S&P 500
This Quarter Est. Return
+7.76%
1 Year Est. Return
+19.51%
3 Year Est. Return
+56.23%
5 Year Est. Return
+62.83%
10 Year Est. Return
–
AUM
$7.01B
AUM Growth
+$536M
Cap. Flow
+$149M
Cap. Flow %
2.12%
Top 10 Hldgs %
25.32%
Holding
1,423
New
168
Increased
574
Reduced
510
Closed
149

Top Buys

Rank Stock Value
1
AGG icon
iShares Core US Aggregate Bond ETF
AGG
+$64.6M
2
TLT icon
iShares 20+ Year Treasury Bond ETF
TLT
+$55.2M
3
QQQ icon
Invesco QQQ Trust
QQQ
+$41.5M
4
PDP icon
Invesco Dorsey Wright Momentum ETF
PDP
+$23.3M
5
IEF icon
iShares 7-10 Year Treasury Bond ETF
IEF
+$21.4M

Top Sells

Rank Stock Value
1
SHV icon
iShares 0-1 Year Treasury Bond ETF
SHV
+$89M
2
CWB icon
State Street SPDR Bloomberg Convertible Securities ETF
CWB
+$31.3M
3
IWY icon
iShares Russell Top 200 Growth ETF
IWY
+$31.1M
4
ILCG icon
iShares Morningstar Growth ETF
ILCG
+$25.3M
5
IWF icon
iShares Russell 1000 Growth ETF
IWF
+$24M

Sector Composition

Rank Sector Weight
1 Technology 8.73%
2 Consumer Discretionary 4.33%
3 Financials 3.58%
4 Healthcare 3.4%
5 Communication Services 2.88%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
TDIV icon
1126
First Trust NASDAQ Technology Dividend Index Fund
TDIV
$4.05B
$235K ﹤0.01%
5,377
-43
-0.8% -$1.89K
VICI icon
1127
VICI Properties
VICI
$29.9B
$235K ﹤0.01%
+10,075
New +$226K
IWO icon
1128
iShares Russell 2000 Growth ETF
IWO
$14.1B
$234K ﹤0.01%
1,058
-256
-19% -$56K
REET icon
1129
iShares Global REIT ETF
REET
$5.14B
$234K ﹤0.01%
11,150
-4,080
-27% -$87.2K
KJAN icon
1130
Innovator US Small Cap Power Buffer ETF January
KJAN
$322M
$233K ﹤0.01%
+9,000
New +$232K
MKTX icon
1131
MarketAxess Holdings
MKTX
$4.47B
$233K ﹤0.01%
484
-480
-50% -$237K
BKLN icon
1132
Invesco Senior Loan ETF
BKLN
$6.96B
$232K ﹤0.01%
10,688
-2,905
-21% -$63.1K
MAG
1133
DELISTED
MAG Silver
MAG
$232K ﹤0.01%
+14,256
New +$228K
TTWO icon
1134
Take-Two Interactive
TTWO
$46.1B
$232K ﹤0.01%
1,405
-7,600
-84% -$1.23M
CHD icon
1135
Church & Dwight Co
CHD
$23.7B
$231K ﹤0.01%
+2,467
New +$224K
MRTN icon
1136
Marten Transport
MRTN
$1.22B
$230K ﹤0.01%
14,119
+175
+1% +$3.09K
QUS icon
1137
State Street SPDR MSCI USA StrategicFactors ETF
QUS
$1.52B
$230K ﹤0.01%
2,431
-123,762
-98% -$11.6M
TEAM icon
1138
Atlassian
TEAM
$26.5B
$229K ﹤0.01%
1,261
-168
-12% -$30K
XSD icon
1139
State Street SPDR S&P Semiconductor ETF
XSD
$2.51B
$229K ﹤0.01%
1,821
-1,103
-38% -$134K
UTF icon
1140
Cohen & Steers Infrastructure Fund
UTF
$3.09B
$228K ﹤0.01%
+10,245
New +$235K
VTHR icon
1141
Vanguard Russell 3000 ETF
VTHR
$4.57B
$225K ﹤0.01%
1,475
-444
-23% -$66.7K
VAR
1142
DELISTED
Varian Medical Systems, Inc.
VAR
$225K ﹤0.01%
1,308
-355
-21% -$55.8K
AY
1143
DELISTED
Atlantica Sustainable Infrastructure plc Ordinary Shares
AY
$224K ﹤0.01%
7,822
-11,780
-60% -$344K
CCJ icon
1144
Cameco
CCJ
$36.8B
$223K ﹤0.01%
22,038
+2,016
+10% +$21.8K
CHMG icon
1145
Chemung Financial Corp
CHMG
$394M
$223K ﹤0.01%
7,740
– –
DSTL icon
1146
Distillate US Fundamental Stability & Value ETF
DSTL
$2.02B
$223K ﹤0.01%
+6,820
New +$220K
OHI icon
1147
Omega Healthcare
OHI
$15.3B
$222K ﹤0.01%
7,420
-12,079
-62% -$377K
OSIS icon
1148
OSI Systems
OSIS
$3.53B
$222K ﹤0.01%
+2,863
New +$214K
ONEM
1149
DELISTED
1Life Healthcare
ONEM
$222K ﹤0.01%
+7,820
New +$247K
AXON
1150
Axon Enterprise
AXON
$42.8B
$221K ﹤0.01%
2,432
-2,759
-53% -$240K
44 45
46
47 48

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TAF
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JAM
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AE Wealth Management's Q3 2020 Portfolio in Review

As of Q3 2020, AE Wealth Management held 1,423 positions worth $7.01B, up 8.3% from $6.47B the previous quarter. Its ten largest holdings account for 25% of the portfolio.

AE Wealth Management's Q3 2020 filing shows 168 new, 574 increased, 510 reduced and 149 closed positions. Its largest new stake was Exchange Listed Funds Trust ETC Cabana Target Drawdown 10 ETF: 473,365 shares worth $11.6M. The largest sale was iShares 0-1 Year Treasury Bond ETF, an estimated $89M.

By sector, the portfolio is most concentrated in Technology at 8.7% of assets, up from 7.9% a quarter earlier, followed by Consumer Discretionary and Financials.

  • AE Wealth Management's largest Q3 2020 buy was Exchange Listed Funds Trust ETC Cabana Target Drawdown 10 ETF: 473,365 shares worth $11.6M.
  • AE Wealth Management added most to iShares Core US Aggregate Bond ETF in Q3 2020, an estimated $64.6M increase.
  • AE Wealth Management's biggest Q3 2020 reduction was iShares 0-1 Year Treasury Bond ETF, cutting an estimated $89M.
  • AE Wealth Management fully exited Invesco Dow Jones Industrial Average Dividend ETF in Q3 2020, selling an estimated $20.7M.
  • AE Wealth Management's ten largest holdings make up 25% of its $7.01B portfolio in Q3 2020.
  • AE Wealth Management opened 168 new positions and closed 149 in Q3 2020.
  • AE Wealth Management's portfolio value rose 8.3% quarter-over-quarter to $7.01B.

Based on AE Wealth Management's 13F filing for Q3 2020, filed 6 Nov 2020.