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AWM

AE Wealth Management Portfolio holdings

AUM $18.5B
1-Year Est. Return 19.51%
This Fund
S&P 500
This Quarter Est. Return
-12.9%
1 Year Est. Return
+19.51%
3 Year Est. Return
+56.23%
5 Year Est. Return
+62.83%
10 Year Est. Return
–
AUM
$4.35B
AUM Growth
-$257M
Cap. Flow
+$729M
Cap. Flow %
16.75%
Top 10 Hldgs %
26.82%
Holding
1,319
New
193
Increased
528
Reduced
364
Closed
213

Top Buys

Rank Stock Value
1
SHV icon
iShares 0-1 Year Treasury Bond ETF
SHV
+$259M
2
SJNK icon
State Street SPDR Bloomberg Short Term High Yield Bond ETF
SJNK
+$36.2M
3
LGLV icon
State Street SPDR US Large Cap Low Volatility Index ETF
LGLV
+$35.8M
4
VGIT icon
Vanguard Intermediate-Term Treasury ETF
VGIT
+$35.4M
5
FTSM icon
First Trust Enhanced Short Maturity ETF
FTSM
+$27.4M

Top Sells

Rank Stock Value
1
AGG icon
iShares Core US Aggregate Bond ETF
AGG
+$29.9M
2
ANGL icon
VanEck Fallen Angel High Yield Bond ETF
ANGL
+$17.4M
3
QUAL icon
iShares MSCI USA Quality Factor ETF
QUAL
+$16M
4
AIVL icon
WisdomTree US AI Enhanced Value Fund
AIVL
+$13.6M
5
CWB icon
State Street SPDR Bloomberg Convertible Securities ETF
CWB
+$12.9M

Sector Composition

Rank Sector Weight
1 Technology 6.91%
2 Healthcare 3.19%
3 Financials 3.18%
4 Consumer Discretionary 2.72%
5 Consumer Staples 2.48%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
CFG icon
1126
Citizens Financial Group
CFG
$30.1B
– –
-16,986
Closed -$690K
CIEN icon
1127
Ciena
CIEN
$46.8B
– –
-14,227
Closed -$607K
CLW icon
1128
Clearwater Paper
CLW
$349M
– –
-15,187
Closed -$324K
CMG icon
1129
Chipotle Mexican Grill
CMG
$43.9B
– –
-22,050
Closed -$369K
CODI icon
1130
Compass Diversified
CODI
$752M
– –
-10,699
Closed -$266K
COMT icon
1131
iShares GSCI Commodity Dynamic Roll Strategy ETF
COMT
$1.19B
– –
-10,199
Closed -$336K
CRUS icon
1132
Cirrus Logic
CRUS
$6.76B
– –
-3,288
Closed -$271K
CSQ icon
1133
Calamos Strategic Total Return Fund
CSQ
$3.13B
– –
-11,995
Closed -$163K
CVI icon
1134
CVR Energy
CVI
$3.48B
– –
-9,017
Closed -$365K
DES icon
1135
WisdomTree US SmallCap Dividend Fund
DES
$2.19B
– –
-88,207
Closed -$2.53M
DIM icon
1136
WisdomTree International MidCap Dividend Fund
DIM
$164M
– –
-12,420
Closed -$816K
DLN icon
1137
WisdomTree US LargeCap Dividend Fund
DLN
$6.21B
– –
-14,098
Closed -$747K
DNL icon
1138
WisdomTree Global ex-U.S. Quality Growth Fund
DNL
$471M
– –
-133,430
Closed -$4.39M
DOC icon
1139
Healthpeak Properties
DOC
$15.5B
– –
-8,343
Closed -$288K
DOL icon
1140
WisdomTree True Developed International Fund
DOL
$809M
– –
-9,104
Closed -$446K
DSI icon
1141
iShares MSCI KLD 400 Social ETF
DSI
$5.1B
– –
-29,266
Closed -$1.76M
DSU icon
1142
BlackRock Debt Strategies Fund
DSU
$592M
– –
-15,310
Closed -$171K
DXJ icon
1143
WisdomTree Japan Hedged Equity Fund
DXJ
$7.07B
– –
-16,870
Closed -$907K
EDIT icon
1144
Editas Medicine
EDIT
$399M
– –
-27,149
Closed -$804K
EES icon
1145
WisdomTree US SmallCap Earnings Fund
EES
$720M
– –
-132,721
Closed -$5.1M
EFSC icon
1146
Enterprise Financial Services Corp
EFSC
$2.4B
– –
-5,580
Closed -$269K
EMN icon
1147
Eastman Chemical
EMN
$7.69B
– –
-2,654
Closed -$210K
EPR icon
1148
EPR Properties
EPR
$4.89B
– –
-10,127
Closed -$715K
EQR icon
1149
Equity Residential
EQR
$25.8B
– –
-6,338
Closed -$513K
ETSY icon
1150
Etsy
ETSY
$8.12B
– –
-8,999
Closed -$399K
44 45
46
47 48

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BBHC
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TAF
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JAM
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CWP
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HNB
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NAM
Nissay Asset Management Tokyo, Japan $18.9B AUM 27.21% 1-Year Est. Return

AE Wealth Management's Q1 2020 Portfolio in Review

As of Q1 2020, AE Wealth Management held 1,319 positions worth $4.35B, down 5.6% from $4.61B the previous quarter. Its ten largest holdings account for 27% of the portfolio.

AE Wealth Management deployed $729M of net new capital in Q1 2020, opening 193 new positions and adding to 528 existing holdings. Its largest new stake was ARK Innovation ETF: 108,504 shares worth $4.77M.

By sector, the portfolio is most concentrated in Technology at 6.9% of assets, up from 6.2% a quarter earlier, followed by Healthcare and Financials.

On the sell side, the largest reduction was iShares Core US Aggregate Bond ETF, an estimated $29.9M trimmed.

  • AE Wealth Management's largest Q1 2020 buy was ARK Innovation ETF: 108,504 shares worth $4.77M.
  • AE Wealth Management added most to iShares 0-1 Year Treasury Bond ETF in Q1 2020, an estimated $259M increase.
  • AE Wealth Management's biggest Q1 2020 reduction was iShares Core US Aggregate Bond ETF, cutting an estimated $29.9M.
  • AE Wealth Management fully exited State Street SPDR S&P Health Care Equipment ETF in Q1 2020, selling an estimated $9.98M.
  • AE Wealth Management's ten largest holdings make up 27% of its $4.35B portfolio in Q1 2020.
  • AE Wealth Management opened 193 new positions and closed 213 in Q1 2020.
  • AE Wealth Management's portfolio value fell 5.6% quarter-over-quarter to $4.35B.

Based on AE Wealth Management's 13F filing for Q1 2020, filed 7 May 2020.