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AWM

AE Wealth Management Portfolio holdings

AUM $18.5B
1-Year Est. Return 19.51%
This Fund
S&P 500
This Quarter Est. Return
+6.39%
1 Year Est. Return
+19.51%
3 Year Est. Return
+56.23%
5 Year Est. Return
+62.83%
10 Year Est. Return
–
AUM
$4.61B
AUM Growth
+$1.15B
Cap. Flow
+$938M
Cap. Flow %
20.35%
Top 10 Hldgs %
23.3%
Holding
1,192
New
203
Increased
731
Reduced
173
Closed
66

Top Buys

Rank Stock Value
1
IVV icon
iShares Core S&P 500 ETF
IVV
+$33.6M
2
IEMG icon
iShares Core MSCI Emerging Markets ETF
IEMG
+$19.4M
3
VEA icon
Vanguard FTSE Developed Markets ETF
VEA
+$17.4M
4
VOO icon
Vanguard S&P 500 ETF
VOO
+$17.1M
5
AGG icon
iShares Core US Aggregate Bond ETF
AGG
+$16.9M

Top Sells

Rank Stock Value
1
ACWV icon
iShares MSCI Global Min Vol Factor ETF
ACWV
+$8.93M
2
SPEM icon
State Street SPDR Portfolio Emerging Markets ETF
SPEM
+$7.68M
3
LGLV icon
State Street SPDR US Large Cap Low Volatility Index ETF
LGLV
+$6.38M
4
RSPU icon
Invesco S&P 500 Equal Weight Utilities ETF
RSPU
+$5.92M
5
AOM icon
iShares Core Moderate Allocation ETF
AOM
+$5.57M

Sector Composition

Rank Sector Weight
1 Technology 6.15%
2 Financials 3.88%
3 Healthcare 2.96%
4 Consumer Discretionary 2.75%
5 Industrials 2.63%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
AR icon
1126
Antero Resources
AR
$10.9B
– –
-14,005
Closed -$42K
BAB icon
1127
Invesco Taxable Municipal Bond ETF
BAB
$1.02B
– –
-68,312
Closed -$2.21M
BGX
1128
Blackstone Long-Short Credit Income Fund
BGX
$135M
– –
-10,353
Closed -$163K
BTAL icon
1129
AGF US Market Neutral Anti-Beta Fund
BTAL
$305M
– –
-15,917
Closed -$377K
CCEP icon
1130
Coca-Cola Europacific Partners
CCEP
$46.5B
– –
-5,957
Closed -$330K
CDNS icon
1131
Cadence Design Systems
CDNS
$90B
– –
-4,266
Closed -$282K
CIM
1132
Chimera Investment
CIM
$1.05B
– –
-3,386
Closed -$199K
CMBS icon
1133
iShares CMBS ETF
CMBS
$473M
– –
-5,392
Closed -$288K
CVCO icon
1134
Cavco Industries
CVCO
$4.39B
– –
-1,395
Closed -$268K
DALN
1135
DELISTED
DallasNews
DALN
– –
-2,766
Closed -$41K
DBRG icon
1136
DigitalBridge
DBRG
$2.94B
– –
-2,848
Closed -$69K
DGII icon
1137
Digi International
DGII
$2.52B
– –
-27,094
Closed -$369K
DRI icon
1138
Darden Restaurants
DRI
$22.5B
– –
-11,078
Closed -$1.31M
EVV
1139
Eaton Vance Limited Duration Income Fund
EVV
$1.06B
– –
-12,364
Closed -$155K
EXG icon
1140
Eaton Vance Tax-Managed Global Diversified Equity Income Fund
EXG
$2.91B
– –
-18,607
Closed -$153K
FCX icon
1141
Freeport-McMoran
FCX
$90B
– –
-10,713
Closed -$103K
FHI icon
1142
Federated Hermes
FHI
$4.4B
– –
-7,715
Closed -$250K
FHN icon
1143
First Horizon
FHN
$12.1B
– –
-58,199
Closed -$943K
FTV icon
1144
Fortive
FTV
$19B
– –
-5,709
Closed -$247K
FXU icon
1145
First Trust Utilities AlphaDEX Fund
FXU
$840M
– –
-76,467
Closed -$2.27M
GIFI
1146
DELISTED
Gulf Island Fabrication
GIFI
– –
-45,304
Closed -$242K
GLD icon
1147
CALL
SPDR Gold Trust
GLD
$131B
– –
-100
Closed -$3K
GUNR icon
1148
FlexShares Global Upstream Natural Resources Index Fund
GUNR
$7.19B
– –
-6,605
Closed -$206K
IDV icon
1149
iShares International Select Dividend ETF
IDV
$8.25B
– –
-8,552
Closed -$263K
IONS icon
1150
Ionis Pharmaceuticals
IONS
$9.35B
– –
-6,119
Closed -$367K
44 45
46
47 48

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NC
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FAF
Fjarde Ap-fonden Stockholm, Sweden $18.3B AUM 23.23% 1-Year Est. Return
BBHC
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TAF
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JAM
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CWP
Capital Wealth Planning Naples, Florida $18.1B AUM 26.68% 1-Year Est. Return
HNB
Huntington National Bank Columbus, Ohio $18.1B AUM 24.69% 1-Year Est. Return

AE Wealth Management's Q4 2019 Portfolio in Review

As of Q4 2019, AE Wealth Management held 1,192 positions worth $4.61B, up 33% from $3.46B the previous quarter. Its ten largest holdings account for 23% of the portfolio.

AE Wealth Management deployed $938M of net new capital in Q4 2019, opening 203 new positions and adding to 731 existing holdings. Its largest new stake was First Trust Small Cap Value AlphaDEX Fund: 167,788 shares worth $6.43M.

By sector, the portfolio is most concentrated in Technology at 6.2% of assets, up from 6.1% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was iShares MSCI Global Min Vol Factor ETF, an estimated $8.93M trimmed.

  • AE Wealth Management's largest Q4 2019 buy was First Trust Small Cap Value AlphaDEX Fund: 167,788 shares worth $6.43M.
  • AE Wealth Management added most to iShares Core S&P 500 ETF in Q4 2019, an estimated $33.6M increase.
  • AE Wealth Management's biggest Q4 2019 reduction was iShares MSCI Global Min Vol Factor ETF, cutting an estimated $8.93M.
  • AE Wealth Management fully exited SPDR MFS Systematic Growth Equity ETF of SSgA Active Trust in Q4 2019, selling an estimated $4.71M.
  • AE Wealth Management's ten largest holdings make up 23% of its $4.61B portfolio in Q4 2019.
  • AE Wealth Management opened 203 new positions and closed 66 in Q4 2019.
  • AE Wealth Management's portfolio value rose 33% quarter-over-quarter to $4.61B.

Based on AE Wealth Management's 13F filing for Q4 2019, filed 15 Jan 2020.