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AWM
AE Wealth Management Portfolio holdings
AUM
$18.5B
1-Year Est. Return
19.51%
This Fund
S&P 500
This Quarter
Est. Return
+9.76%
1 Year Est. Return
+19.51%
3 Year Est. Return
+56.23%
5 Year Est. Return
+62.83%
10 Year Est. Return
–
AUM
$19.6B
AUM Growth
+$2.85B
(+17%)
Cap. Flow
+$1.06B
Cap. Flow
% of AUM
5.39%
Top 10 Holdings %
Top 10 Hldgs %
18.14%
Holding
2,229
New
291
Increased
970
Reduced
750
Closed
189
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
AllianzIM U.S. Equity Buffer20 Jan ETF
JANW
|
+$153M |
| 2 |
PIMCO Ultra Short Government Active ETF
BILZ
|
+$128M |
| 3 |
Janus Henderson Short Duration Income ETF
VNLA
|
+$66.8M |
| 4 |
FT Vest Fund of Deep Buffer ETFs
BUFD
|
+$48.7M |
| 5 |
Apple
AAPL
|
+$48.4M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
State Street SPDR Bloomberg 1-3 Month T-Bill ETF
BIL
|
+$110M |
| 2 |
Hartford Total Return Bond ETF
HTRB
|
+$80.3M |
| 3 |
iShares 0-3 Month Treasury Bond ETF
SGOV
|
+$60.6M |
| 4 |
iShares Russell 2000 ETF
IWM
|
+$39.6M |
| 5 |
State Street SPDR S&P 500 ETF Trust
SPY
|
+$38.8M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 11.46% |
| 2 | Financials | 5.12% |
| 3 | Consumer Discretionary | 3.8% |
| 4 | Healthcare | 3.68% |
| 5 | Communication Services | 2.94% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
1101
Logitech
LOGI
$14.8B
| $1.15M | 0.01% |
13,450
-1,504
| -10% | -$123K |
|
1102
Johnson Controls International
JCI
$85.1B
| $1.15M | 0.01% |
20,328
-206
| -1% | -$10.8K |
|
1103
iShares MSCI China ETF
MCHI
$6.23B
| $1.15M | 0.01% |
30,040
+10,320
| +52% | +$435K |
|
1104
iShares AAA-A Rated Corporate Bond ETF
QLTA
$1.24B
| $1.14M | 0.01% |
23,999
-9,154
| -28% | -$420K |
|
1105
Paycom
PAYC
$7.88B
| $1.14M | 0.01% |
5,889
+4,185
| +246% | +$885K |
|
1106
Expeditors International
EXPD
$22.3B
| $1.14M | 0.01% |
8,781
-359
| -4% | -$42.3K |
|
1107
Equifax
EFX
$22B
| $1.14M | 0.01% |
4,634
+229
| +5% | +$46.4K |
|
1108
Invesco FTSE RAFI Developed Markets ex-US ETF
PXF
$2.83B
| $1.14M | 0.01% |
24,323
+6,728
| +38% | +$299K |
|
1109
Eastman Chemical
EMN
$7.69B
| $1.14M | 0.01% |
13,376
+7,982
| +148% | +$636K |
|
|
BERY
1110
DELISTED
Berry Global Group, Inc.
BERY
| $1.13M | 0.01% |
18,461
-642
| -3% | -$36.2K |
|
1111
BJs Wholesale Club
BJ
$12.8B
| $1.13M | 0.01% |
17,482
+3,759
| +27% | +$254K |
|
1112
State Street SPDR Bloomberg International Corporate Bond ETF
IBND
$457M
| $1.13M | 0.01% |
38,684
-131,036
| -77% | -$3.7M |
|
1113
Carrier Global
CARR
$49.4B
| $1.13M | 0.01% |
20,359
-17,599
| -46% | -$931K |
|
1114
Woodward
WWD
$23B
| $1.13M | 0.01% |
8,100
+1,180
| +17% | +$154K |
|
1115
RLI Corp
RLI
$6.02B
| $1.12M | 0.01% |
16,210
-3,742
| -19% | -$251K |
|
1116
State Street DoubleLine Short Duration Total Return Tactical ETF
STOT
$501M
| $1.12M | 0.01% |
23,831
+1,418
| +6% | +$66K |
|
1117
Howmet Aerospace
HWM
$109B
| $1.12M | 0.01% |
20,165
+14,493
| +256% | +$715K |
|
1118
Innovator US Equity Buffer ETF June
BJUN
$309M
| $1.11M | 0.01% |
30,668
-14,192
| -32% | -$481K |
|
|
AGR
1119
DELISTED
Avangrid, Inc.
AGR
| $1.11M | 0.01% |
36,323
-46,840
| -56% | -$1.46M |
|
1120
Nuveen Municipal High Income Opportunity Fund
NMZ
$2.2B
| $1.1M | 0.01% |
112,788
-3,841
| -3% | -$35.9K |
|
1121
HSBC
HSBC
$352B
| $1.1M | 0.01% |
27,714
+2,467
| +10% | +$95.5K |
|
1122
Schwab US Mid-Cap ETF
SCHM
$14.2B
| $1.09M | 0.01% |
43,791
+9,261
| +27% | +$212K |
|
1123
Barings BDC
BBDC
$869M
| $1.09M | 0.01% |
119,261
+21,006
| +21% | +$187K |
|
1124
Invesco S&P 500 Equal Weight Financials ETF
RSPF
$308M
| $1.09M | 0.01% |
18,170
+5,737
| +46% | +$305K |
|
1125
Goldman Sachs ActiveBeta US Large Cap Equity ETF
GSLC
$14.8B
| $1.09M | 0.01% |
11,270
+222
| +2% | +$19.5K |
|
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AE Wealth Management's Q4 2023 Portfolio in Review
As of Q4 2023, AE Wealth Management held 2,229 positions worth $19.6B, up 17% from $16.7B the previous quarter. Its ten largest holdings account for 18% of the portfolio.
AE Wealth Management deployed $1.06B of net new capital in Q4 2023, opening 291 new positions and adding to 970 existing holdings. Its largest new stake was BondBloxx Bloomberg One Year Target Duration US Treasury ETF: 754,105 shares worth $37.6M.
By sector, the portfolio is most concentrated in Technology at 11% of assets, up from 10% a quarter earlier, followed by Financials and Consumer Discretionary.
On the sell side, the largest reduction was State Street SPDR Bloomberg 1-3 Month T-Bill ETF, an estimated $110M trimmed.
- AE Wealth Management's largest Q4 2023 buy was BondBloxx Bloomberg One Year Target Duration US Treasury ETF: 754,105 shares worth $37.6M.
- AE Wealth Management added most to AllianzIM U.S. Equity Buffer20 Jan ETF in Q4 2023, an estimated $153M increase.
- AE Wealth Management's biggest Q4 2023 reduction was State Street SPDR Bloomberg 1-3 Month T-Bill ETF, cutting an estimated $110M.
- AE Wealth Management fully exited FT Vest US Equity Enhance & Moderate Buffer ETF August in Q4 2023, selling an estimated $14M.
- AE Wealth Management's ten largest holdings make up 18% of its $19.6B portfolio in Q4 2023.
- AE Wealth Management opened 291 new positions and closed 189 in Q4 2023.
- AE Wealth Management's portfolio value rose 17% quarter-over-quarter to $19.6B.
Based on AE Wealth Management's 13F filing for Q4 2023, filed 14 Feb 2024.