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AWM

AE Wealth Management Portfolio holdings

AUM $18.5B
1-Year Est. Return 19.51%
This Fund
S&P 500
This Quarter Est. Return
+7.41%
1 Year Est. Return
+19.51%
3 Year Est. Return
+56.23%
5 Year Est. Return
+62.83%
10 Year Est. Return
–
AUM
$14.3B
AUM Growth
+$2.2B
Cap. Flow
+$1.4B
Cap. Flow %
9.76%
Top 10 Hldgs %
20.93%
Holding
1,828
New
213
Increased
984
Reduced
465
Closed
140

Top Buys

Rank Stock Value
1
DGRO icon
iShares Core Dividend Growth ETF
DGRO
+$102M
2
MGK icon
Vanguard Mega Cap Growth ETF
MGK
+$87.7M
3
QUAL icon
iShares MSCI USA Quality Factor ETF
QUAL
+$80.5M
4
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$78M
5
MBB icon
iShares MBS ETF
MBB
+$74.8M

Top Sells

Rank Stock Value
1
CWB icon
State Street SPDR Bloomberg Convertible Securities ETF
CWB
+$74.9M
2
PDP icon
Invesco Dorsey Wright Momentum ETF
PDP
+$64.2M
3
MTUM icon
iShares MSCI USA Momentum Factor ETF
MTUM
+$63M
4
OEF icon
iShares S&P 100 ETF
OEF
+$58.5M
5
VBK icon
Vanguard Small-Cap Growth ETF
VBK
+$52.6M

Sector Composition

Rank Sector Weight
1 Technology 8.49%
2 Financials 3.83%
3 Consumer Discretionary 3.34%
4 Healthcare 3.01%
5 Industrials 2.53%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
WDC icon
1101
Western Digital
WDC
$159B
$709K ﹤0.01%
14,376
+876
+6% +$38.1K
IDV icon
1102
iShares International Select Dividend ETF
IDV
$8.31B
$708K ﹤0.01%
22,712
-10
-0% -$309
FNX icon
1103
First Trust Mid Cap Core AlphaDEX Fund
FNX
$1.37B
$707K ﹤0.01%
6,875
+2,563
+59% +$262K
MFEM icon
1104
PIMCO RAFI Dynamic Multi-Factor Emerging Markets Equity ETF
MFEM
$137M
$707K ﹤0.01%
30,575
+910
+3% +$25.5K
RSPS icon
1105
Invesco S&P 500 Equal Weight Consumer Staples ETF
RSPS
$255M
$706K ﹤0.01%
20,795
+2,575
+14% +$82.3K
XBI icon
1106
State Street SPDR S&P Biotech ETF
XBI
$10B
$706K ﹤0.01%
6,305
-233
-4% -$28.1K
PERI icon
1107
Perion Network
PERI
$380M
$702K ﹤0.01%
+29,202
New +$712K
EVRI
1108
DELISTED
Everi Holdings
EVRI
$701K ﹤0.01%
+32,855
New +$749K
FLDR icon
1109
Fidelity Low Duration Bond Factor ETF
FLDR
$1.98B
$699K ﹤0.01%
13,785
-862
-6% -$43.8K
HUBB icon
1110
Hubbell
HUBB
$24.4B
$698K ﹤0.01%
3,349
+38
+1% +$7.6K
WOLF icon
1111
Wolfspeed
WOLF
$1.04B
$697K ﹤0.01%
+6,239
New +$696K
KNSL icon
1112
Kinsale Capital Group
KNSL
$8.58B
$696K ﹤0.01%
2,928
-6
-0.2% -$1.18K
SKY icon
1113
Champion Homes
SKY
$4.41B
$696K ﹤0.01%
+8,811
New +$636K
VCRA
1114
DELISTED
VOCERA COMMUNICATIONS, INC.
VCRA
$693K ﹤0.01%
+10,690
New +$601K
DVAX
1115
DELISTED
Dynavax Technologies
DVAX
$691K ﹤0.01%
+49,133
New +$808K
MIME
1116
DELISTED
Mimecast Limited
MIME
$691K ﹤0.01%
8,685
-1,182
-12% -$89.1K
KR icon
1117
Kroger
KR
$36.7B
$687K ﹤0.01%
15,178
+2,521
+20% +$106K
SHOO icon
1118
Steven Madden
SHOO
$3.17B
$685K ﹤0.01%
+14,739
New +$679K
SPHR icon
1119
Sphere Entertainment
SPHR
$5.02B
$685K ﹤0.01%
9,734
-868
-8% -$60.9K
SPGM icon
1120
State Street SPDR Portfolio MSCI Global Stock Market ETF
SPGM
$1.68B
$684K ﹤0.01%
11,819
-54
-0.5% -$3.09K
CMRC
1121
Commerce.com Inc Series 1
CMRC
$272M
$683K ﹤0.01%
+19,307
New +$908K
DBB icon
1122
Invesco DB Base Metals Fund
DBB
$306M
$680K ﹤0.01%
+30,548
New +$657K
KNX icon
1123
Knight Transportation
KNX
$11.5B
$680K ﹤0.01%
11,157
-401
-3% -$22.7K
URBN icon
1124
Urban Outfitters
URBN
$6.46B
$680K ﹤0.01%
23,145
+3,083
+15% +$97.7K
HTRB icon
1125
Hartford Total Return Bond ETF
HTRB
$2.22B
$678K ﹤0.01%
17,055
-964
-5% -$39K
43 44
45
46 47

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SA
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NC
Nvidia Corp Santa Clara, California $18.4B AUM 362.26% 1-Year Est. Return
BBHC
Brown Brothers Harriman & Co New York $18.6B AUM 15.81% 1-Year Est. Return
TAF
Tredje AP-fonden Se-111 91 Stockholm, Sweden $18.3B AUM 27.14% 1-Year Est. Return
JAM
Jupiter Asset Management London, United Kingdom $18.8B AUM 29.2% 1-Year Est. Return
CWP
Capital Wealth Planning Naples, Florida $18.1B AUM 26.68% 1-Year Est. Return
HNB
Huntington National Bank Columbus, Ohio $18.1B AUM 24.69% 1-Year Est. Return
NAM
Nissay Asset Management Tokyo, Japan $18.9B AUM 27.21% 1-Year Est. Return

AE Wealth Management's Q4 2021 Portfolio in Review

As of Q4 2021, AE Wealth Management held 1,828 positions worth $14.3B, up 18% from $12.1B the previous quarter. Its ten largest holdings account for 21% of the portfolio.

AE Wealth Management deployed $1.4B of net new capital in Q4 2021, opening 213 new positions and adding to 984 existing holdings. Its largest new stake was Invesco S&P SmallCap Low Volatility ETF: 1,408,338 shares worth $73.4M.

By sector, the portfolio is most concentrated in Technology at 8.5% of assets, up from 8.3% a quarter earlier, followed by Financials and Consumer Discretionary.

On the sell side, the largest reduction was State Street SPDR Bloomberg Convertible Securities ETF, an estimated $74.9M trimmed.

  • AE Wealth Management's largest Q4 2021 buy was Invesco S&P SmallCap Low Volatility ETF: 1,408,338 shares worth $73.4M.
  • AE Wealth Management added most to iShares Core Dividend Growth ETF in Q4 2021, an estimated $102M increase.
  • AE Wealth Management's biggest Q4 2021 reduction was State Street SPDR Bloomberg Convertible Securities ETF, cutting an estimated $74.9M.
  • AE Wealth Management fully exited First Solar in Q4 2021, selling an estimated $3.36M.
  • AE Wealth Management's ten largest holdings make up 21% of its $14.3B portfolio in Q4 2021.
  • AE Wealth Management opened 213 new positions and closed 140 in Q4 2021.
  • AE Wealth Management's portfolio value rose 18% quarter-over-quarter to $14.3B.

Based on AE Wealth Management's 13F filing for Q4 2021, filed 20 Jan 2022.