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AWM

AE Wealth Management Portfolio holdings

AUM $18.5B
1-Year Est. Return 19.51%
This Fund
S&P 500
This Quarter Est. Return
-0.52%
1 Year Est. Return
+19.51%
3 Year Est. Return
+56.23%
5 Year Est. Return
+62.83%
10 Year Est. Return
–
AUM
$12.1B
AUM Growth
+$689M
Cap. Flow
+$803M
Cap. Flow %
6.62%
Top 10 Hldgs %
20.53%
Holding
1,750
New
170
Increased
910
Reduced
499
Closed
135

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$126M
2
QQQ icon
Invesco QQQ Trust
QQQ
+$75.7M
3
VUG icon
Vanguard Growth ETF
VUG
+$68.2M
4
CWB icon
State Street SPDR Bloomberg Convertible Securities ETF
CWB
+$67.5M
5
PDP icon
Invesco Dorsey Wright Momentum ETF
PDP
+$62.7M

Top Sells

Rank Stock Value
1
VXF icon
Vanguard Extended Market ETF
VXF
+$61.7M
2
ANGL icon
VanEck Fallen Angel High Yield Bond ETF
ANGL
+$58M
3
QUAL icon
iShares MSCI USA Quality Factor ETF
QUAL
+$57.8M
4
MGK icon
Vanguard Mega Cap Growth ETF
MGK
+$56.4M
5
IWY icon
iShares Russell Top 200 Growth ETF
IWY
+$51.7M

Sector Composition

Rank Sector Weight
1 Technology 8.31%
2 Financials 4.14%
3 Consumer Discretionary 3.5%
4 Healthcare 2.87%
5 Communication Services 2.75%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SPT icon
1101
Sprout Social
SPT
$534M
$594K ﹤0.01%
+4,874
New +$529K
GROM
1102
DELISTED
Grom Social Enterprises Inc. Common Stock
GROM
$594K ﹤0.01%
+248
New +$428K
HSY icon
1103
Hershey
HSY
$37.6B
$593K ﹤0.01%
3,504
+15
+0.4% +$2.65K
PGF icon
1104
Invesco Financial Preferred ETF
PGF
$674M
$593K ﹤0.01%
31,303
-13,130
-30% -$251K
PSEC icon
1105
Prospect Capital
PSEC
$1.11B
$593K ﹤0.01%
76,982
+21,389
+38% +$172K
GNRC icon
1106
Generac Holdings
GNRC
$11.5B
$591K ﹤0.01%
1,447
+463
+47% +$198K
KNX icon
1107
Knight Transportation
KNX
$11.3B
$591K ﹤0.01%
11,558
+250
+2% +$12.6K
FMF icon
1108
First Trust Managed Futures Strategy Fund
FMF
$248M
$590K ﹤0.01%
12,414
+813
+7% +$38.9K
CPRI icon
1109
Capri Holdings
CPRI
$1.79B
$589K ﹤0.01%
+12,176
New +$663K
VMW
1110
DELISTED
VMware, Inc
VMW
$588K ﹤0.01%
3,956
-159
-4% -$24.1K
BWX icon
1111
State Street SPDR Bloomberg International Treasury Bond ETF
BWX
$1.31B
$587K ﹤0.01%
20,415
+9,455
+86% +$278K
PSK icon
1112
State Street SPDR ICE Preferred Securities ETF
PSK
$689M
$586K ﹤0.01%
13,483
-2,563
-16% -$112K
PCY icon
1113
Invesco Emerging Markets Sovereign Debt ETF
PCY
$1.39B
$582K ﹤0.01%
21,819
-90,409
-81% -$2.49M
PPA icon
1114
Invesco Aerospace & Defense ETF
PPA
$8.1B
$581K ﹤0.01%
8,085
+704
+10% +$51.8K
RIOT icon
1115
Riot Platforms
RIOT
$7.28B
$581K ﹤0.01%
22,593
+432
+2% +$13.9K
SIMO icon
1116
Silicon Motion
SIMO
$7.08B
$581K ﹤0.01%
+8,419
New +$594K
MRO
1117
DELISTED
Marathon Oil Corporation
MRO
$581K ﹤0.01%
42,478
-6,268
-13% -$75.6K
ACHC icon
1118
Acadia Healthcare
ACHC
$2.59B
$577K ﹤0.01%
9,050
– –
BAND
1119
Bandwidth Inc
BAND
$1.2B
$576K ﹤0.01%
+6,378
New +$736K
WDC icon
1120
Western Digital
WDC
$161B
$576K ﹤0.01%
13,500
-16,761
-55% -$796K
ALTA
1121
DELISTED
Altabancorp
ALTA
$573K ﹤0.01%
12,982
– –
BBL
1122
DELISTED
BHP Group Plc American Depositary Shares (Each representing two Ordinary Shares)
BBL
$573K ﹤0.01%
11,309
-317
-3% -$19.1K
FLRN icon
1123
State Street SPDR Bloomberg Investment Grade Floating Rate ETF
FLRN
$3.07B
$571K ﹤0.01%
18,616
-6,067
-25% -$186K
J icon
1124
Jacobs Solutions
J
$16.2B
$570K ﹤0.01%
5,203
+829
+19% +$91.6K
DLTR icon
1125
Dollar Tree
DLTR
$24.7B
$569K ﹤0.01%
5,943
-371
-6% -$35.7K
43 44
45
46 47

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SA
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NC
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BBHC
Brown Brothers Harriman & Co New York $18.6B AUM 15.81% 1-Year Est. Return
TAF
Tredje AP-fonden Se-111 91 Stockholm, Sweden $18.3B AUM 27.14% 1-Year Est. Return
JAM
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CWP
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HNB
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NAM
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AE Wealth Management's Q3 2021 Portfolio in Review

As of Q3 2021, AE Wealth Management held 1,750 positions worth $12.1B, up 6% from $11.4B the previous quarter. Its ten largest holdings account for 21% of the portfolio.

AE Wealth Management deployed $803M of net new capital in Q3 2021, opening 170 new positions and adding to 910 existing holdings. Its largest new stake was iShares S&P 100 ETF: 302,328 shares worth $59.7M.

By sector, the portfolio is most concentrated in Technology at 8.3% of assets, up from 8.2% a quarter earlier, followed by Financials and Consumer Discretionary.

On the sell side, the largest reduction was Vanguard Extended Market ETF, an estimated $61.7M trimmed.

  • AE Wealth Management's largest Q3 2021 buy was iShares S&P 100 ETF: 302,328 shares worth $59.7M.
  • AE Wealth Management added most to State Street SPDR S&P 500 ETF Trust in Q3 2021, an estimated $126M increase.
  • AE Wealth Management's biggest Q3 2021 reduction was Vanguard Extended Market ETF, cutting an estimated $61.7M.
  • AE Wealth Management fully exited iShares ESG Optimized MSCI USA ETF in Q3 2021, selling an estimated $12.1M.
  • AE Wealth Management's ten largest holdings make up 21% of its $12.1B portfolio in Q3 2021.
  • AE Wealth Management opened 170 new positions and closed 135 in Q3 2021.
  • AE Wealth Management's portfolio value rose 6% quarter-over-quarter to $12.1B.

Based on AE Wealth Management's 13F filing for Q3 2021, filed 1 Nov 2021.