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AWM

AE Wealth Management Portfolio holdings

AUM $18.5B
1-Year Est. Return 19.51%
This Fund
S&P 500
This Quarter Est. Return
+12.01%
1 Year Est. Return
+19.51%
3 Year Est. Return
+56.23%
5 Year Est. Return
+62.83%
10 Year Est. Return
–
AUM
$8.82B
AUM Growth
+$1.81B
Cap. Flow
+$888M
Cap. Flow %
10.07%
Top 10 Hldgs %
22.07%
Holding
1,476
New
202
Increased
693
Reduced
445
Closed
115

Top Buys

Rank Stock Value
1
CWB icon
State Street SPDR Bloomberg Convertible Securities ETF
CWB
+$53.7M
2
GLD icon
SPDR Gold Trust
GLD
+$44.9M
3
VWO icon
Vanguard FTSE Emerging Markets ETF
VWO
+$41.8M
4
IVV icon
iShares Core S&P 500 ETF
IVV
+$41.5M
5
AOM icon
iShares Core Moderate Allocation ETF
AOM
+$40.7M

Top Sells

Rank Stock Value
1
TLT icon
iShares 20+ Year Treasury Bond ETF
TLT
+$65.6M
2
SJNK icon
State Street SPDR Bloomberg Short Term High Yield Bond ETF
SJNK
+$47.7M
3
ANGL icon
VanEck Fallen Angel High Yield Bond ETF
ANGL
+$31.3M
4
VUG icon
Vanguard Morningstar Growth ETF
VUG
+$23.8M
5
PDP icon
Invesco Dorsey Wright Momentum ETF
PDP
+$15.7M

Sector Composition

Rank Sector Weight
1 Technology 8.44%
2 Consumer Discretionary 3.81%
3 Financials 3.64%
4 Healthcare 3.17%
5 Communication Services 3%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
TOTL icon
1101
State Street DoubleLine Total Return Tactical ETF
TOTL
$4.1B
$336K ﹤0.01%
6,826
-1,923
-22% -$94.8K
HWC icon
1102
Hancock Whitney
HWC
$6.19B
$335K ﹤0.01%
+9,859
New +$266K
UFOX
1103
Defiance Space and Connective Tech ETF
UFOX
$795M
$335K ﹤0.01%
+9,974
New +$311K
DGRW icon
1104
WisdomTree Trust WisdomTree US Quality Dividend Growth Fund
DGRW
$16.5B
$334K ﹤0.01%
6,198
-10,693
-63% -$554K
PCY icon
1105
Invesco Emerging Markets Sovereign Debt ETF
PCY
$1.38B
$334K ﹤0.01%
11,587
-3,473
-23% -$97K
IYLD icon
1106
iShares Morningstar Multi-Asset Income ETF
IYLD
$124M
$333K ﹤0.01%
13,834
-2,865
-17% -$66.5K
SAIC icon
1107
Saic
SAIC
$4.95B
$331K ﹤0.01%
3,498
+261
+8% +$22.9K
WKHS icon
1108
Workhorse Group
WKHS
$33.4M
$330K ﹤0.01%
6
+2
+50% +$130K
PFM icon
1109
Invesco Dividend Achievers ETF
PFM
$789M
$328K ﹤0.01%
+9,974
New +$317K
FNY icon
1110
First Trust Mid Cap Growth AlphaDEX Fund
FNY
$565M
$326K ﹤0.01%
4,980
-625
-11% -$37.2K
OHI icon
1111
Omega Healthcare
OHI
$15.3B
$326K ﹤0.01%
8,972
+1,552
+21% +$52.6K
ZEN
1112
DELISTED
ZENDESK INC
ZEN
$324K ﹤0.01%
2,267
+282
+14% +$35K
FLGT icon
1113
Fulgent Genetics
FLGT
$558M
$322K ﹤0.01%
+6,176
New +$258K
TD icon
1114
Toronto Dominion Bank
TD
$193B
$322K ﹤0.01%
5,706
-1,031
-15% -$52.3K
RDS.B
1115
DELISTED
Royal Dutch Shell PLC ADS Class B
RDS.B
$320K ﹤0.01%
9,533
-892
-9% -$26.5K
CAG icon
1116
Conagra Brands
CAG
$7.42B
$319K ﹤0.01%
+8,796
New +$319K
EIM
1117
Eaton Vance Municipal Bond Fund
EIM
$494M
$319K ﹤0.01%
23,450
+2,052
+10% +$27K
FXD icon
1118
First Trust Consumer Discretionary AlphaDEX Fund
FXD
$276M
$318K ﹤0.01%
+6,243
New +$293K
SAM icon
1119
Boston Beer
SAM
$1.95B
$318K ﹤0.01%
+320
New +$307K
DIAL icon
1120
Columbia Diversified Fixed Income Allocation ETF
DIAL
$386M
$317K ﹤0.01%
14,341
-5
-0% -$109
HE icon
1121
Hawaiian Electric Industries
HE
$2.26B
$317K ﹤0.01%
8,955
+414
+5% +$14.6K
BJUN icon
1122
Innovator US Equity Buffer ETF June
BJUN
$309M
$315K ﹤0.01%
+10,090
New +$307K
EVV
1123
Eaton Vance Limited Duration Income Fund
EVV
$1.05B
$315K ﹤0.01%
+25,173
New +$303K
NSP icon
1124
Insperity
NSP
$2.03B
$314K ﹤0.01%
3,857
-32
-0.8% -$2.63K
JPS
1125
DELISTED
Nuveen Preferred & Income Securities Fund
JPS
$313K ﹤0.01%
32,145
+2,553
+9% +$23.5K
43 44
45
46 47

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NC
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BBHC
Brown Brothers Harriman & Co New York $18.6B AUM 15.81% 1-Year Est. Return
TAF
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JAM
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CWP
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HNB
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NAM
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AE Wealth Management's Q4 2020 Portfolio in Review

As of Q4 2020, AE Wealth Management held 1,476 positions worth $8.82B, up 26% from $7.01B the previous quarter. Its ten largest holdings account for 22% of the portfolio.

AE Wealth Management deployed $888M of net new capital in Q4 2020, opening 202 new positions and adding to 693 existing holdings. Its largest new stake was Invesco Dow Jones Industrial Average Dividend ETF: 1,030,200 shares worth $39.4M.

By sector, the portfolio is most concentrated in Technology at 8.4% of assets, down from 8.7% a quarter earlier, followed by Consumer Discretionary and Financials.

On the sell side, the largest reduction was iShares 20+ Year Treasury Bond ETF, an estimated $65.6M trimmed.

  • AE Wealth Management's largest Q4 2020 buy was Invesco Dow Jones Industrial Average Dividend ETF: 1,030,200 shares worth $39.4M.
  • AE Wealth Management added most to State Street SPDR Bloomberg Convertible Securities ETF in Q4 2020, an estimated $53.7M increase.
  • AE Wealth Management's biggest Q4 2020 reduction was iShares 20+ Year Treasury Bond ETF, cutting an estimated $65.6M.
  • AE Wealth Management fully exited iShares AAA-A Rated Corporate Bond ETF in Q4 2020, selling an estimated $3.39M.
  • AE Wealth Management's ten largest holdings make up 22% of its $8.82B portfolio in Q4 2020.
  • AE Wealth Management opened 202 new positions and closed 115 in Q4 2020.
  • AE Wealth Management's portfolio value rose 26% quarter-over-quarter to $8.82B.

Based on AE Wealth Management's 13F filing for Q4 2020, filed 1 Feb 2021.