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AWM

AE Wealth Management Portfolio holdings

AUM $18.5B
1-Year Est. Return 19.51%
This Fund
S&P 500
This Quarter Est. Return
+7.76%
1 Year Est. Return
+19.51%
3 Year Est. Return
+56.23%
5 Year Est. Return
+62.83%
10 Year Est. Return
–
AUM
$7.01B
AUM Growth
+$536M
Cap. Flow
+$149M
Cap. Flow %
2.12%
Top 10 Hldgs %
25.32%
Holding
1,423
New
168
Increased
574
Reduced
510
Closed
149

Top Buys

Rank Stock Value
1
AGG icon
iShares Core US Aggregate Bond ETF
AGG
+$64.6M
2
TLT icon
iShares 20+ Year Treasury Bond ETF
TLT
+$55.2M
3
QQQ icon
Invesco QQQ Trust
QQQ
+$41.5M
4
PDP icon
Invesco Dorsey Wright Momentum ETF
PDP
+$23.3M
5
IEF icon
iShares 7-10 Year Treasury Bond ETF
IEF
+$21.4M

Top Sells

Rank Stock Value
1
SHV icon
iShares 0-1 Year Treasury Bond ETF
SHV
+$89M
2
CWB icon
State Street SPDR Bloomberg Convertible Securities ETF
CWB
+$31.3M
3
IWY icon
iShares Russell Top 200 Growth ETF
IWY
+$31.1M
4
ILCG icon
iShares Morningstar Growth ETF
ILCG
+$25.3M
5
IWF icon
iShares Russell 1000 Growth ETF
IWF
+$24M

Sector Composition

Rank Sector Weight
1 Technology 8.73%
2 Consumer Discretionary 4.33%
3 Financials 3.58%
4 Healthcare 3.4%
5 Communication Services 2.88%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
RDS.B
1101
DELISTED
Royal Dutch Shell PLC ADS Class B
RDS.B
$252K ﹤0.01%
10,425
-4,858
-32% -$139K
ACGL icon
1102
Arch Capital
ACGL
$36.5B
$251K ﹤0.01%
+8,574
New +$261K
PGF icon
1103
Invesco Financial Preferred ETF
PGF
$674M
$251K ﹤0.01%
13,405
-692
-5% -$12.9K
BSCO
1104
DELISTED
Invesco BulletShares 2024 Corporate Bond ETF
BSCO
$250K ﹤0.01%
11,272
-4,320
-28% -$96.1K
EMHY icon
1105
iShares JPMorgan EM High Yield Bond ETF
EMHY
$617M
$249K ﹤0.01%
5,695
+197
+4% +$8.69K
K
1106
DELISTED
Kellanova
K
$248K ﹤0.01%
4,096
-308
-7% -$19.5K
IYR icon
1107
iShares US Real Estate ETF
IYR
$4.75B
$245K ﹤0.01%
3,074
-6,297
-67% -$509K
NVCR icon
1108
NovoCure
NVCR
$1.76B
$245K ﹤0.01%
2,198
-1,431
-39% -$114K
ADMA icon
1109
ADMA Biologics
ADMA
$2.02B
$244K ﹤0.01%
102,000
+2,000
+2% +$5.48K
FDVV icon
1110
Fidelity High Dividend ETF
FDVV
$10.1B
$244K ﹤0.01%
+8,811
New +$247K
ALLE icon
1111
Allegion
ALLE
$13.5B
$243K ﹤0.01%
2,459
-285
-10% -$28.9K
TREX icon
1112
Trex
TREX
$4.4B
$242K ﹤0.01%
3,384
-568
-14% -$39.3K
RGR icon
1113
Sturm, Ruger & Co
RGR
$603M
$241K ﹤0.01%
+3,947
New +$291K
BSJM
1114
DELISTED
Invesco BulletShares 2022 High Yield Corporate Bond ETF
BSJM
$241K ﹤0.01%
10,554
-606,523
-98% -$13.9M
TWTR
1115
DELISTED
Twitter, Inc.
TWTR
$241K ﹤0.01%
+5,422
New +$208K
ACC
1116
DELISTED
American Campus Communities, Inc.
ACC
$241K ﹤0.01%
6,896
+949
+16% +$32.7K
BRSP
1117
BrightSpire Capital
BRSP
$651M
$240K ﹤0.01%
48,845
-20,637
-30% -$124K
BOH icon
1118
Bank of Hawaii
BOH
$3.14B
$239K ﹤0.01%
4,734
+1,298
+38% +$72.5K
IBOC icon
1119
International Bancshares
IBOC
$4.77B
$239K ﹤0.01%
9,176
-672
-7% -$20.5K
GEN icon
1120
Gen Digital
GEN
$16.5B
$237K ﹤0.01%
11,357
-11,683
-51% -$253K
SPLK
1121
DELISTED
Splunk Inc
SPLK
$237K ﹤0.01%
1,260
+10
+0.8% +$1.99K
HAL icon
1122
Halliburton
HAL
$26.1B
$236K ﹤0.01%
19,563
-15,660
-44% -$227K
AVLR
1123
DELISTED
Avalara, Inc.
AVLR
$236K ﹤0.01%
+1,854
New +$235K
AFG icon
1124
American Financial Group
AFG
$11.9B
$235K ﹤0.01%
3,509
-1,128
-24% -$72.7K
FAST icon
1125
Fastenal
FAST
$54.8B
$235K ﹤0.01%
10,408
-32,562
-76% -$748K
43 44
45
46 47

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BBHC
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TAF
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JAM
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CWP
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HNB
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NAM
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AE Wealth Management's Q3 2020 Portfolio in Review

As of Q3 2020, AE Wealth Management held 1,423 positions worth $7.01B, up 8.3% from $6.47B the previous quarter. Its ten largest holdings account for 25% of the portfolio.

AE Wealth Management's Q3 2020 filing shows 168 new, 574 increased, 510 reduced and 149 closed positions. Its largest new stake was Exchange Listed Funds Trust ETC Cabana Target Drawdown 10 ETF: 473,365 shares worth $11.6M. The largest sale was iShares 0-1 Year Treasury Bond ETF, an estimated $89M.

By sector, the portfolio is most concentrated in Technology at 8.7% of assets, up from 7.9% a quarter earlier, followed by Consumer Discretionary and Financials.

  • AE Wealth Management's largest Q3 2020 buy was Exchange Listed Funds Trust ETC Cabana Target Drawdown 10 ETF: 473,365 shares worth $11.6M.
  • AE Wealth Management added most to iShares Core US Aggregate Bond ETF in Q3 2020, an estimated $64.6M increase.
  • AE Wealth Management's biggest Q3 2020 reduction was iShares 0-1 Year Treasury Bond ETF, cutting an estimated $89M.
  • AE Wealth Management fully exited Invesco Dow Jones Industrial Average Dividend ETF in Q3 2020, selling an estimated $20.7M.
  • AE Wealth Management's ten largest holdings make up 25% of its $7.01B portfolio in Q3 2020.
  • AE Wealth Management opened 168 new positions and closed 149 in Q3 2020.
  • AE Wealth Management's portfolio value rose 8.3% quarter-over-quarter to $7.01B.

Based on AE Wealth Management's 13F filing for Q3 2020, filed 6 Nov 2020.