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AWM

AE Wealth Management Portfolio holdings

AUM $18.5B
1-Year Est. Return 19.51%
This Fund
S&P 500
This Quarter Est. Return
-12.9%
1 Year Est. Return
+19.51%
3 Year Est. Return
+56.23%
5 Year Est. Return
+62.83%
10 Year Est. Return
–
AUM
$4.35B
AUM Growth
-$257M
Cap. Flow
+$729M
Cap. Flow %
16.75%
Top 10 Hldgs %
26.82%
Holding
1,319
New
193
Increased
528
Reduced
364
Closed
213

Top Buys

Rank Stock Value
1
SHV icon
iShares 0-1 Year Treasury Bond ETF
SHV
+$259M
2
SJNK icon
State Street SPDR Bloomberg Short Term High Yield Bond ETF
SJNK
+$36.2M
3
LGLV icon
State Street SPDR US Large Cap Low Volatility Index ETF
LGLV
+$35.8M
4
VGIT icon
Vanguard Intermediate-Term Treasury ETF
VGIT
+$35.4M
5
FTSM icon
First Trust Enhanced Short Maturity ETF
FTSM
+$27.4M

Top Sells

Rank Stock Value
1
AGG icon
iShares Core US Aggregate Bond ETF
AGG
+$29.9M
2
ANGL icon
VanEck Fallen Angel High Yield Bond ETF
ANGL
+$17.4M
3
QUAL icon
iShares MSCI USA Quality Factor ETF
QUAL
+$16M
4
AIVL icon
WisdomTree US AI Enhanced Value Fund
AIVL
+$13.6M
5
CWB icon
State Street SPDR Bloomberg Convertible Securities ETF
CWB
+$12.9M

Sector Composition

Rank Sector Weight
1 Technology 6.91%
2 Healthcare 3.19%
3 Financials 3.18%
4 Consumer Discretionary 2.72%
5 Consumer Staples 2.48%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
QQQ icon
1101
CALL
Invesco QQQ Trust
QQQ
$436B
$1K ﹤0.01%
+200
New +$42.3K
FTCH
1102
PUT
DELISTED
Farfetch Limited Class A Ordinary Shares
FTCH
$1K ﹤0.01%
+400
New +$4.32K
ABR icon
1103
Arbor Realty Trust
ABR
$977M
– –
-21,262
Closed -$305K
ACIC icon
1104
American Coastal Insurance
ACIC
$536M
– –
-12,119
Closed -$153K
ACRE
1105
Ares Commercial Real Estate
ACRE
$247M
– –
-28,476
Closed -$451K
ADSK icon
1106
Autodesk
ADSK
$51.8B
– –
-1,467
Closed -$269K
AIG icon
1107
American International
AIG
$42.5B
– –
-4,333
Closed -$222K
AL
1108
DELISTED
Air Lease Corp
AL
– –
-5,240
Closed -$249K
ALC icon
1109
Alcon
ALC
$34B
– –
-4,802
Closed -$272K
ALB icon
1110
Albemarle
ALB
$13.4B
– –
-11,896
Closed -$869K
ALK icon
1111
Alaska Air
ALK
$5.11B
– –
-20,469
Closed -$1.39M
AMCR icon
1112
Amcor
AMCR
$21.2B
– –
-7,472
Closed -$405K
AMP icon
1113
Ameriprise Financial
AMP
$47.8B
– –
-2,847
Closed -$474K
ANET icon
1114
Arista Networks
ANET
$199B
– –
-30,144
Closed -$383K
AOS icon
1115
A.O. Smith
AOS
$8.55B
– –
-17,028
Closed -$811K
ASRT
1116
DELISTED
Assertio
ASRT
– –
-367
Closed -$28K
ASTE icon
1117
Astec Industries
ASTE
$1.17B
– –
-8,713
Closed -$366K
AVK
1118
Advent Convertible and Income Fund
AVK
$528M
– –
-14,872
Closed -$225K
BFAM icon
1119
Bright Horizons
BFAM
$4.35B
– –
-3,251
Closed -$489K
BIZD icon
1120
VanEck BDC Income ETF
BIZD
$1.6B
– –
-27,939
Closed -$468K
BNY
1121
Bank of New York Mellon
BNY
$103B
– –
-26,377
Closed -$1.33M
BRX icon
1122
Brixmor Property Group
BRX
$9.72B
– –
-11,010
Closed -$238K
BXMT icon
1123
Blackstone Mortgage Trust
BXMT
$2.77B
– –
-5,829
Closed -$217K
CACI icon
1124
CACI
CACI
$10.8B
– –
-1,017
Closed -$254K
CBSH icon
1125
Commerce Bancshares
CBSH
$8.68B
– –
-5,048
Closed -$256K
43 44
45
46 47

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SA
Sanctuary Advisors Indianapolis, Indiana $18.5B AUM 23.32% 1-Year Est. Return
NC
Nvidia Corp Santa Clara, California $18.4B AUM 362.26% 1-Year Est. Return
BBHC
Brown Brothers Harriman & Co New York $18.6B AUM 15.81% 1-Year Est. Return
TAF
Tredje AP-fonden Se-111 91 Stockholm, Sweden $18.3B AUM 27.14% 1-Year Est. Return
JAM
Jupiter Asset Management London, United Kingdom $18.8B AUM 29.2% 1-Year Est. Return
CWP
Capital Wealth Planning Naples, Florida $18.1B AUM 26.68% 1-Year Est. Return
HNB
Huntington National Bank Columbus, Ohio $18.1B AUM 24.69% 1-Year Est. Return
NAM
Nissay Asset Management Tokyo, Japan $18.9B AUM 27.21% 1-Year Est. Return

AE Wealth Management's Q1 2020 Portfolio in Review

As of Q1 2020, AE Wealth Management held 1,319 positions worth $4.35B, down 5.6% from $4.61B the previous quarter. Its ten largest holdings account for 27% of the portfolio.

AE Wealth Management deployed $729M of net new capital in Q1 2020, opening 193 new positions and adding to 528 existing holdings. Its largest new stake was ARK Innovation ETF: 108,504 shares worth $4.77M.

By sector, the portfolio is most concentrated in Technology at 6.9% of assets, up from 6.2% a quarter earlier, followed by Healthcare and Financials.

On the sell side, the largest reduction was iShares Core US Aggregate Bond ETF, an estimated $29.9M trimmed.

  • AE Wealth Management's largest Q1 2020 buy was ARK Innovation ETF: 108,504 shares worth $4.77M.
  • AE Wealth Management added most to iShares 0-1 Year Treasury Bond ETF in Q1 2020, an estimated $259M increase.
  • AE Wealth Management's biggest Q1 2020 reduction was iShares Core US Aggregate Bond ETF, cutting an estimated $29.9M.
  • AE Wealth Management fully exited State Street SPDR S&P Health Care Equipment ETF in Q1 2020, selling an estimated $9.98M.
  • AE Wealth Management's ten largest holdings make up 27% of its $4.35B portfolio in Q1 2020.
  • AE Wealth Management opened 193 new positions and closed 213 in Q1 2020.
  • AE Wealth Management's portfolio value fell 5.6% quarter-over-quarter to $4.35B.

Based on AE Wealth Management's 13F filing for Q1 2020, filed 7 May 2020.