We are live on ! Find out more
AWM

AE Wealth Management Portfolio holdings

AUM $18.5B
1-Year Est. Return 19.51%
This Fund
S&P 500
This Quarter Est. Return
+9.76%
1 Year Est. Return
+19.51%
3 Year Est. Return
+56.23%
5 Year Est. Return
+62.83%
10 Year Est. Return
–
AUM
$19.6B
AUM Growth
+$2.85B
Cap. Flow
+$1.06B
Cap. Flow %
5.39%
Top 10 Hldgs %
18.14%
Holding
2,229
New
291
Increased
970
Reduced
750
Closed
189

Top Buys

Rank Stock Value
1
JANW icon
AllianzIM U.S. Equity Buffer20 Jan ETF
JANW
+$153M
2
BILZ icon
PIMCO Ultra Short Government Active ETF
BILZ
+$128M
3
VNLA icon
Janus Henderson Short Duration Income ETF
VNLA
+$66.8M
4
BUFD icon
FT Vest Fund of Deep Buffer ETFs
BUFD
+$48.7M
5
AAPL icon
Apple
AAPL
+$48.4M

Top Sells

Rank Stock Value
1
BIL icon
State Street SPDR Bloomberg 1-3 Month T-Bill ETF
BIL
+$110M
2
HTRB icon
Hartford Total Return Bond ETF
HTRB
+$80.3M
3
SGOV icon
iShares 0-3 Month Treasury Bond ETF
SGOV
+$60.6M
4
IWM icon
iShares Russell 2000 ETF
IWM
+$39.6M
5
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$38.8M

Sector Composition

Rank Sector Weight
1 Technology 11.46%
2 Financials 5.12%
3 Consumer Discretionary 3.8%
4 Healthcare 3.68%
5 Communication Services 2.94%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
ROL icon
1076
Rollins
ROL
$18.6B
$1.24M 0.01%
28,760
-23,085
-45% -$898K
REZ icon
1077
iShares Residential and Multisector Real Estate ETF
REZ
$906M
$1.24M 0.01%
17,690
-2,142
-11% -$144K
USAC icon
1078
USA Compression Partners
USAC
$3.69B
$1.24M 0.01%
47,246
+5,114
+12% +$127K
NXTG icon
1079
First Trust Indxx NextG ETF
NXTG
$523M
$1.24M 0.01%
16,177
+6,050
+60% +$427K
NOCT icon
1080
Innovator Growth-100 Power Buffer ETF October
NOCT
$222M
$1.23M 0.01%
+26,493
New +$1.16M
QDEF icon
1081
FlexShares Quality Dividend Defensive Index Fund
QDEF
$545M
$1.23M 0.01%
20,229
-2,677
-12% -$150K
ULST icon
1082
State Street Ultra Short Term Bond ETF
ULST
$527M
$1.22M 0.01%
30,144
+2,955
+11% +$119K
CLH icon
1083
Clean Harbors
CLH
$17.2B
$1.22M 0.01%
7,222
-76
-1% -$12.5K
MTB icon
1084
M&T Bank
MTB
$36.3B
$1.21M 0.01%
8,517
+2,352
+38% +$296K
SNA icon
1085
Snap-on
SNA
$21.5B
$1.2M 0.01%
4,159
+1,142
+38% +$308K
KJAN icon
1086
Innovator US Small Cap Power Buffer ETF January
KJAN
$322M
$1.2M 0.01%
35,300
+26,670
+309% +$829K
ES icon
1087
Eversource Energy
ES
$28.1B
$1.2M 0.01%
21,742
-16,618
-43% -$958K
HEI icon
1088
HEICO Corp
HEI
$49.6B
$1.19M 0.01%
6,503
+71
+1% +$12K
GNOV icon
1089
FT Vest US Equity Moderate Buffer ETF November
GNOV
$293M
$1.19M 0.01%
+37,130
New +$1.16M
SPLB icon
1090
State Street SPDR Portfolio Long Term Corporate Bond ETF
SPLB
$1.18B
$1.19M 0.01%
50,931
-12,179
-19% -$266K
PII icon
1091
Polaris
PII
$3.83B
$1.18M 0.01%
12,910
+9,917
+331% +$908K
BLDR icon
1092
Builders FirstSource
BLDR
$7.29B
$1.18M 0.01%
6,954
-2,766
-28% -$368K
ETSY icon
1093
Etsy
ETSY
$8.12B
$1.18M 0.01%
16,954
+3,274
+24% +$234K
HII icon
1094
Huntington Ingalls Industries
HII
$11B
$1.18M 0.01%
4,599
+2,578
+128% +$601K
ICVT icon
1095
iShares Convertible Bond ETF
ICVT
$6.97B
$1.17M 0.01%
15,073
-13,306
-47% -$985K
QLYS icon
1096
Qualys
QLYS
$4.76B
$1.17M 0.01%
6,202
+188
+3% +$32.9K
XSVM icon
1097
Invesco S&P SmallCap Value with Momentum ETF
XSVM
$679M
$1.17M 0.01%
21,952
+190
+0.9% +$9.3K
NJAN icon
1098
Innovator Growth-100 Power Buffer ETF January
NJAN
$346M
$1.17M 0.01%
+27,422
New +$1.13M
FSMD icon
1099
Fidelity Small-Mid Multifactor ETF
FSMD
$2.47B
$1.16M 0.01%
32,172
+1,472
+5% +$48.6K
CCL icon
1100
Carnival Corporation Ltd
CCL
$38.1B
$1.16M 0.01%
73,200
-1,585
-2% -$23K
42 43
44
45 46

Similar funds

SA
Sanctuary Advisors Indianapolis, Indiana $18.5B AUM 23.32% 1-Year Est. Return
NC
Nvidia Corp Santa Clara, California $18.4B AUM 362.26% 1-Year Est. Return
BBHC
Brown Brothers Harriman & Co New York $18.6B AUM 15.81% 1-Year Est. Return
TAF
Tredje AP-fonden Se-111 91 Stockholm, Sweden $18.3B AUM 27.14% 1-Year Est. Return
JAM
Jupiter Asset Management London, United Kingdom $18.8B AUM 29.2% 1-Year Est. Return
CWP
Capital Wealth Planning Naples, Florida $18.1B AUM 26.68% 1-Year Est. Return
HNB
Huntington National Bank Columbus, Ohio $18.1B AUM 24.69% 1-Year Est. Return
NAM
Nissay Asset Management Tokyo, Japan $18.9B AUM 27.21% 1-Year Est. Return

AE Wealth Management's Q4 2023 Portfolio in Review

As of Q4 2023, AE Wealth Management held 2,229 positions worth $19.6B, up 17% from $16.7B the previous quarter. Its ten largest holdings account for 18% of the portfolio.

AE Wealth Management deployed $1.06B of net new capital in Q4 2023, opening 291 new positions and adding to 970 existing holdings. Its largest new stake was BondBloxx Bloomberg One Year Target Duration US Treasury ETF: 754,105 shares worth $37.6M.

By sector, the portfolio is most concentrated in Technology at 11% of assets, up from 10% a quarter earlier, followed by Financials and Consumer Discretionary.

On the sell side, the largest reduction was State Street SPDR Bloomberg 1-3 Month T-Bill ETF, an estimated $110M trimmed.

  • AE Wealth Management's largest Q4 2023 buy was BondBloxx Bloomberg One Year Target Duration US Treasury ETF: 754,105 shares worth $37.6M.
  • AE Wealth Management added most to AllianzIM U.S. Equity Buffer20 Jan ETF in Q4 2023, an estimated $153M increase.
  • AE Wealth Management's biggest Q4 2023 reduction was State Street SPDR Bloomberg 1-3 Month T-Bill ETF, cutting an estimated $110M.
  • AE Wealth Management fully exited FT Vest US Equity Enhance & Moderate Buffer ETF August in Q4 2023, selling an estimated $14M.
  • AE Wealth Management's ten largest holdings make up 18% of its $19.6B portfolio in Q4 2023.
  • AE Wealth Management opened 291 new positions and closed 189 in Q4 2023.
  • AE Wealth Management's portfolio value rose 17% quarter-over-quarter to $19.6B.

Based on AE Wealth Management's 13F filing for Q4 2023, filed 14 Feb 2024.