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AWM

AE Wealth Management Portfolio holdings

AUM $18.5B
1-Year Est. Return 19.51%
This Fund
S&P 500
This Quarter Est. Return
-3.1%
1 Year Est. Return
+19.51%
3 Year Est. Return
+56.23%
5 Year Est. Return
+62.83%
10 Year Est. Return
–
AUM
$16.7B
AUM Growth
+$98.5M
Cap. Flow
+$705M
Cap. Flow %
4.22%
Top 10 Hldgs %
17.77%
Holding
2,115
New
226
Increased
957
Reduced
730
Closed
177

Top Buys

Rank Stock Value
1
VNLA icon
Janus Henderson Short Duration Income ETF
VNLA
+$67.1M
2
AUGW icon
AllianzIM U.S. Equity Buffer20 Aug ETF
AUGW
+$66.7M
3
XHLF icon
BondBloxx Bloomberg Six Month Target Duration US Treasury ETF
XHLF
+$58.8M
4
AAPL icon
Apple
AAPL
+$36.6M
5
SPTS icon
State Street SPDR Portfolio Short Term Treasury ETF
SPTS
+$34.6M

Top Sells

Rank Stock Value
1
VUG icon
Vanguard Growth ETF
VUG
+$49.8M
2
VTV icon
Vanguard Value ETF
VTV
+$33.4M
3
XJUN icon
FT Vest US Equity Enhance & Moderate Buffer ETF June
XJUN
+$31.6M
4
QQQ icon
Invesco QQQ Trust
QQQ
+$27.6M
5
SPSB icon
State Street SPDR Portfolio Short Term Corporate Bond ETF
SPSB
+$24.4M

Sector Composition

Rank Sector Weight
1 Technology 10.23%
2 Financials 4.58%
3 Healthcare 3.91%
4 Consumer Discretionary 3.63%
5 Consumer Staples 2.75%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
EXPD icon
1076
Expeditors International
EXPD
$22.3B
$1.05M 0.01%
9,140
-480
-5% -$57.1K
SEIC icon
1077
SEI Investments
SEIC
$12.3B
$1.05M 0.01%
17,387
+2,348
+16% +$144K
MEAR icon
1078
BlackRock Short Maturity Municipal Bond ETF
MEAR
$1.36B
$1.05M 0.01%
21,001
-2,401
-10% -$120K
FTXN icon
1079
First Trust Nasdaq Oil & Gas ETF
FTXN
$163M
$1.04M 0.01%
34,767
-5,881
-14% -$171K
HEI icon
1080
HEICO Corp
HEI
$49.6B
$1.04M 0.01%
6,432
-1,085
-14% -$184K
IBDV icon
1081
iShares iBonds Dec 2030 Term Corporate ETF
IBDV
$3.26B
$1.04M 0.01%
+51,067
New +$1.06M
STOT icon
1082
State Street DoubleLine Short Duration Total Return Tactical ETF
STOT
$501M
$1.04M 0.01%
22,413
-994
-4% -$46.2K
UAL icon
1083
United Airlines
UAL
$38.8B
$1.04M 0.01%
24,579
-990
-4% -$50.1K
J icon
1084
Jacobs Solutions
J
$16B
$1.04M 0.01%
9,194
-1,789
-16% -$193K
LOGI icon
1085
Logitech
LOGI
$14.8B
$1.03M 0.01%
14,954
+1,951
+15% +$131K
STE icon
1086
Steris
STE
$22.9B
$1.03M 0.01%
4,693
+28
+0.6% +$6.33K
CCL icon
1087
Carnival Corporation Ltd
CCL
$38.1B
$1.03M 0.01%
74,785
-4,694
-6% -$77.8K
TXT icon
1088
Textron
TXT
$14.9B
$1.02M 0.01%
13,114
+2,515
+24% +$187K
EQR icon
1089
Equity Residential
EQR
$25.8B
$1.02M 0.01%
17,361
-58,222
-77% -$3.76M
UGA icon
1090
United States Gasoline Fund
UGA
$146M
$1.01M 0.01%
+14,923
New +$1.05M
USAC icon
1091
USA Compression Partners
USAC
$3.69B
$1.01M 0.01%
42,132
+8,047
+24% +$169K
FNDF icon
1092
Schwab Fundamental International Large Company Index ETF
FNDF
$24.4B
$1M 0.01%
31,651
-1,328
-4% -$43.1K
REGN icon
1093
Regeneron Pharmaceuticals
REGN
$72.9B
$1M 0.01%
1,218
-2,031
-63% -$1.6M
PZA icon
1094
Invesco National AMT-Free Municipal Bond ETF
PZA
$4.23B
$1M 0.01%
45,187
-6,260
-12% -$145K
EWQ icon
1095
iShares MSCI France ETF
EWQ
$328M
$1M 0.01%
28,110
+58
+0.2% +$2.18K
DDOG icon
1096
Datadog
DDOG
$94B
$1M 0.01%
10,980
-2,957
-21% -$292K
TBIL
1097
F/m US Treasury 3 Month Bill Fund
TBIL
$7.19B
$997K 0.01%
19,905
+14,733
+285% +$736K
HSBC icon
1098
HSBC
HSBC
$352B
$996K 0.01%
25,247
+362
+1% +$14.3K
ACLS icon
1099
Axcelis
ACLS
$3.44B
$995K 0.01%
6,104
+1,235
+25% +$217K
USDU icon
1100
WisdomTree Bloomberg US Dollar Bullish Fund
USDU
$459M
$993K 0.01%
+35,944
New +$963K
42 43
44
45 46

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SA
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NC
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BBHC
Brown Brothers Harriman & Co New York $18.6B AUM 15.81% 1-Year Est. Return
TAF
Tredje AP-fonden Se-111 91 Stockholm, Sweden $18.3B AUM 27.14% 1-Year Est. Return
JAM
Jupiter Asset Management London, United Kingdom $18.8B AUM 29.2% 1-Year Est. Return
CWP
Capital Wealth Planning Naples, Florida $18.1B AUM 26.68% 1-Year Est. Return
HNB
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NAM
Nissay Asset Management Tokyo, Japan $18.9B AUM 27.21% 1-Year Est. Return

AE Wealth Management's Q3 2023 Portfolio in Review

As of Q3 2023, AE Wealth Management held 2,115 positions worth $16.7B, up 0.59% from $16.6B the previous quarter. Its ten largest holdings account for 18% of the portfolio.

AE Wealth Management deployed $705M of net new capital in Q3 2023, opening 226 new positions and adding to 957 existing holdings. Its largest new stake was AllianzIM U.S. Equity Buffer20 Aug ETF: 2,707,545 shares worth $65.7M.

By sector, the portfolio is most concentrated in Technology at 10% of assets, up from 10% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was Vanguard Growth ETF, an estimated $49.8M trimmed.

  • AE Wealth Management's largest Q3 2023 buy was AllianzIM U.S. Equity Buffer20 Aug ETF: 2,707,545 shares worth $65.7M.
  • AE Wealth Management added most to Janus Henderson Short Duration Income ETF in Q3 2023, an estimated $67.1M increase.
  • AE Wealth Management's biggest Q3 2023 reduction was Vanguard Growth ETF, cutting an estimated $49.8M.
  • AE Wealth Management fully exited AllianzIM U.S. Equity Buffer10 Apr ETF in Q3 2023, selling an estimated $4.79M.
  • AE Wealth Management's ten largest holdings make up 18% of its $16.7B portfolio in Q3 2023.
  • AE Wealth Management opened 226 new positions and closed 177 in Q3 2023.
  • AE Wealth Management's portfolio value rose 0.59% quarter-over-quarter to $16.7B.

Based on AE Wealth Management's 13F filing for Q3 2023, filed 11 Oct 2023.