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AWM

AE Wealth Management Portfolio holdings

AUM $18.5B
1-Year Est. Return 19.51%
This Fund
S&P 500
This Quarter Est. Return
+5.97%
1 Year Est. Return
+19.51%
3 Year Est. Return
+56.23%
5 Year Est. Return
+62.83%
10 Year Est. Return
–
AUM
$15.5B
AUM Growth
+$1.71B
Cap. Flow
+$1.08B
Cap. Flow %
6.97%
Top 10 Hldgs %
18.75%
Holding
2,042
New
231
Increased
922
Reduced
677
Closed
176

Top Buys

Rank Stock Value
1
DFSU
Dimensional US Sustainability Core 1 ETF
DFSU
+$151M
2
TLT icon
iShares 20+ Year Treasury Bond ETF
TLT
+$141M
3
IEF icon
iShares 7-10 Year Treasury Bond ETF
IEF
+$87.2M
4
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$69.4M
5
SGOV icon
iShares 0-3 Month Treasury Bond ETF
SGOV
+$45.7M

Top Sells

Rank Stock Value
1
BIL icon
State Street SPDR Bloomberg 1-3 Month T-Bill ETF
BIL
+$107M
2
DFAU icon
Dimensional US Core Equity Market ETF
DFAU
+$92.3M
3
ESGU icon
iShares ESG Aware MSCI USA ETF
ESGU
+$58.5M
4
SPYM
State Street SPDR Portfolio S&P 500 ETF
SPYM
+$31.9M
5
MOHR
Mohr Growth ETF
MOHR
+$23.5M

Sector Composition

Rank Sector Weight
1 Technology 8.52%
2 Financials 4.7%
3 Healthcare 3.73%
4 Consumer Discretionary 3.41%
5 Energy 3.36%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
EFAV icon
1076
iShares MSCI EAFE Min Vol Factor ETF
EFAV
$5.35B
$925K 0.01%
13,678
-547
-4% -$36K
DJUN icon
1077
FT Vest US Equity Deep Buffer ETF June
DJUN
$344M
$925K 0.01%
27,132
-106
-0.4% -$3.53K
HSIC icon
1078
Henry Schein
HSIC
$9.78B
$925K 0.01%
11,343
+2,488
+28% +$203K
BMAR icon
1079
Innovator US Equity Buffer ETF March
BMAR
$247M
$922K 0.01%
26,606
+8,168
+44% +$274K
BBVA icon
1080
Banco Bilbao Vizcaya Argentaria
BBVA
$142B
$920K 0.01%
130,550
+27,019
+26% +$192K
FOUR icon
1081
Shift4
FOUR
$4.45B
$919K 0.01%
12,121
-2,295
-16% -$148K
NXTG icon
1082
First Trust Indxx NextG ETF
NXTG
$523M
$917K 0.01%
13,201
+1,072
+9% +$71.1K
LSI
1083
DELISTED
Life Storage, Inc.
LSI
$916K 0.01%
6,991
-101
-1% -$11.7K
XMAR icon
1084
FT Vest US Equity Enhance & Moderate Buffer ETF March
XMAR
$156M
$914K 0.01%
+30,148
New +$903K
DASH icon
1085
DoorDash
DASH
$84.3B
$911K 0.01%
+14,340
New +$822K
IWM icon
1086
PUT
iShares Russell 2000 ETF
IWM
$79.1B
$910K 0.01%
265,800
– –
NATH icon
1087
Nathan's Famous
NATH
$403M
$907K 0.01%
12,000
-1,000
-8% -$74K
LDOS icon
1088
Leidos
LDOS
$14.4B
$904K 0.01%
9,815
-192
-2% -$18.6K
ECL icon
1089
Ecolab
ECL
$79.8B
$901K 0.01%
5,440
+432
+9% +$67.3K
ACLS icon
1090
Axcelis
ACLS
$3.44B
$898K 0.01%
6,742
+4,051
+151% +$476K
XLG icon
1091
Invesco S&P 500 Top 50 ETF
XLG
$10.2B
$896K 0.01%
28,840
+10,560
+58% +$310K
VTR icon
1092
Ventas
VTR
$47.5B
$894K 0.01%
20,616
-45,985
-69% -$2.22M
IWN icon
1093
iShares Russell 2000 Value ETF
IWN
$14.3B
$893K 0.01%
6,517
-387
-6% -$56.1K
LKQ icon
1094
LKQ Corp
LKQ
$6.72B
$892K 0.01%
15,722
+245
+2% +$13.8K
MRNA icon
1095
Moderna
MRNA
$21.6B
$891K 0.01%
5,799
+179
+3% +$29.5K
INGR icon
1096
Ingredion
INGR
$6.42B
$887K 0.01%
8,720
+67
+0.8% +$6.68K
STE icon
1097
Steris
STE
$22.9B
$886K 0.01%
4,633
-1,591
-26% -$308K
DEO icon
1098
Diageo
DEO
$49.6B
$881K 0.01%
4,865
-27
-0.6% -$4.76K
GRID
1099
First Trust NASDAQ Clean Edge Smart Grid Infrastructure Index Fund
GRID
$10.8B
$878K 0.01%
8,989
+428
+5% +$40.2K
FBND icon
1100
Fidelity Total Bond ETF
FBND
$27.1B
$875K 0.01%
19,012
+961
+5% +$44K
42 43
44
45 46

Similar funds

SA
Sanctuary Advisors Indianapolis, Indiana $18.5B AUM 23.32% 1-Year Est. Return
NC
Nvidia Corp Santa Clara, California $18.4B AUM 362.26% 1-Year Est. Return
BBHC
Brown Brothers Harriman & Co New York $18.6B AUM 15.81% 1-Year Est. Return
TAF
Tredje AP-fonden Se-111 91 Stockholm, Sweden $18.3B AUM 27.14% 1-Year Est. Return
JAM
Jupiter Asset Management London, United Kingdom $18.8B AUM 29.2% 1-Year Est. Return
CWP
Capital Wealth Planning Naples, Florida $18.1B AUM 26.68% 1-Year Est. Return
HNB
Huntington National Bank Columbus, Ohio $18.1B AUM 24.69% 1-Year Est. Return
NAM
Nissay Asset Management Tokyo, Japan $18.9B AUM 27.21% 1-Year Est. Return

AE Wealth Management's Q1 2023 Portfolio in Review

As of Q1 2023, AE Wealth Management held 2,042 positions worth $15.5B, up 12% from $13.8B the previous quarter. Its ten largest holdings account for 19% of the portfolio.

AE Wealth Management deployed $1.08B of net new capital in Q1 2023, opening 231 new positions and adding to 922 existing holdings. Its largest new stake was Dimensional US Sustainability Core 1 ETF: 5,761,921 shares worth $153M.

By sector, the portfolio is most concentrated in Technology at 8.5% of assets, up from 7.5% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was State Street SPDR Bloomberg 1-3 Month T-Bill ETF, an estimated $107M trimmed.

  • AE Wealth Management's largest Q1 2023 buy was Dimensional US Sustainability Core 1 ETF: 5,761,921 shares worth $153M.
  • AE Wealth Management added most to iShares 20+ Year Treasury Bond ETF in Q1 2023, an estimated $141M increase.
  • AE Wealth Management's biggest Q1 2023 reduction was State Street SPDR Bloomberg 1-3 Month T-Bill ETF, cutting an estimated $107M.
  • AE Wealth Management fully exited First Trust NASDAQ ABA Community Bank Index Fund in Q1 2023, selling an estimated $10.2M.
  • AE Wealth Management's ten largest holdings make up 19% of its $15.5B portfolio in Q1 2023.
  • AE Wealth Management opened 231 new positions and closed 176 in Q1 2023.
  • AE Wealth Management's portfolio value rose 12% quarter-over-quarter to $15.5B.

Based on AE Wealth Management's 13F filing for Q1 2023, filed 14 Apr 2023.