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AWM

AE Wealth Management Portfolio holdings

AUM $18.5B
1-Year Est. Return 19.51%
This Fund
S&P 500
This Quarter Est. Return
-0.52%
1 Year Est. Return
+19.51%
3 Year Est. Return
+56.23%
5 Year Est. Return
+62.83%
10 Year Est. Return
–
AUM
$12.1B
AUM Growth
+$689M
Cap. Flow
+$803M
Cap. Flow %
6.62%
Top 10 Hldgs %
20.53%
Holding
1,750
New
170
Increased
910
Reduced
499
Closed
135

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$126M
2
QQQ icon
Invesco QQQ Trust
QQQ
+$75.7M
3
VUG icon
Vanguard Growth ETF
VUG
+$68.2M
4
CWB icon
State Street SPDR Bloomberg Convertible Securities ETF
CWB
+$67.5M
5
PDP icon
Invesco Dorsey Wright Momentum ETF
PDP
+$62.7M

Top Sells

Rank Stock Value
1
VXF icon
Vanguard Extended Market ETF
VXF
+$61.7M
2
ANGL icon
VanEck Fallen Angel High Yield Bond ETF
ANGL
+$58M
3
QUAL icon
iShares MSCI USA Quality Factor ETF
QUAL
+$57.8M
4
MGK icon
Vanguard Mega Cap Growth ETF
MGK
+$56.4M
5
IWY icon
iShares Russell Top 200 Growth ETF
IWY
+$51.7M

Sector Composition

Rank Sector Weight
1 Technology 8.31%
2 Financials 4.14%
3 Consumer Discretionary 3.5%
4 Healthcare 2.87%
5 Communication Services 2.75%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SRC
1076
DELISTED
SPIRIT REALTY CAPITAL, INC.
SRC
$616K 0.01%
13,384
+434
+3% +$21.6K
BLMN icon
1077
Bloomin' Brands
BLMN
$750M
$615K 0.01%
+24,610
New +$637K
DENN
1078
DELISTED
Denny's
DENN
$615K 0.01%
+37,634
New +$591K
PRNT icon
1079
The 3D Printing ETF
PRNT
$58.9M
$615K 0.01%
17,217
-21,909
-56% -$835K
IEME
1080
DELISTED
iShares Evolved U.S. Media and Entertainment ETF
IEME
$613K 0.01%
+16,866
New +$627K
HLT icon
1081
Hilton Worldwide
HLT
$72B
$611K 0.01%
4,624
-331
-7% -$41.8K
OXM icon
1082
Oxford Industries
OXM
$581M
$611K 0.01%
+6,773
New +$616K
UA icon
1083
Under Armour Class C
UA
$2.92B
$608K 0.01%
34,703
-87
-0.3% -$1.67K
MNRO icon
1084
Monro
MNRO
$440M
$607K 0.01%
+10,555
New +$619K
AYX
1085
DELISTED
Alteryx Inc
AYX
$607K 0.01%
8,299
-206
-2% -$15.5K
FHN icon
1086
First Horizon
FHN
$12.3B
$606K 0.01%
37,219
+5,277
+17% +$84.1K
WWJD icon
1087
Inspire International ETF
WWJD
$552M
$606K 0.01%
17,755
+6,882
+63% +$241K
VRP icon
1088
Invesco Variable Rate Preferred ETF
VRP
$2.98B
$605K 0.01%
23,068
+335
+1% +$8.83K
STWD icon
1089
Starwood Property Trust
STWD
$6.15B
$600K ﹤0.01%
24,561
-839
-3% -$21.5K
WBD icon
1090
Warner Bros
WBD
$64.1B
$600K ﹤0.01%
23,656
+2,296
+11% +$64.6K
GAP
1091
The Gap Inc
GAP
$7.26B
$600K ﹤0.01%
+26,411
New +$729K
INGR icon
1092
Ingredion
INGR
$6.45B
$599K ﹤0.01%
6,730
-1,152
-15% -$101K
NDAQ icon
1093
Nasdaq
NDAQ
$53.9B
$599K ﹤0.01%
9,309
+1,839
+25% +$116K
HNDL icon
1094
Strategy Shares Nasdaq 7HANDL Index ETF
HNDL
$629M
$598K ﹤0.01%
23,960
+11,059
+86% +$284K
HUBB icon
1095
Hubbell
HUBB
$24.2B
$598K ﹤0.01%
3,311
– –
FAPR icon
1096
FT Vest US Equity Buffer ETF April
FAPR
$1.26B
$597K ﹤0.01%
19,335
+2,227
+13% +$69.6K
CRTO icon
1097
Criteo
CRTO
$1.11B
$596K ﹤0.01%
+16,258
New +$625K
URBN icon
1098
Urban Outfitters
URBN
$6.42B
$596K ﹤0.01%
20,062
+3,283
+20% +$117K
MARA icon
1099
Marathon Digital Holdings
MARA
$4B
$595K ﹤0.01%
18,847
+945
+5% +$30.7K
CFR icon
1100
Cullen/Frost Bankers
CFR
$10.5B
$594K ﹤0.01%
+5,004
New +$558K
42 43
44
45 46

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SA
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NC
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BBHC
Brown Brothers Harriman & Co New York $18.6B AUM 15.81% 1-Year Est. Return
TAF
Tredje AP-fonden Se-111 91 Stockholm, Sweden $18.3B AUM 27.14% 1-Year Est. Return
JAM
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CWP
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HNB
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NAM
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AE Wealth Management's Q3 2021 Portfolio in Review

As of Q3 2021, AE Wealth Management held 1,750 positions worth $12.1B, up 6% from $11.4B the previous quarter. Its ten largest holdings account for 21% of the portfolio.

AE Wealth Management deployed $803M of net new capital in Q3 2021, opening 170 new positions and adding to 910 existing holdings. Its largest new stake was iShares S&P 100 ETF: 302,328 shares worth $59.7M.

By sector, the portfolio is most concentrated in Technology at 8.3% of assets, up from 8.2% a quarter earlier, followed by Financials and Consumer Discretionary.

On the sell side, the largest reduction was Vanguard Extended Market ETF, an estimated $61.7M trimmed.

  • AE Wealth Management's largest Q3 2021 buy was iShares S&P 100 ETF: 302,328 shares worth $59.7M.
  • AE Wealth Management added most to State Street SPDR S&P 500 ETF Trust in Q3 2021, an estimated $126M increase.
  • AE Wealth Management's biggest Q3 2021 reduction was Vanguard Extended Market ETF, cutting an estimated $61.7M.
  • AE Wealth Management fully exited iShares ESG Optimized MSCI USA ETF in Q3 2021, selling an estimated $12.1M.
  • AE Wealth Management's ten largest holdings make up 21% of its $12.1B portfolio in Q3 2021.
  • AE Wealth Management opened 170 new positions and closed 135 in Q3 2021.
  • AE Wealth Management's portfolio value rose 6% quarter-over-quarter to $12.1B.

Based on AE Wealth Management's 13F filing for Q3 2021, filed 1 Nov 2021.