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AWM

AE Wealth Management Portfolio holdings

AUM $18.5B
1-Year Est. Return 19.51%
This Fund
S&P 500
This Quarter Est. Return
+12.01%
1 Year Est. Return
+19.51%
3 Year Est. Return
+56.23%
5 Year Est. Return
+62.83%
10 Year Est. Return
–
AUM
$8.82B
AUM Growth
+$1.81B
Cap. Flow
+$888M
Cap. Flow %
10.07%
Top 10 Hldgs %
22.07%
Holding
1,476
New
202
Increased
693
Reduced
445
Closed
115

Top Buys

Rank Stock Value
1
CWB icon
State Street SPDR Bloomberg Convertible Securities ETF
CWB
+$53.7M
2
GLD icon
SPDR Gold Trust
GLD
+$44.9M
3
VWO icon
Vanguard FTSE Emerging Markets ETF
VWO
+$41.8M
4
IVV icon
iShares Core S&P 500 ETF
IVV
+$41.5M
5
AOM icon
iShares Core Moderate Allocation ETF
AOM
+$40.7M

Top Sells

Rank Stock Value
1
TLT icon
iShares 20+ Year Treasury Bond ETF
TLT
+$65.6M
2
SJNK icon
State Street SPDR Bloomberg Short Term High Yield Bond ETF
SJNK
+$47.7M
3
ANGL icon
VanEck Fallen Angel High Yield Bond ETF
ANGL
+$31.3M
4
VUG icon
Vanguard Morningstar Growth ETF
VUG
+$23.8M
5
PDP icon
Invesco Dorsey Wright Momentum ETF
PDP
+$15.7M

Sector Composition

Rank Sector Weight
1 Technology 8.44%
2 Consumer Discretionary 3.81%
3 Financials 3.64%
4 Healthcare 3.17%
5 Communication Services 3%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
IWO icon
1076
iShares Russell 2000 Growth ETF
IWO
$14.1B
$352K ﹤0.01%
1,228
+170
+16% +$43.3K
RITM icon
1077
Rithm Capital
RITM
$5.58B
$352K ﹤0.01%
35,415
-6,133
-15% -$54.2K
WBD icon
1078
Warner Bros
WBD
$64.3B
$352K ﹤0.01%
11,701
+79
+0.7% +$1.94K
APPN icon
1079
Appian
APPN
$2.11B
$351K ﹤0.01%
+2,168
New +$243K
GRWG icon
1080
GrowGeneration
GRWG
$84.7M
$351K ﹤0.01%
+8,716
New +$235K
CPRT icon
1081
Copart
CPRT
$28.5B
$349K ﹤0.01%
10,980
+540
+5% +$15.7K
EEMA icon
1082
iShares MSCI Emerging Markets Asia ETF
EEMA
$800M
$349K ﹤0.01%
+3,987
New +$326K
CXW icon
1083
CoreCivic
CXW
$2.94B
$347K ﹤0.01%
53,032
+3,746
+8% +$26.9K
IWV icon
1084
iShares Russell 3000 ETF
IWV
$19.2B
$347K ﹤0.01%
+1,551
New +$326K
RSPU icon
1085
Invesco S&P 500 Equal Weight Utilities ETF
RSPU
$541M
$347K ﹤0.01%
6,932
-1,464
-17% -$73.7K
EMHY icon
1086
iShares JPMorgan EM High Yield Bond ETF
EMHY
$617M
$346K ﹤0.01%
7,475
+1,780
+31% +$79.8K
PFLT icon
1087
PennantPark Floating Rate Capital
PFLT
$698M
$345K ﹤0.01%
32,774
+1,327
+4% +$12.6K
RPG icon
1088
Invesco S&P 500 Pure Growth ETF
RPG
$1.9B
$343K ﹤0.01%
10,525
+375
+4% +$11.4K
ALLE icon
1089
Allegion
ALLE
$13.5B
$341K ﹤0.01%
2,933
+474
+19% +$51.5K
DSTL icon
1090
Distillate US Fundamental Stability & Value ETF
DSTL
$2.02B
$341K ﹤0.01%
9,382
+2,562
+38% +$88.7K
REGN icon
1091
Regeneron Pharmaceuticals
REGN
$72.9B
$340K ﹤0.01%
704
-1,436
-67% -$775K
HRL icon
1092
Hormel Foods
HRL
$14.2B
$339K ﹤0.01%
7,273
+743
+11% +$36.3K
FTXO icon
1093
First Trust Nasdaq Bank ETF
FTXO
$302M
$338K ﹤0.01%
+14,231
New +$298K
TDIV icon
1094
First Trust NASDAQ Technology Dividend Index Fund
TDIV
$4.05B
$338K ﹤0.01%
6,831
+1,454
+27% +$67.5K
AUY
1095
DELISTED
Yamana Gold, Inc.
AUY
$338K ﹤0.01%
59,140
+6,098
+11% +$34.3K
KEYS icon
1096
Keysight
KEYS
$50.7B
$337K ﹤0.01%
2,549
-102
-4% -$11.7K
ONB icon
1097
Old National Bancorp
ONB
$10.2B
$337K ﹤0.01%
20,369
– –
SFL icon
1098
SFL Corp
SFL
$1.61B
$337K ﹤0.01%
53,691
+129
+0.2% +$893
STT icon
1099
State Street
STT
$48.4B
$337K ﹤0.01%
4,630
-2,022
-30% -$137K
BIP icon
1100
Brookfield Infrastructure Partners
BIP
$19.6B
$336K ﹤0.01%
10,196
-345
-3% -$11.2K
42 43
44
45 46

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SA
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NC
Nvidia Corp Santa Clara, California $18.4B AUM 362.26% 1-Year Est. Return
BBHC
Brown Brothers Harriman & Co New York $18.6B AUM 15.81% 1-Year Est. Return
TAF
Tredje AP-fonden Se-111 91 Stockholm, Sweden $18.3B AUM 27.14% 1-Year Est. Return
JAM
Jupiter Asset Management London, United Kingdom $18.8B AUM 29.2% 1-Year Est. Return
CWP
Capital Wealth Planning Naples, Florida $18.1B AUM 26.68% 1-Year Est. Return
HNB
Huntington National Bank Columbus, Ohio $18.1B AUM 24.69% 1-Year Est. Return
NAM
Nissay Asset Management Tokyo, Japan $18.9B AUM 27.21% 1-Year Est. Return

AE Wealth Management's Q4 2020 Portfolio in Review

As of Q4 2020, AE Wealth Management held 1,476 positions worth $8.82B, up 26% from $7.01B the previous quarter. Its ten largest holdings account for 22% of the portfolio.

AE Wealth Management deployed $888M of net new capital in Q4 2020, opening 202 new positions and adding to 693 existing holdings. Its largest new stake was Invesco Dow Jones Industrial Average Dividend ETF: 1,030,200 shares worth $39.4M.

By sector, the portfolio is most concentrated in Technology at 8.4% of assets, down from 8.7% a quarter earlier, followed by Consumer Discretionary and Financials.

On the sell side, the largest reduction was iShares 20+ Year Treasury Bond ETF, an estimated $65.6M trimmed.

  • AE Wealth Management's largest Q4 2020 buy was Invesco Dow Jones Industrial Average Dividend ETF: 1,030,200 shares worth $39.4M.
  • AE Wealth Management added most to State Street SPDR Bloomberg Convertible Securities ETF in Q4 2020, an estimated $53.7M increase.
  • AE Wealth Management's biggest Q4 2020 reduction was iShares 20+ Year Treasury Bond ETF, cutting an estimated $65.6M.
  • AE Wealth Management fully exited iShares AAA-A Rated Corporate Bond ETF in Q4 2020, selling an estimated $3.39M.
  • AE Wealth Management's ten largest holdings make up 22% of its $8.82B portfolio in Q4 2020.
  • AE Wealth Management opened 202 new positions and closed 115 in Q4 2020.
  • AE Wealth Management's portfolio value rose 26% quarter-over-quarter to $8.82B.

Based on AE Wealth Management's 13F filing for Q4 2020, filed 1 Feb 2021.