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AWM

AE Wealth Management Portfolio holdings

AUM $18.5B
1-Year Est. Return 19.51%
This Fund
S&P 500
This Quarter Est. Return
+7.76%
1 Year Est. Return
+19.51%
3 Year Est. Return
+56.23%
5 Year Est. Return
+62.83%
10 Year Est. Return
–
AUM
$7.01B
AUM Growth
+$536M
Cap. Flow
+$149M
Cap. Flow %
2.12%
Top 10 Hldgs %
25.32%
Holding
1,423
New
168
Increased
574
Reduced
510
Closed
149

Top Buys

Rank Stock Value
1
AGG icon
iShares Core US Aggregate Bond ETF
AGG
+$64.6M
2
TLT icon
iShares 20+ Year Treasury Bond ETF
TLT
+$55.2M
3
QQQ icon
Invesco QQQ Trust
QQQ
+$41.5M
4
PDP icon
Invesco Dorsey Wright Momentum ETF
PDP
+$23.3M
5
IEF icon
iShares 7-10 Year Treasury Bond ETF
IEF
+$21.4M

Top Sells

Rank Stock Value
1
SHV icon
iShares 0-1 Year Treasury Bond ETF
SHV
+$89M
2
CWB icon
State Street SPDR Bloomberg Convertible Securities ETF
CWB
+$31.3M
3
IWY icon
iShares Russell Top 200 Growth ETF
IWY
+$31.1M
4
ILCG icon
iShares Morningstar Growth ETF
ILCG
+$25.3M
5
IWF icon
iShares Russell 1000 Growth ETF
IWF
+$24M

Sector Composition

Rank Sector Weight
1 Technology 8.73%
2 Consumer Discretionary 4.33%
3 Financials 3.58%
4 Healthcare 3.4%
5 Communication Services 2.88%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
FLTB icon
1076
Fidelity Limited Term Bond ETF
FLTB
$416M
$273K ﹤0.01%
+5,207
New +$274K
AWK icon
1077
American Water Works
AWK
$27B
$272K ﹤0.01%
1,880
-63
-3% -$8.93K
CFFN icon
1078
Capitol Federal Financial
CFFN
$1.09B
$267K ﹤0.01%
28,812
+5,031
+21% +$49K
DOC icon
1079
Healthpeak Properties
DOC
$15.5B
$267K ﹤0.01%
9,838
+1,687
+21% +$46.2K
GIB icon
1080
CGI
GIB
$15.6B
$267K ﹤0.01%
3,943
-395
-9% -$26.9K
ATO icon
1081
Atmos Energy
ATO
$29.7B
$266K ﹤0.01%
2,782
+20
+0.7% +$2K
PPG icon
1082
PPG Industries
PPG
$24.9B
$266K ﹤0.01%
2,175
+29
+1% +$3.39K
PFLT icon
1083
PennantPark Floating Rate Capital
PFLT
$698M
$265K ﹤0.01%
31,447
+15,375
+96% +$130K
HIG icon
1084
Hartford Financial Services
HIG
$39.9B
$264K ﹤0.01%
+7,176
New +$286K
SCHZ icon
1085
Schwab US Aggregate Bond ETF
SCHZ
$10.5B
$264K ﹤0.01%
9,418
+600
+7% +$16.9K
KEYS icon
1086
Keysight
KEYS
$50.7B
$262K ﹤0.01%
2,651
+80
+3% +$7.86K
JPS
1087
DELISTED
Nuveen Preferred & Income Securities Fund
JPS
$261K ﹤0.01%
29,592
-79,970
-73% -$712K
AMP icon
1088
Ameriprise Financial
AMP
$47.8B
$260K ﹤0.01%
1,690
-527
-24% -$81.2K
VIS icon
1089
Vanguard Industrials ETF
VIS
$7.94B
$260K ﹤0.01%
1,793
-154
-8% -$21.7K
FFTI
1090
DELISTED
FormulaFolios Tactical Income ETF
FFTI
$260K ﹤0.01%
+10,904
New +$262K
MRO
1091
DELISTED
Marathon Oil Corporation
MRO
$259K ﹤0.01%
63,370
+4,395
+7% +$23.2K
ONB icon
1092
Old National Bancorp
ONB
$10.2B
$256K ﹤0.01%
20,369
– –
SA
1093
Seabridge Gold
SA
$2.72B
$256K ﹤0.01%
+13,613
New +$255K
NSP icon
1094
Insperity
NSP
$2.03B
$255K ﹤0.01%
3,889
-14
-0.4% -$934
AOS icon
1095
A.O. Smith
AOS
$8.55B
$254K ﹤0.01%
+4,803
New +$240K
SAIC icon
1096
Saic
SAIC
$4.95B
$254K ﹤0.01%
3,237
-587
-15% -$46.2K
FBGX
1097
DELISTED
UBS AG FI Enhanced Large Cap Growth ETN
FBGX
$254K ﹤0.01%
560
-120
-18% -$51.3K
GSIE icon
1098
Goldman Sachs ActiveBeta International Equity ETF
GSIE
$5.9B
$253K ﹤0.01%
8,995
-1,243
-12% -$34.9K
ITA icon
1099
iShares US Aerospace & Defense ETF
ITA
$14B
$253K ﹤0.01%
3,192
-2,732
-46% -$224K
WBD icon
1100
Warner Bros
WBD
$64.3B
$253K ﹤0.01%
11,622
-599
-5% -$13.1K
42 43
44
45 46

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BBHC
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TAF
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JAM
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CWP
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HNB
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NAM
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AE Wealth Management's Q3 2020 Portfolio in Review

As of Q3 2020, AE Wealth Management held 1,423 positions worth $7.01B, up 8.3% from $6.47B the previous quarter. Its ten largest holdings account for 25% of the portfolio.

AE Wealth Management's Q3 2020 filing shows 168 new, 574 increased, 510 reduced and 149 closed positions. Its largest new stake was Exchange Listed Funds Trust ETC Cabana Target Drawdown 10 ETF: 473,365 shares worth $11.6M. The largest sale was iShares 0-1 Year Treasury Bond ETF, an estimated $89M.

By sector, the portfolio is most concentrated in Technology at 8.7% of assets, up from 7.9% a quarter earlier, followed by Consumer Discretionary and Financials.

  • AE Wealth Management's largest Q3 2020 buy was Exchange Listed Funds Trust ETC Cabana Target Drawdown 10 ETF: 473,365 shares worth $11.6M.
  • AE Wealth Management added most to iShares Core US Aggregate Bond ETF in Q3 2020, an estimated $64.6M increase.
  • AE Wealth Management's biggest Q3 2020 reduction was iShares 0-1 Year Treasury Bond ETF, cutting an estimated $89M.
  • AE Wealth Management fully exited Invesco Dow Jones Industrial Average Dividend ETF in Q3 2020, selling an estimated $20.7M.
  • AE Wealth Management's ten largest holdings make up 25% of its $7.01B portfolio in Q3 2020.
  • AE Wealth Management opened 168 new positions and closed 149 in Q3 2020.
  • AE Wealth Management's portfolio value rose 8.3% quarter-over-quarter to $7.01B.

Based on AE Wealth Management's 13F filing for Q3 2020, filed 6 Nov 2020.