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AWM

AE Wealth Management Portfolio holdings

AUM $18.5B
1-Year Est. Return 19.51%
This Fund
S&P 500
This Quarter Est. Return
-12.9%
1 Year Est. Return
+19.51%
3 Year Est. Return
+56.23%
5 Year Est. Return
+62.83%
10 Year Est. Return
–
AUM
$4.35B
AUM Growth
-$257M
Cap. Flow
+$729M
Cap. Flow %
16.75%
Top 10 Hldgs %
26.82%
Holding
1,319
New
193
Increased
528
Reduced
364
Closed
213

Top Buys

Rank Stock Value
1
SHV icon
iShares 0-1 Year Treasury Bond ETF
SHV
+$259M
2
SJNK icon
State Street SPDR Bloomberg Short Term High Yield Bond ETF
SJNK
+$36.2M
3
LGLV icon
State Street SPDR US Large Cap Low Volatility Index ETF
LGLV
+$35.8M
4
VGIT icon
Vanguard Intermediate-Term Treasury ETF
VGIT
+$35.4M
5
FTSM icon
First Trust Enhanced Short Maturity ETF
FTSM
+$27.4M

Top Sells

Rank Stock Value
1
AGG icon
iShares Core US Aggregate Bond ETF
AGG
+$29.9M
2
ANGL icon
VanEck Fallen Angel High Yield Bond ETF
ANGL
+$17.4M
3
QUAL icon
iShares MSCI USA Quality Factor ETF
QUAL
+$16M
4
AIVL icon
WisdomTree US AI Enhanced Value Fund
AIVL
+$13.6M
5
CWB icon
State Street SPDR Bloomberg Convertible Securities ETF
CWB
+$12.9M

Sector Composition

Rank Sector Weight
1 Technology 6.91%
2 Healthcare 3.19%
3 Financials 3.18%
4 Consumer Discretionary 2.72%
5 Consumer Staples 2.48%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
ALSK
1076
DELISTED
Alaska Communications Systems
ALSK
$35K ﹤0.01%
20,000
-4,786
-19% -$9.16K
BBVA icon
1077
Banco Bilbao Vizcaya Argentaria
BBVA
$142B
$33K ﹤0.01%
10,931
-11,441
-51% -$54.4K
OPK icon
1078
Opko Health
OPK
$1.02B
$28K ﹤0.01%
21,000
– –
TYG
1079
Tortoise Energy Infrastructure Corp
TYG
$1.08B
$28K ﹤0.01%
+2,686
New +$143K
WMC
1080
DELISTED
Western Asset Mortgage Capital Corporation
WMC
$27K ﹤0.01%
+1,184
New +$108K
UNH icon
1081
PUT
UnitedHealth
UNH
$382B
$26K ﹤0.01%
1,700
– –
SLNO
1082
DELISTED
Soleno Therapeutics
SLNO
$25K ﹤0.01%
+709
New +$30.2K
LYG icon
1083
Lloyds Banking Group
LYG
$85.2B
$24K ﹤0.01%
16,142
-26
-0.2% -$67
DHY
1084
Credit Suisse High Yield Credit Fund
DHY
$240M
$23K ﹤0.01%
12,674
-6,328
-33% -$14.5K
ADAM
1085
Adamas Trust
ADAM
$777M
$21K ﹤0.01%
+3,336
New +$70.2K
CLNE icon
1086
Clean Energy Fuels
CLNE
$416M
$19K ﹤0.01%
10,609
-300
-3% -$677
UCO icon
1087
ProShares Ultra Bloomberg Crude Oil
UCO
$432M
$19K ﹤0.01%
+1,867
New +$143K
TRV icon
1088
PUT
Travelers Companies
TRV
$81.1B
$13K ﹤0.01%
500
-500
-50% -$62.2K
WPG
1089
DELISTED
Washington Prime Group Inc.
WPG
$11K ﹤0.01%
1,480
-49,944
-97% -$1.17M
GSV
1090
DELISTED
Gold Standard Ventures Corp.
GSV
$10K ﹤0.01%
+20,000
New +$13.3K
DNR
1091
DELISTED
Denbury Resources, Inc.
DNR
$10K ﹤0.01%
56,821
+45,830
+417% +$38.4K
NAK
1092
Northern Dynasty Minerals
NAK
$773M
$7K ﹤0.01%
18,912
+1,000
+6% +$471
SENS icon
1093
Senseonics Holdings Inc
SENS
$254M
$7K ﹤0.01%
514
-386
-43% -$7.76K
CARM
1094
DELISTED
Carisma Therapeutics
CARM
$6K ﹤0.01%
500
– –
IZEA icon
1095
IZEA Worldwide
IZEA
$58.7M
$5K ﹤0.01%
6,350
– –
AVGR
1096
DELISTED
Avinger, Inc. Common Stock
AVGR
$5K ﹤0.01%
+40
New +$8.46K
CHK
1097
DELISTED
Chesapeake Energy Corporation
CHK
$4K ﹤0.01%
+111
New +$9.74K
PLM
1098
DELISTED
PolyMet Mining Corp.
PLM
$3K ﹤0.01%
1,055
– –
DIA icon
1099
CALL
State Street SPDR Dow Jones Industrial Average ETF Trust
DIA
$45B
$1K ﹤0.01%
+200
New +$53.1K
DOW icon
1100
CALL
Dow Inc
DOW
$22B
$1K ﹤0.01%
+400
New +$17K
42 43
44
45 46

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NC
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BBHC
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TAF
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JAM
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CWP
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HNB
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NAM
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AE Wealth Management's Q1 2020 Portfolio in Review

As of Q1 2020, AE Wealth Management held 1,319 positions worth $4.35B, down 5.6% from $4.61B the previous quarter. Its ten largest holdings account for 27% of the portfolio.

AE Wealth Management deployed $729M of net new capital in Q1 2020, opening 193 new positions and adding to 528 existing holdings. Its largest new stake was ARK Innovation ETF: 108,504 shares worth $4.77M.

By sector, the portfolio is most concentrated in Technology at 6.9% of assets, up from 6.2% a quarter earlier, followed by Healthcare and Financials.

On the sell side, the largest reduction was iShares Core US Aggregate Bond ETF, an estimated $29.9M trimmed.

  • AE Wealth Management's largest Q1 2020 buy was ARK Innovation ETF: 108,504 shares worth $4.77M.
  • AE Wealth Management added most to iShares 0-1 Year Treasury Bond ETF in Q1 2020, an estimated $259M increase.
  • AE Wealth Management's biggest Q1 2020 reduction was iShares Core US Aggregate Bond ETF, cutting an estimated $29.9M.
  • AE Wealth Management fully exited State Street SPDR S&P Health Care Equipment ETF in Q1 2020, selling an estimated $9.98M.
  • AE Wealth Management's ten largest holdings make up 27% of its $4.35B portfolio in Q1 2020.
  • AE Wealth Management opened 193 new positions and closed 213 in Q1 2020.
  • AE Wealth Management's portfolio value fell 5.6% quarter-over-quarter to $4.35B.

Based on AE Wealth Management's 13F filing for Q1 2020, filed 7 May 2020.