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AWM

AE Wealth Management Portfolio holdings

AUM $18.5B
1-Year Est. Return 19.51%
This Fund
S&P 500
This Quarter Est. Return
+6.39%
1 Year Est. Return
+19.51%
3 Year Est. Return
+56.23%
5 Year Est. Return
+62.83%
10 Year Est. Return
–
AUM
$4.61B
AUM Growth
+$1.15B
Cap. Flow
+$938M
Cap. Flow %
20.35%
Top 10 Hldgs %
23.3%
Holding
1,192
New
203
Increased
731
Reduced
173
Closed
66

Top Buys

Rank Stock Value
1
IVV icon
iShares Core S&P 500 ETF
IVV
+$33.6M
2
IEMG icon
iShares Core MSCI Emerging Markets ETF
IEMG
+$19.4M
3
VEA icon
Vanguard FTSE Developed Markets ETF
VEA
+$17.4M
4
VOO icon
Vanguard S&P 500 ETF
VOO
+$17.1M
5
AGG icon
iShares Core US Aggregate Bond ETF
AGG
+$16.9M

Top Sells

Rank Stock Value
1
ACWV icon
iShares MSCI Global Min Vol Factor ETF
ACWV
+$8.93M
2
SPEM icon
State Street SPDR Portfolio Emerging Markets ETF
SPEM
+$7.68M
3
LGLV icon
State Street SPDR US Large Cap Low Volatility Index ETF
LGLV
+$6.38M
4
RSPU icon
Invesco S&P 500 Equal Weight Utilities ETF
RSPU
+$5.92M
5
AOM icon
iShares Core Moderate Allocation ETF
AOM
+$5.57M

Sector Composition

Rank Sector Weight
1 Technology 6.15%
2 Financials 3.88%
3 Healthcare 2.96%
4 Consumer Discretionary 2.75%
5 Industrials 2.63%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
BXMX
1076
DELISTED
Nuveen S&P 500 Buy-Write Income Fund
BXMX
$150K ﹤0.01%
+10,917
New +$148K
PSEC icon
1077
Prospect Capital
PSEC
$1.06B
$150K ﹤0.01%
23,271
+12,364
+113% +$80.5K
ERIC icon
1078
Ericsson
ERIC
$30.7B
$149K ﹤0.01%
16,918
-220
-1% -$1.95K
VVR icon
1079
Invesco Senior Income Trust
VVR
$456M
$145K ﹤0.01%
33,915
+1,000
+3% +$4.17K
PHYS icon
1080
Sprott Physical Gold
PHYS
$14.6B
$136K ﹤0.01%
+11,183
New +$133K
NRO
1081
Neuberger Real Estate Securities Income Fund Inc
NRO
$194M
$135K ﹤0.01%
25,382
-8,433
-25% -$45.2K
WPRT
1082
Westport Fuel Systems
WPRT
$36.5M
$126K ﹤0.01%
+5,321
New +$136K
JRO
1083
DELISTED
Nuveen Floating Rate Income Opportunty Fund
JRO
$126K ﹤0.01%
12,620
+416
+3% +$3.97K
BBVA icon
1084
Banco Bilbao Vizcaya Argentaria
BBVA
$144B
$125K ﹤0.01%
22,372
+1,265
+6% +$6.74K
AWP
1085
abrdn Global Premier Properties Fund
AWP
$377M
$121K ﹤0.01%
6,228
-1,798
-22% -$34.4K
ATRS
1086
DELISTED
Antares Pharma, Inc.
ATRS
$117K ﹤0.01%
24,814
-7,169
-22% -$29.3K
JQC icon
1087
Nuveen Credit Strategies Income Fund
JQC
$702M
$112K ﹤0.01%
14,648
+29
+0.2% +$215
THER
1088
DELISTED
THERATECHNOLOGIES INC COM
THER
$106K ﹤0.01%
+32,062
New +$106K
CX icon
1089
Cemex
CX
$17.4B
$103K ﹤0.01%
27,294
-50
-0.2% -$190
PMM
1090
Franklin Managed Municipal Income Trust
PMM
$275M
$101K ﹤0.01%
12,649
+549
+5% +$4.36K
MUFG icon
1091
Mitsubishi UFJ Financial
MUFG
$258B
$88K ﹤0.01%
16,209
+2,672
+20% +$14.1K
HLIT icon
1092
Harmonic Inc
HLIT
$1.21B
$82K ﹤0.01%
+10,484
New +$78.3K
ACB
1093
Aurora Cannabis
ACB
$165M
$79K ﹤0.01%
306
-9
-3% -$3.35K
AUY
1094
DELISTED
Yamana Gold, Inc.
AUY
$63K ﹤0.01%
15,903
+1,312
+9% +$4.61K
APHA
1095
DELISTED
Aphria Inc. Common Shares
APHA
$58K ﹤0.01%
11,164
-2,057
-16% -$10.1K
NIO icon
1096
NIO
NIO
$11.3B
$56K ﹤0.01%
13,900
-12,552
-47% -$25.2K
BMY.RT
1097
DELISTED
Bristol-Myers Squibb Company Contingent Value Rights
BMY.RT
$56K ﹤0.01%
+18,667
New +$48.5K
LYG icon
1098
Lloyds Banking Group
LYG
$87.4B
$54K ﹤0.01%
16,168
+5,242
+48% +$15.9K
ENZ
1099
DELISTED
Enzo Biochem, Inc.
ENZ
$53K ﹤0.01%
20,000
– –
NOK icon
1100
Nokia
NOK
$50.8B
$51K ﹤0.01%
13,781
-741
-5% -$2.91K
42 43
44
45 46

Similar funds

SA
Sanctuary Advisors Indianapolis, Indiana $18.5B AUM 23.32% 1-Year Est. Return
NC
Nvidia Corp Santa Clara, California $18.4B AUM 362.26% 1-Year Est. Return
FAF
Fjarde Ap-fonden Stockholm, Sweden $18.3B AUM 23.23% 1-Year Est. Return
BBHC
Brown Brothers Harriman & Co New York $18.6B AUM 15.81% 1-Year Est. Return
TAF
Tredje AP-fonden Se-111 91 Stockholm, Sweden $18.3B AUM 27.14% 1-Year Est. Return
JAM
Jupiter Asset Management London, United Kingdom $18.8B AUM 29.2% 1-Year Est. Return
CWP
Capital Wealth Planning Naples, Florida $18.1B AUM 26.68% 1-Year Est. Return
HNB
Huntington National Bank Columbus, Ohio $18.1B AUM 24.69% 1-Year Est. Return

AE Wealth Management's Q4 2019 Portfolio in Review

As of Q4 2019, AE Wealth Management held 1,192 positions worth $4.61B, up 33% from $3.46B the previous quarter. Its ten largest holdings account for 23% of the portfolio.

AE Wealth Management deployed $938M of net new capital in Q4 2019, opening 203 new positions and adding to 731 existing holdings. Its largest new stake was First Trust Small Cap Value AlphaDEX Fund: 167,788 shares worth $6.43M.

By sector, the portfolio is most concentrated in Technology at 6.2% of assets, up from 6.1% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was iShares MSCI Global Min Vol Factor ETF, an estimated $8.93M trimmed.

  • AE Wealth Management's largest Q4 2019 buy was First Trust Small Cap Value AlphaDEX Fund: 167,788 shares worth $6.43M.
  • AE Wealth Management added most to iShares Core S&P 500 ETF in Q4 2019, an estimated $33.6M increase.
  • AE Wealth Management's biggest Q4 2019 reduction was iShares MSCI Global Min Vol Factor ETF, cutting an estimated $8.93M.
  • AE Wealth Management fully exited SPDR MFS Systematic Growth Equity ETF of SSgA Active Trust in Q4 2019, selling an estimated $4.71M.
  • AE Wealth Management's ten largest holdings make up 23% of its $4.61B portfolio in Q4 2019.
  • AE Wealth Management opened 203 new positions and closed 66 in Q4 2019.
  • AE Wealth Management's portfolio value rose 33% quarter-over-quarter to $4.61B.

Based on AE Wealth Management's 13F filing for Q4 2019, filed 15 Jan 2020.