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AWM

AE Wealth Management Portfolio holdings

AUM $18.5B
1-Year Est. Return 19.51%
This Fund
S&P 500
This Quarter Est. Return
+1.41%
1 Year Est. Return
+19.51%
3 Year Est. Return
+56.23%
5 Year Est. Return
+62.83%
10 Year Est. Return
–
AUM
$3.46B
AUM Growth
+$132M
Cap. Flow
+$95.9M
Cap. Flow %
2.77%
Top 10 Hldgs %
24.98%
Holding
1,093
New
121
Increased
474
Reduced
366
Closed
104

Top Buys

Rank Stock Value
1
VGIT icon
Vanguard Intermediate-Term Treasury ETF
VGIT
+$11.3M
2
AIVL icon
WisdomTree US AI Enhanced Value Fund
AIVL
+$9.39M
3
AOM icon
iShares Core Moderate Allocation ETF
AOM
+$7.73M
4
SCHP icon
Schwab US TIPS ETF
SCHP
+$7.05M
5
TLT icon
iShares 20+ Year Treasury Bond ETF
TLT
+$7M

Top Sells

Rank Stock Value
1
IVV icon
iShares Core S&P 500 ETF
IVV
+$44.1M
2
FBND icon
Fidelity Total Bond ETF
FBND
+$26.1M
3
FQAL icon
Fidelity Quality Factor ETF
FQAL
+$19.1M
4
SHY icon
iShares 1-3 Year Treasury Bond ETF
SHY
+$16.1M
5
USIG icon
iShares Broad USD Investment Grade Corporate Bond ETF
USIG
+$8.35M

Sector Composition

Rank Sector Weight
1 Technology 6.13%
2 Financials 3.96%
3 Consumer Discretionary 3.07%
4 Healthcare 2.97%
5 Industrials 2.78%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
LCI
1076
DELISTED
Lannett Company, Inc.
LCI
– –
-15,548
Closed -$377K
AXU
1077
DELISTED
Alexco Resource Corp
AXU
– –
-12,000
Closed -$14K
GWPH
1078
DELISTED
GW Pharmaceuticals Plc American Depositary Shares
GWPH
– –
-4,473
Closed -$771K
CHK
1079
DELISTED
Chesapeake Energy Corporation
CHK
– –
-50
Closed -$20K
DYLS
1080
DELISTED
WisdomTree Dynamic Long/Short U.S. Equity Fund
DYLS
– –
-32,516
Closed -$900K
OAK
1081
DELISTED
OAKTREE CAPITAL GROUP, LLC
OAK
– –
-81,145
Closed -$4.02M
APU
1082
DELISTED
AmeriGas Partners, L.P.
APU
– –
-6,587
Closed -$229K
UPL
1083
DELISTED
Ultra Petroleum Corp. Common Stock
UPL
– –
-82,642
Closed -$15K
AMID
1084
DELISTED
American Midstream Partners, LP
AMID
– –
-16,826
Closed -$87K
SDLP
1085
DELISTED
SEADRILL PARTNERS LLC
SDLP
– –
-1,142
Closed -$4K
LLL
1086
DELISTED
L3 Technologies, Inc.
LLL
– –
-1,203
Closed -$295K
UFS
1087
DELISTED
DOMTAR CORPORATION (New)
UFS
– –
-5,473
Closed -$244K
CHL
1088
DELISTED
China Mobile Limited
CHL
– –
-9,320
Closed -$422K
RHT
1089
DELISTED
Red Hat Inc
RHT
– –
-1,157
Closed -$217K
40 41 42 43
44

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AE Wealth Management's Q3 2019 Portfolio in Review

As of Q3 2019, AE Wealth Management held 1,093 positions worth $3.46B, up 4% from $3.33B the previous quarter. Its ten largest holdings account for 25% of the portfolio.

AE Wealth Management's Q3 2019 filing shows 121 new, 474 increased, 366 reduced and 104 closed positions. Its largest new stake was WisdomTree US AI Enhanced Value Fund: 109,641 shares worth $9.59M. The largest sale was iShares Core S&P 500 ETF, an estimated $44.1M.

By sector, the portfolio is most concentrated in Technology at 6.1% of assets, up from 6.1% a quarter earlier, followed by Financials and Consumer Discretionary.

  • AE Wealth Management's largest Q3 2019 buy was WisdomTree US AI Enhanced Value Fund: 109,641 shares worth $9.59M.
  • AE Wealth Management added most to Vanguard Intermediate-Term Treasury ETF in Q3 2019, an estimated $11.3M increase.
  • AE Wealth Management's biggest Q3 2019 reduction was iShares Core S&P 500 ETF, cutting an estimated $44.1M.
  • AE Wealth Management fully exited Fidelity Quality Factor ETF in Q3 2019, selling an estimated $19.1M.
  • AE Wealth Management's ten largest holdings make up 25% of its $3.46B portfolio in Q3 2019.
  • AE Wealth Management opened 121 new positions and closed 104 in Q3 2019.
  • AE Wealth Management's portfolio value rose 4% quarter-over-quarter to $3.46B.

Based on AE Wealth Management's 13F filing for Q3 2019, filed 5 Nov 2019.