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AWM

AE Wealth Management Portfolio holdings

AUM $18.5B
1-Year Est. Return 19.51%
This Fund
S&P 500
This Quarter Est. Return
+9.76%
1 Year Est. Return
+19.51%
3 Year Est. Return
+56.23%
5 Year Est. Return
+62.83%
10 Year Est. Return
–
AUM
$19.6B
AUM Growth
+$2.85B
Cap. Flow
+$1.06B
Cap. Flow %
5.39%
Top 10 Hldgs %
18.14%
Holding
2,229
New
291
Increased
970
Reduced
750
Closed
189

Top Buys

Rank Stock Value
1
JANW icon
AllianzIM U.S. Equity Buffer20 Jan ETF
JANW
+$153M
2
BILZ icon
PIMCO Ultra Short Government Active ETF
BILZ
+$128M
3
VNLA icon
Janus Henderson Short Duration Income ETF
VNLA
+$66.8M
4
BUFD icon
FT Vest Fund of Deep Buffer ETFs
BUFD
+$48.7M
5
AAPL icon
Apple
AAPL
+$48.4M

Top Sells

Rank Stock Value
1
BIL icon
State Street SPDR Bloomberg 1-3 Month T-Bill ETF
BIL
+$110M
2
HTRB icon
Hartford Total Return Bond ETF
HTRB
+$80.3M
3
SGOV icon
iShares 0-3 Month Treasury Bond ETF
SGOV
+$60.6M
4
IWM icon
iShares Russell 2000 ETF
IWM
+$39.6M
5
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$38.8M

Sector Composition

Rank Sector Weight
1 Technology 11.46%
2 Financials 5.12%
3 Consumer Discretionary 3.8%
4 Healthcare 3.68%
5 Communication Services 2.94%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
IWN icon
1051
iShares Russell 2000 Value ETF
IWN
$14.3B
$1.35M 0.01%
8,949
+927
+12% +$128K
PFEB icon
1052
Innovator US Equity Power Buffer ETF February
PFEB
$907M
$1.35M 0.01%
40,889
-30,110
-42% -$943K
ROK icon
1053
Rockwell Automation
ROK
$51.1B
$1.35M 0.01%
4,447
-2,613
-37% -$732K
UITB icon
1054
Victory Portfolios II VictoryShares Core Intermediate Bond ETF
UITB
$2.65B
$1.34M 0.01%
+28,824
New +$1.3M
BF.B icon
1055
Brown-Forman Class B
BF.B
$13.5B
$1.34M 0.01%
23,558
-11,764
-33% -$674K
CWST icon
1056
Casella Waste Systems
CWST
$5.76B
$1.33M 0.01%
15,556
-65,202
-81% -$5.24M
EUHY
1057
iShares Euro High Yield Corporate Bond USD Hedged ETF
EUHY
$239M
$1.32M 0.01%
26,986
+656
+2% +$31.2K
VICI icon
1058
VICI Properties
VICI
$29.9B
$1.31M 0.01%
43,123
-11,054
-20% -$325K
WMS icon
1059
Advanced Drainage Systems
WMS
$10.6B
$1.31M 0.01%
9,998
+1,296
+15% +$156K
DFUV icon
1060
Dimensional US Marketwide Value ETF
DFUV
$15.3B
$1.31M 0.01%
34,946
+18,777
+116% +$646K
XJUN icon
1061
FT Vest US Equity Enhance & Moderate Buffer ETF June
XJUN
$136M
$1.3M 0.01%
36,654
-418,562
-92% -$14.2M
WTRG icon
1062
Essential Utilities
WTRG
$11.5B
$1.3M 0.01%
35,453
+2,925
+9% +$102K
SIVR icon
1063
abrdn Physical Silver Shares ETF
SIVR
$3.98B
$1.29M 0.01%
59,221
+32,958
+125% +$734K
STE icon
1064
Steris
STE
$22.9B
$1.28M 0.01%
5,945
+1,252
+27% +$265K
BMAY icon
1065
Innovator US Equity Buffer ETF May
BMAY
$228M
$1.28M 0.01%
37,160
-3,233
-8% -$104K
LDOS icon
1066
Leidos
LDOS
$14.4B
$1.28M 0.01%
11,474
+2,638
+30% +$269K
FBT icon
1067
First Trust NYSE Arca Biotechnology Index Fund
FBT
$2.84B
$1.28M 0.01%
8,488
-93
-1% -$13.4K
XOP icon
1068
State Street SPDR S&P Oil & Gas Exploration & Production ETF
XOP
$3.54B
$1.28M 0.01%
9,529
-8,218
-46% -$1.16M
LCTU icon
1069
iShares U.S. Carbon Transition Readiness Aware Active ETF
LCTU
$1.19B
$1.26M 0.01%
23,522
+3,447
+17% +$168K
TEX icon
1070
Terex
TEX
$7.37B
$1.26M 0.01%
20,496
-1,718
-8% -$88.8K
VEU icon
1071
Vanguard FTSE All-World ex-US ETF
VEU
$64.8B
$1.26M 0.01%
22,656
-5,596
-20% -$297K
RMD icon
1072
ResMed
RMD
$31.1B
$1.25M 0.01%
6,597
+24
+0.4% +$3.69K
ECL icon
1073
Ecolab
ECL
$79.8B
$1.25M 0.01%
6,305
+462
+8% +$83.1K
VONV icon
1074
Vanguard Russell 1000 Value ETF
VONV
$20.5B
$1.25M 0.01%
17,111
-821
-5% -$55.6K
CHKP icon
1075
Check Point Software Technologies
CHKP
$14.3B
$1.24M 0.01%
7,798
+1,031
+15% +$146K
41 42
43
44 45

Similar funds

SA
Sanctuary Advisors Indianapolis, Indiana $18.5B AUM 23.32% 1-Year Est. Return
NC
Nvidia Corp Santa Clara, California $18.4B AUM 362.26% 1-Year Est. Return
BBHC
Brown Brothers Harriman & Co New York $18.6B AUM 15.81% 1-Year Est. Return
TAF
Tredje AP-fonden Se-111 91 Stockholm, Sweden $18.3B AUM 27.14% 1-Year Est. Return
JAM
Jupiter Asset Management London, United Kingdom $18.8B AUM 29.2% 1-Year Est. Return
CWP
Capital Wealth Planning Naples, Florida $18.1B AUM 26.68% 1-Year Est. Return
HNB
Huntington National Bank Columbus, Ohio $18.1B AUM 24.69% 1-Year Est. Return
NAM
Nissay Asset Management Tokyo, Japan $18.9B AUM 27.21% 1-Year Est. Return

AE Wealth Management's Q4 2023 Portfolio in Review

As of Q4 2023, AE Wealth Management held 2,229 positions worth $19.6B, up 17% from $16.7B the previous quarter. Its ten largest holdings account for 18% of the portfolio.

AE Wealth Management deployed $1.06B of net new capital in Q4 2023, opening 291 new positions and adding to 970 existing holdings. Its largest new stake was BondBloxx Bloomberg One Year Target Duration US Treasury ETF: 754,105 shares worth $37.6M.

By sector, the portfolio is most concentrated in Technology at 11% of assets, up from 10% a quarter earlier, followed by Financials and Consumer Discretionary.

On the sell side, the largest reduction was State Street SPDR Bloomberg 1-3 Month T-Bill ETF, an estimated $110M trimmed.

  • AE Wealth Management's largest Q4 2023 buy was BondBloxx Bloomberg One Year Target Duration US Treasury ETF: 754,105 shares worth $37.6M.
  • AE Wealth Management added most to AllianzIM U.S. Equity Buffer20 Jan ETF in Q4 2023, an estimated $153M increase.
  • AE Wealth Management's biggest Q4 2023 reduction was State Street SPDR Bloomberg 1-3 Month T-Bill ETF, cutting an estimated $110M.
  • AE Wealth Management fully exited FT Vest US Equity Enhance & Moderate Buffer ETF August in Q4 2023, selling an estimated $14M.
  • AE Wealth Management's ten largest holdings make up 18% of its $19.6B portfolio in Q4 2023.
  • AE Wealth Management opened 291 new positions and closed 189 in Q4 2023.
  • AE Wealth Management's portfolio value rose 17% quarter-over-quarter to $19.6B.

Based on AE Wealth Management's 13F filing for Q4 2023, filed 14 Feb 2024.