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AWM

AE Wealth Management Portfolio holdings

AUM $18.5B
1-Year Est. Return 19.51%
This Fund
S&P 500
This Quarter Est. Return
-3.1%
1 Year Est. Return
+19.51%
3 Year Est. Return
+56.23%
5 Year Est. Return
+62.83%
10 Year Est. Return
–
AUM
$16.7B
AUM Growth
+$98.5M
Cap. Flow
+$705M
Cap. Flow %
4.22%
Top 10 Hldgs %
17.77%
Holding
2,115
New
226
Increased
957
Reduced
730
Closed
177

Top Buys

Rank Stock Value
1
VNLA icon
Janus Henderson Short Duration Income ETF
VNLA
+$67.1M
2
AUGW icon
AllianzIM U.S. Equity Buffer20 Aug ETF
AUGW
+$66.7M
3
XHLF icon
BondBloxx Bloomberg Six Month Target Duration US Treasury ETF
XHLF
+$58.8M
4
AAPL icon
Apple
AAPL
+$36.6M
5
SPTS icon
State Street SPDR Portfolio Short Term Treasury ETF
SPTS
+$34.6M

Top Sells

Rank Stock Value
1
VUG icon
Vanguard Growth ETF
VUG
+$49.8M
2
VTV icon
Vanguard Value ETF
VTV
+$33.4M
3
XJUN icon
FT Vest US Equity Enhance & Moderate Buffer ETF June
XJUN
+$31.6M
4
QQQ icon
Invesco QQQ Trust
QQQ
+$27.6M
5
SPSB icon
State Street SPDR Portfolio Short Term Corporate Bond ETF
SPSB
+$24.4M

Sector Composition

Rank Sector Weight
1 Technology 10.23%
2 Financials 4.58%
3 Healthcare 3.91%
4 Consumer Discretionary 3.63%
5 Consumer Staples 2.75%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SCHH icon
1051
Schwab US REIT ETF
SCHH
$11.7B
$1.13M 0.01%
63,636
-4,867
-7% -$93.6K
WTRG icon
1052
Essential Utilities
WTRG
$11.5B
$1.12M 0.01%
32,528
+1,139
+4% +$44.1K
MDB icon
1053
MongoDB
MDB
$25.8B
$1.1M 0.01%
3,170
+21
+0.7% +$7.97K
WPM icon
1054
Wheaton Precious Metals
WPM
$49.7B
$1.1M 0.01%
27,011
-556
-2% -$24K
ULST icon
1055
State Street Ultra Short Term Bond ETF
ULST
$527M
$1.09M 0.01%
27,189
-5,642
-17% -$227K
DXJ icon
1056
WisdomTree Japan Hedged Equity Fund
DXJ
$7.07B
$1.09M 0.01%
12,404
+133
+1% +$11.3K
JCI icon
1057
Johnson Controls International
JCI
$85.1B
$1.09M 0.01%
20,534
-1,310
-6% -$80.8K
IBDU icon
1058
iShares iBonds Dec 2029 Term Corporate ETF
IBDU
$4.03B
$1.09M 0.01%
+49,879
New +$1.11M
EBND icon
1059
State Street SPDR Bloomberg Emerging Markets Local Bond ETF
EBND
$2.25B
$1.09M 0.01%
55,023
+2,880
+6% +$59.8K
LNC icon
1060
Lincoln National
LNC
$7.92B
$1.09M 0.01%
44,187
-974
-2% -$25.5K
RDIV icon
1061
Invesco S&P Ultra Dividend Revenue ETF
RDIV
$1.4B
$1.09M 0.01%
29,300
+1,311
+5% +$51.9K
IWN icon
1062
iShares Russell 2000 Value ETF
IWN
$14.3B
$1.09M 0.01%
8,022
+454
+6% +$65.1K
CASY icon
1063
Casey's General Stores
CASY
$32.1B
$1.09M 0.01%
4,002
+238
+6% +$60.3K
BERY
1064
DELISTED
Berry Global Group, Inc.
BERY
$1.09M 0.01%
19,103
+704
+4% +$41.4K
NMZ icon
1065
Nuveen Municipal High Income Opportunity Fund
NMZ
$2.2B
$1.08M 0.01%
116,629
-7,049
-6% -$72K
STZ icon
1066
Constellation Brands
STZ
$22.5B
$1.08M 0.01%
4,288
+1,040
+32% +$272K
XMLV icon
1067
Invesco S&P MidCap Low Volatility ETF
XMLV
$762M
$1.08M 0.01%
+21,901
New +$1.13M
GLPI icon
1068
Gaming and Leisure Properties
GLPI
$13B
$1.08M 0.01%
23,613
+10,445
+79% +$498K
CHTR icon
1069
Charter Communications
CHTR
$17.3B
$1.08M 0.01%
2,445
+908
+59% +$378K
LIT icon
1070
Global X Lithium & Battery Tech ETF
LIT
$1.46B
$1.07M 0.01%
19,333
-447
-2% -$27.3K
EWX icon
1071
State Street SPDR S&P Emerging Markets Small Cap ETF
EWX
$642M
$1.07M 0.01%
19,918
+3,771
+23% +$203K
CSL icon
1072
Carlisle Companies
CSL
$13.5B
$1.06M 0.01%
4,096
+2,344
+134% +$628K
VXX icon
1073
iPath Series B S&P 500 VIX Short-Term Futures ETN
VXX
$169M
$1.06M 0.01%
11,335
-89
-0.8% -$8.36K
DFS
1074
DELISTED
Discover Financial Services
DFS
$1.05M 0.01%
12,163
+1,165
+11% +$116K
XSVM icon
1075
Invesco S&P SmallCap Value with Momentum ETF
XSVM
$679M
$1.05M 0.01%
21,762
+10,734
+97% +$521K
41 42
43
44 45

Similar funds

SA
Sanctuary Advisors Indianapolis, Indiana $18.5B AUM 23.32% 1-Year Est. Return
NC
Nvidia Corp Santa Clara, California $18.4B AUM 362.26% 1-Year Est. Return
BBHC
Brown Brothers Harriman & Co New York $18.6B AUM 15.81% 1-Year Est. Return
TAF
Tredje AP-fonden Se-111 91 Stockholm, Sweden $18.3B AUM 27.14% 1-Year Est. Return
JAM
Jupiter Asset Management London, United Kingdom $18.8B AUM 29.2% 1-Year Est. Return
CWP
Capital Wealth Planning Naples, Florida $18.1B AUM 26.68% 1-Year Est. Return
HNB
Huntington National Bank Columbus, Ohio $18.1B AUM 24.69% 1-Year Est. Return
NAM
Nissay Asset Management Tokyo, Japan $18.9B AUM 27.21% 1-Year Est. Return

AE Wealth Management's Q3 2023 Portfolio in Review

As of Q3 2023, AE Wealth Management held 2,115 positions worth $16.7B, up 0.59% from $16.6B the previous quarter. Its ten largest holdings account for 18% of the portfolio.

AE Wealth Management deployed $705M of net new capital in Q3 2023, opening 226 new positions and adding to 957 existing holdings. Its largest new stake was AllianzIM U.S. Equity Buffer20 Aug ETF: 2,707,545 shares worth $65.7M.

By sector, the portfolio is most concentrated in Technology at 10% of assets, up from 10% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was Vanguard Growth ETF, an estimated $49.8M trimmed.

  • AE Wealth Management's largest Q3 2023 buy was AllianzIM U.S. Equity Buffer20 Aug ETF: 2,707,545 shares worth $65.7M.
  • AE Wealth Management added most to Janus Henderson Short Duration Income ETF in Q3 2023, an estimated $67.1M increase.
  • AE Wealth Management's biggest Q3 2023 reduction was Vanguard Growth ETF, cutting an estimated $49.8M.
  • AE Wealth Management fully exited AllianzIM U.S. Equity Buffer10 Apr ETF in Q3 2023, selling an estimated $4.79M.
  • AE Wealth Management's ten largest holdings make up 18% of its $16.7B portfolio in Q3 2023.
  • AE Wealth Management opened 226 new positions and closed 177 in Q3 2023.
  • AE Wealth Management's portfolio value rose 0.59% quarter-over-quarter to $16.7B.

Based on AE Wealth Management's 13F filing for Q3 2023, filed 11 Oct 2023.