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AWM

AE Wealth Management Portfolio holdings

AUM $18.5B
1-Year Est. Return 19.51%
This Fund
S&P 500
This Quarter Est. Return
+5.97%
1 Year Est. Return
+19.51%
3 Year Est. Return
+56.23%
5 Year Est. Return
+62.83%
10 Year Est. Return
–
AUM
$15.5B
AUM Growth
+$1.71B
Cap. Flow
+$1.08B
Cap. Flow %
6.97%
Top 10 Hldgs %
18.75%
Holding
2,042
New
231
Increased
922
Reduced
677
Closed
176

Top Buys

Rank Stock Value
1
DFSU
Dimensional US Sustainability Core 1 ETF
DFSU
+$151M
2
TLT icon
iShares 20+ Year Treasury Bond ETF
TLT
+$141M
3
IEF icon
iShares 7-10 Year Treasury Bond ETF
IEF
+$87.2M
4
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$69.4M
5
SGOV icon
iShares 0-3 Month Treasury Bond ETF
SGOV
+$45.7M

Top Sells

Rank Stock Value
1
BIL icon
State Street SPDR Bloomberg 1-3 Month T-Bill ETF
BIL
+$107M
2
DFAU icon
Dimensional US Core Equity Market ETF
DFAU
+$92.3M
3
ESGU icon
iShares ESG Aware MSCI USA ETF
ESGU
+$58.5M
4
SPYM
State Street SPDR Portfolio S&P 500 ETF
SPYM
+$31.9M
5
MOHR
Mohr Growth ETF
MOHR
+$23.5M

Sector Composition

Rank Sector Weight
1 Technology 8.52%
2 Financials 4.7%
3 Healthcare 3.73%
4 Consumer Discretionary 3.41%
5 Energy 3.36%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
VLUE icon
1051
iShares MSCI USA Value Factor ETF
VLUE
$9.28B
$981K 0.01%
10,600
-8,551
-45% -$805K
FDLO icon
1052
Fidelity Low Volatility Factor ETF
FDLO
$1.43B
$981K 0.01%
20,656
+4,980
+32% +$232K
BSM icon
1053
Black Stone Minerals
BSM
$3.14B
$980K 0.01%
62,489
+6,734
+12% +$105K
MKTX icon
1054
MarketAxess Holdings
MKTX
$5.78B
$980K 0.01%
2,505
+5
+0.2% +$1.77K
ESGE icon
1055
iShares ESG Aware MSCI EM ETF
ESGE
$6.52B
$980K 0.01%
31,121
+5,321
+21% +$169K
PSQ icon
1056
ProShares Short QQQ
PSQ
$829M
$978K 0.01%
16,060
+11,105
+224% +$740K
SECT icon
1057
Main Sector Rotation ETF
SECT
$2.74B
$977K 0.01%
24,065
-696
-3% -$28.2K
ZIM icon
1058
ZIM Integrated Shipping Services
ZIM
$2.98B
$975K 0.01%
41,365
-11,242
-21% -$236K
VPL icon
1059
Vanguard FTSE Pacific ETF
VPL
$8.16B
$975K 0.01%
14,375
-14,018
-49% -$941K
BMAY icon
1060
Innovator US Equity Buffer ETF May
BMAY
$231M
$975K 0.01%
32,243
+2,397
+8% +$71.5K
TECB icon
1061
iShares US Tech Breakthrough Multisector ETF
TECB
$459M
$973K 0.01%
29,283
+3,322
+13% +$102K
SUSC icon
1062
iShares ESG Aware USD Corporate Bond ETF
SUSC
$1.29B
$970K 0.01%
42,141
+9,466
+29% +$216K
HTGC icon
1063
Hercules Capital
HTGC
$2.98B
$969K 0.01%
75,180
-65,428
-47% -$914K
TYL icon
1064
Tyler Technologies
TYL
$13.3B
$959K 0.01%
2,703
-70
-3% -$22.8K
RDIV icon
1065
Invesco S&P Ultra Dividend Revenue ETF
RDIV
$1.38B
$956K 0.01%
23,235
+9,741
+72% +$428K
FSCO
1066
FS Credit Opportunities Corp
FSCO
$1.01B
$954K 0.01%
214,867
+123,317
+135% +$574K
GBF icon
1067
iShares Government/Credit Bond ETF
GBF
$133M
$950K 0.01%
+8,977
New +$939K
JHG
1068
DELISTED
Janus Henderson
JHG
$950K 0.01%
+35,643
New +$950K
AON icon
1069
Aon
AON
$78.3B
$947K 0.01%
3,003
-904
-23% -$280K
CTRA
1070
DELISTED
Coterra Energy
CTRA
$947K 0.01%
38,571
+1,734
+5% +$42.6K
TECK icon
1071
Teck Resources
TECK
$30.7B
$943K 0.01%
+25,847
New +$1.03M
ULST icon
1072
State Street Ultra Short Term Bond ETF
ULST
$527M
$932K 0.01%
23,156
+9,682
+72% +$389K
FXL icon
1073
First Trust Technology AlphaDEX Fund
FXL
$2.5B
$931K 0.01%
8,848
-29
-0.3% -$2.93K
CIG icon
1074
CEMIG Preferred Shares
CIG
$6.21B
$930K 0.01%
539,837
+23,337
+5% +$37.2K
SPY icon
1075
PUT
State Street SPDR S&P 500 ETF Trust
SPY
$784B
$927K 0.01%
157,000
+37,000
+31% +$14.8M
41 42
43
44 45

Similar funds

SA
Sanctuary Advisors Indianapolis, Indiana $18.5B AUM 23.32% 1-Year Est. Return
NC
Nvidia Corp Santa Clara, California $18.4B AUM 362.26% 1-Year Est. Return
BBHC
Brown Brothers Harriman & Co New York $18.6B AUM 15.81% 1-Year Est. Return
TAF
Tredje AP-fonden Se-111 91 Stockholm, Sweden $18.3B AUM 27.14% 1-Year Est. Return
JAM
Jupiter Asset Management London, United Kingdom $18.8B AUM 29.2% 1-Year Est. Return
CWP
Capital Wealth Planning Naples, Florida $18.1B AUM 26.68% 1-Year Est. Return
HNB
Huntington National Bank Columbus, Ohio $18.1B AUM 24.69% 1-Year Est. Return
NAM
Nissay Asset Management Tokyo, Japan $18.9B AUM 27.21% 1-Year Est. Return

AE Wealth Management's Q1 2023 Portfolio in Review

As of Q1 2023, AE Wealth Management held 2,042 positions worth $15.5B, up 12% from $13.8B the previous quarter. Its ten largest holdings account for 19% of the portfolio.

AE Wealth Management deployed $1.08B of net new capital in Q1 2023, opening 231 new positions and adding to 922 existing holdings. Its largest new stake was Dimensional US Sustainability Core 1 ETF: 5,761,921 shares worth $153M.

By sector, the portfolio is most concentrated in Technology at 8.5% of assets, up from 7.5% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was State Street SPDR Bloomberg 1-3 Month T-Bill ETF, an estimated $107M trimmed.

  • AE Wealth Management's largest Q1 2023 buy was Dimensional US Sustainability Core 1 ETF: 5,761,921 shares worth $153M.
  • AE Wealth Management added most to iShares 20+ Year Treasury Bond ETF in Q1 2023, an estimated $141M increase.
  • AE Wealth Management's biggest Q1 2023 reduction was State Street SPDR Bloomberg 1-3 Month T-Bill ETF, cutting an estimated $107M.
  • AE Wealth Management fully exited First Trust NASDAQ ABA Community Bank Index Fund in Q1 2023, selling an estimated $10.2M.
  • AE Wealth Management's ten largest holdings make up 19% of its $15.5B portfolio in Q1 2023.
  • AE Wealth Management opened 231 new positions and closed 176 in Q1 2023.
  • AE Wealth Management's portfolio value rose 12% quarter-over-quarter to $15.5B.

Based on AE Wealth Management's 13F filing for Q1 2023, filed 14 Apr 2023.