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AWM

AE Wealth Management Portfolio holdings

AUM $18.5B
1-Year Est. Return 19.51%
This Fund
S&P 500
This Quarter Est. Return
+7.41%
1 Year Est. Return
+19.51%
3 Year Est. Return
+56.23%
5 Year Est. Return
+62.83%
10 Year Est. Return
–
AUM
$14.3B
AUM Growth
+$2.2B
Cap. Flow
+$1.4B
Cap. Flow %
9.76%
Top 10 Hldgs %
20.93%
Holding
1,828
New
213
Increased
984
Reduced
465
Closed
140

Top Buys

Rank Stock Value
1
DGRO icon
iShares Core Dividend Growth ETF
DGRO
+$102M
2
MGK icon
Vanguard Mega Cap Growth ETF
MGK
+$87.7M
3
QUAL icon
iShares MSCI USA Quality Factor ETF
QUAL
+$80.5M
4
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$78M
5
MBB icon
iShares MBS ETF
MBB
+$74.8M

Top Sells

Rank Stock Value
1
CWB icon
State Street SPDR Bloomberg Convertible Securities ETF
CWB
+$74.9M
2
PDP icon
Invesco Dorsey Wright Momentum ETF
PDP
+$64.2M
3
MTUM icon
iShares MSCI USA Momentum Factor ETF
MTUM
+$63M
4
OEF icon
iShares S&P 100 ETF
OEF
+$58.5M
5
VBK icon
Vanguard Small-Cap Growth ETF
VBK
+$52.6M

Sector Composition

Rank Sector Weight
1 Technology 8.49%
2 Financials 3.83%
3 Consumer Discretionary 3.34%
4 Healthcare 3.01%
5 Industrials 2.53%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
LAC
1051
DELISTED
Lithium Americas Corp. Common Shares
LAC
$778K 0.01%
26,708
+17,330
+185% +$519K
AOSL icon
1052
Alpha and Omega Semiconductor
AOSL
$829M
$776K 0.01%
12,818
-7,012
-35% -$304K
PAWZ icon
1053
ProShares Pet Care ETF
PAWZ
$34.5M
$776K 0.01%
9,825
+2,520
+34% +$199K
PZA icon
1054
Invesco National AMT-Free Municipal Bond ETF
PZA
$4.23B
$776K 0.01%
28,625
+7,546
+36% +$203K
DNOV icon
1055
FT Vest US Equity Deep Buffer ETF November
DNOV
$393M
$775K 0.01%
21,931
+7,495
+52% +$262K
BKH icon
1056
Black Hills Corp
BKH
$5.55B
$774K 0.01%
+10,967
New +$727K
DKNG icon
1057
DraftKings
DKNG
$12.2B
$774K 0.01%
28,169
-59,083
-68% -$2.31M
FTXN icon
1058
First Trust Nasdaq Oil & Gas ETF
FTXN
$163M
$772K 0.01%
39,717
+1,841
+5% +$37.2K
NXTG icon
1059
First Trust Indxx NextG ETF
NXTG
$523M
$772K 0.01%
9,339
+2,736
+41% +$218K
CCRN
1060
DELISTED
Cross Country Healthcare
CCRN
$771K 0.01%
27,767
-2,220
-7% -$53.8K
ENPH icon
1061
Enphase Energy
ENPH
$4.62B
$771K 0.01%
4,217
-2,412
-36% -$503K
CLF icon
1062
Cleveland-Cliffs
CLF
$6.49B
$770K 0.01%
35,380
+9,274
+36% +$200K
NTRS icon
1063
Northern Trust
NTRS
$21.8B
$767K 0.01%
6,414
-403
-6% -$48.3K
TSLX icon
1064
Sixth Street Specialty
TSLX
$1.67B
$762K 0.01%
32,598
-576
-2% -$13.5K
ITA icon
1065
iShares US Aerospace & Defense ETF
ITA
$14B
$759K 0.01%
7,389
+462
+7% +$48.2K
DELL icon
1066
Dell
DELL
$239B
$758K 0.01%
13,502
-13,599
-50% -$758K
CCK icon
1067
Crown Holdings
CCK
$13B
$755K 0.01%
6,824
-282
-4% -$30K
GIII icon
1068
G-III Apparel Group
GIII
$1.54B
$755K 0.01%
+27,331
New +$797K
UCTT
1069
Ultra Clean Holdings
UCTT
$3.12B
$755K 0.01%
+13,155
New +$684K
SHM icon
1070
State Street SPDR Nuveen ICE Short Term Municipal Bond ETF
SHM
$3.47B
$752K 0.01%
15,281
-485
-3% -$23.9K
GSIE icon
1071
Goldman Sachs ActiveBeta International Equity ETF
GSIE
$5.9B
$749K 0.01%
21,246
-3,702
-15% -$129K
CASY icon
1072
Casey's General Stores
CASY
$32.1B
$746K 0.01%
3,780
+115
+3% +$22.2K
ICF icon
1073
iShares Select U.S. REIT ETF
ICF
$2.13B
$746K 0.01%
9,806
+2,580
+36% +$182K
SMTC icon
1074
Semtech
SMTC
$9.65B
$746K 0.01%
8,393
-46
-0.5% -$3.92K
FPX icon
1075
First Trust US Equity Opportunities ETF
FPX
$1.43B
$745K 0.01%
6,080
-50,756
-89% -$6.43M
41 42
43
44 45

Similar funds

SA
Sanctuary Advisors Indianapolis, Indiana $18.5B AUM 23.32% 1-Year Est. Return
NC
Nvidia Corp Santa Clara, California $18.4B AUM 362.26% 1-Year Est. Return
BBHC
Brown Brothers Harriman & Co New York $18.6B AUM 15.81% 1-Year Est. Return
TAF
Tredje AP-fonden Se-111 91 Stockholm, Sweden $18.3B AUM 27.14% 1-Year Est. Return
JAM
Jupiter Asset Management London, United Kingdom $18.8B AUM 29.2% 1-Year Est. Return
CWP
Capital Wealth Planning Naples, Florida $18.1B AUM 26.68% 1-Year Est. Return
HNB
Huntington National Bank Columbus, Ohio $18.1B AUM 24.69% 1-Year Est. Return
NAM
Nissay Asset Management Tokyo, Japan $18.9B AUM 27.21% 1-Year Est. Return

AE Wealth Management's Q4 2021 Portfolio in Review

As of Q4 2021, AE Wealth Management held 1,828 positions worth $14.3B, up 18% from $12.1B the previous quarter. Its ten largest holdings account for 21% of the portfolio.

AE Wealth Management deployed $1.4B of net new capital in Q4 2021, opening 213 new positions and adding to 984 existing holdings. Its largest new stake was Invesco S&P SmallCap Low Volatility ETF: 1,408,338 shares worth $73.4M.

By sector, the portfolio is most concentrated in Technology at 8.5% of assets, up from 8.3% a quarter earlier, followed by Financials and Consumer Discretionary.

On the sell side, the largest reduction was State Street SPDR Bloomberg Convertible Securities ETF, an estimated $74.9M trimmed.

  • AE Wealth Management's largest Q4 2021 buy was Invesco S&P SmallCap Low Volatility ETF: 1,408,338 shares worth $73.4M.
  • AE Wealth Management added most to iShares Core Dividend Growth ETF in Q4 2021, an estimated $102M increase.
  • AE Wealth Management's biggest Q4 2021 reduction was State Street SPDR Bloomberg Convertible Securities ETF, cutting an estimated $74.9M.
  • AE Wealth Management fully exited First Solar in Q4 2021, selling an estimated $3.36M.
  • AE Wealth Management's ten largest holdings make up 21% of its $14.3B portfolio in Q4 2021.
  • AE Wealth Management opened 213 new positions and closed 140 in Q4 2021.
  • AE Wealth Management's portfolio value rose 18% quarter-over-quarter to $14.3B.

Based on AE Wealth Management's 13F filing for Q4 2021, filed 20 Jan 2022.