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AWM

AE Wealth Management Portfolio holdings

AUM $18.5B
1-Year Est. Return 19.51%
This Fund
S&P 500
This Quarter Est. Return
-0.52%
1 Year Est. Return
+19.51%
3 Year Est. Return
+56.23%
5 Year Est. Return
+62.83%
10 Year Est. Return
–
AUM
$12.1B
AUM Growth
+$689M
Cap. Flow
+$803M
Cap. Flow %
6.62%
Top 10 Hldgs %
20.53%
Holding
1,750
New
170
Increased
910
Reduced
499
Closed
135

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$126M
2
QQQ icon
Invesco QQQ Trust
QQQ
+$75.7M
3
VUG icon
Vanguard Growth ETF
VUG
+$68.2M
4
CWB icon
State Street SPDR Bloomberg Convertible Securities ETF
CWB
+$67.5M
5
PDP icon
Invesco Dorsey Wright Momentum ETF
PDP
+$62.7M

Top Sells

Rank Stock Value
1
VXF icon
Vanguard Extended Market ETF
VXF
+$61.7M
2
ANGL icon
VanEck Fallen Angel High Yield Bond ETF
ANGL
+$58M
3
QUAL icon
iShares MSCI USA Quality Factor ETF
QUAL
+$57.8M
4
MGK icon
Vanguard Mega Cap Growth ETF
MGK
+$56.4M
5
IWY icon
iShares Russell Top 200 Growth ETF
IWY
+$51.7M

Sector Composition

Rank Sector Weight
1 Technology 8.31%
2 Financials 4.14%
3 Consumer Discretionary 3.5%
4 Healthcare 2.87%
5 Communication Services 2.75%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
IHE icon
1051
iShares US Pharmaceuticals ETF
IHE
$1.49B
$643K 0.01%
+10,530
New +$669K
XSW icon
1052
State Street SPDR S&P Software & Services ETF
XSW
$442M
$642K 0.01%
+3,739
New +$648K
AMBA icon
1053
Ambarella
AMBA
$2.96B
$639K 0.01%
4,104
-1,971
-32% -$227K
PAVE icon
1054
Global X US Infrastructure Development ETF
PAVE
$13.6B
$639K 0.01%
25,149
+4,251
+20% +$112K
CCRN
1055
DELISTED
Cross Country Healthcare
CCRN
$637K 0.01%
+29,987
New +$563K
GBDC icon
1056
Golub Capital BDC
GBDC
$3.36B
$637K 0.01%
40,301
+2,210
+6% +$34.7K
KREF
1057
KKR Real Estate Finance Trust
KREF
$460M
$637K 0.01%
30,184
+1,741
+6% +$36.9K
IHAK icon
1058
iShares Cybersecurity and Tech ETF
IHAK
$987M
$636K 0.01%
14,641
+13
+0.1% +$576
EWGS
1059
DELISTED
iShares MSCI Germany Small-Cap ETF
EWGS
$636K 0.01%
7,833
+400
+5% +$33.3K
HSIC icon
1060
Henry Schein
HSIC
$9.72B
$635K 0.01%
8,344
+535
+7% +$41.2K
CAMT icon
1061
Camtek
CAMT
$5.99B
$634K 0.01%
+15,639
New +$602K
STE icon
1062
Steris
STE
$22.8B
$633K 0.01%
3,099
+37
+1% +$7.92K
VECO icon
1063
Veeco
VECO
$2.66B
$633K 0.01%
+28,495
New +$635K
ONTO icon
1064
Onto Innovation
ONTO
$10.8B
$631K 0.01%
8,729
-595
-6% -$42.9K
EWN icon
1065
iShares MSCI Netherlands ETF
EWN
$551M
$629K 0.01%
12,781
+647
+5% +$32.8K
MIME
1066
DELISTED
Mimecast Limited
MIME
$628K 0.01%
9,867
-2,778
-22% -$170K
ICSH icon
1067
iShares Ultra Short Duration Bond Active ETF
ICSH
$8.06B
$624K 0.01%
12,363
-7,168
-37% -$362K
PLAY icon
1068
Dave & Buster's
PLAY
$359M
$624K 0.01%
16,279
+1,436
+10% +$51.9K
WD icon
1069
Walker & Dunlop
WD
$1.75B
$623K 0.01%
5,488
+2,059
+60% +$216K
AOSL icon
1070
Alpha and Omega Semiconductor
AOSL
$823M
$622K 0.01%
19,830
-4,332
-18% -$120K
MXL icon
1071
MaxLinear
MXL
$5.18B
$622K 0.01%
12,639
-4,719
-27% -$228K
PRTA icon
1072
Prothena Corp
PRTA
$442M
$618K 0.01%
+8,670
New +$538K
PVH icon
1073
PVH
PVH
$3.98B
$618K 0.01%
+6,014
New +$647K
RWO icon
1074
State Street SPDR Dow Jones Global Real Estate ETF
RWO
$1.32B
$618K 0.01%
12,110
+719
+6% +$38.3K
AAN
1075
DELISTED
The Aaron's Company Inc
AAN
$616K 0.01%
22,352
+4,100
+22% +$115K
41 42
43
44 45

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BBHC
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TAF
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JAM
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CWP
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HNB
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NAM
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AE Wealth Management's Q3 2021 Portfolio in Review

As of Q3 2021, AE Wealth Management held 1,750 positions worth $12.1B, up 6% from $11.4B the previous quarter. Its ten largest holdings account for 21% of the portfolio.

AE Wealth Management deployed $803M of net new capital in Q3 2021, opening 170 new positions and adding to 910 existing holdings. Its largest new stake was iShares S&P 100 ETF: 302,328 shares worth $59.7M.

By sector, the portfolio is most concentrated in Technology at 8.3% of assets, up from 8.2% a quarter earlier, followed by Financials and Consumer Discretionary.

On the sell side, the largest reduction was Vanguard Extended Market ETF, an estimated $61.7M trimmed.

  • AE Wealth Management's largest Q3 2021 buy was iShares S&P 100 ETF: 302,328 shares worth $59.7M.
  • AE Wealth Management added most to State Street SPDR S&P 500 ETF Trust in Q3 2021, an estimated $126M increase.
  • AE Wealth Management's biggest Q3 2021 reduction was Vanguard Extended Market ETF, cutting an estimated $61.7M.
  • AE Wealth Management fully exited iShares ESG Optimized MSCI USA ETF in Q3 2021, selling an estimated $12.1M.
  • AE Wealth Management's ten largest holdings make up 21% of its $12.1B portfolio in Q3 2021.
  • AE Wealth Management opened 170 new positions and closed 135 in Q3 2021.
  • AE Wealth Management's portfolio value rose 6% quarter-over-quarter to $12.1B.

Based on AE Wealth Management's 13F filing for Q3 2021, filed 1 Nov 2021.