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AWM

AE Wealth Management Portfolio holdings

AUM $18.5B
1-Year Est. Return 19.51%
This Fund
S&P 500
This Quarter Est. Return
+12.01%
1 Year Est. Return
+19.51%
3 Year Est. Return
+56.23%
5 Year Est. Return
+62.83%
10 Year Est. Return
–
AUM
$8.82B
AUM Growth
+$1.81B
Cap. Flow
+$888M
Cap. Flow %
10.07%
Top 10 Hldgs %
22.07%
Holding
1,476
New
202
Increased
693
Reduced
445
Closed
115

Top Buys

Rank Stock Value
1
CWB icon
State Street SPDR Bloomberg Convertible Securities ETF
CWB
+$53.7M
2
GLD icon
SPDR Gold Trust
GLD
+$44.9M
3
VWO icon
Vanguard FTSE Emerging Markets ETF
VWO
+$41.8M
4
IVV icon
iShares Core S&P 500 ETF
IVV
+$41.5M
5
AOM icon
iShares Core Moderate Allocation ETF
AOM
+$40.7M

Top Sells

Rank Stock Value
1
TLT icon
iShares 20+ Year Treasury Bond ETF
TLT
+$65.6M
2
SJNK icon
State Street SPDR Bloomberg Short Term High Yield Bond ETF
SJNK
+$47.7M
3
ANGL icon
VanEck Fallen Angel High Yield Bond ETF
ANGL
+$31.3M
4
VUG icon
Vanguard Morningstar Growth ETF
VUG
+$23.8M
5
PDP icon
Invesco Dorsey Wright Momentum ETF
PDP
+$15.7M

Sector Composition

Rank Sector Weight
1 Technology 8.44%
2 Consumer Discretionary 3.81%
3 Financials 3.64%
4 Healthcare 3.17%
5 Communication Services 3%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
GWW icon
1051
W.W. Grainger
GWW
$64.2B
$382K ﹤0.01%
936
+22
+2% +$8.65K
PPG icon
1052
PPG Industries
PPG
$24.9B
$382K ﹤0.01%
2,648
+473
+22% +$65.9K
RIO icon
1053
Rio Tinto
RIO
$152B
$382K ﹤0.01%
5,082
+1,530
+43% +$100K
AMP icon
1054
Ameriprise Financial
AMP
$47.8B
$379K ﹤0.01%
1,950
+260
+15% +$46.5K
CAH icon
1055
Cardinal Health
CAH
$53.7B
$379K ﹤0.01%
7,069
-400
-5% -$20.8K
CLOU icon
1056
Global X Cloud Computing ETF
CLOU
$236M
$377K ﹤0.01%
+13,510
New +$347K
BBHY icon
1057
JPMorgan BetaBuilders USD High Yield Corporate Bond ETF
BBHY
$614M
$376K ﹤0.01%
7,243
+226
+3% +$11.5K
XAR icon
1058
State Street SPDR S&P Aerospace & Defense ETF
XAR
$5.78B
$376K ﹤0.01%
3,279
+79
+2% +$8.01K
GAB icon
1059
Gabelli Equity Trust
GAB
$1.73B
$374K ﹤0.01%
60,962
+49,416
+428% +$285K
FSEP icon
1060
FT Vest US Equity Buffer ETF September
FSEP
$1.2B
$373K ﹤0.01%
11,559
+1,774
+18% +$55.3K
HYEM icon
1061
VanEck Emerging Markets High Yield Bond ETF
HYEM
$522M
$373K ﹤0.01%
15,619
+1,622
+12% +$37.6K
IGEB icon
1062
iShares Investment Grade Systematic Bond ETF
IGEB
$1.45B
$372K ﹤0.01%
6,720
+1,400
+26% +$76.8K
GSIE icon
1063
Goldman Sachs ActiveBeta International Equity ETF
GSIE
$5.9B
$371K ﹤0.01%
11,633
+2,638
+29% +$79K
FDT icon
1064
First Trust Developed Markets ex-US AlphaDEX Fund
FDT
$1.24B
$370K ﹤0.01%
6,543
-334
-5% -$17.8K
ACGL icon
1065
Arch Capital
ACGL
$35.7B
$368K ﹤0.01%
10,191
+1,617
+19% +$53.1K
QQEW icon
1066
First Trust Nasdaq-100 Select Equal Weight ETF
QQEW
$1.71B
$367K ﹤0.01%
3,636
-327
-8% -$30.5K
ARE icon
1067
Alexandria Real Estate Equities
ARE
$9.37B
$365K ﹤0.01%
2,050
+149
+8% +$24.6K
AY
1068
DELISTED
Atlantica Sustainable Infrastructure plc Ordinary Shares
AY
$363K ﹤0.01%
9,551
+1,729
+22% +$57.2K
MLPA icon
1069
Global X MLP ETF
MLPA
$2.26B
$361K ﹤0.01%
13,180
-2,551
-16% -$65.9K
CFFN icon
1070
Capitol Federal Financial
CFFN
$1.09B
$360K ﹤0.01%
28,813
+1
+0% +$12
JPC icon
1071
Nuveen Preferred & Income Opportunities Fund
JPC
$2.88B
$357K ﹤0.01%
37,582
+2,393
+7% +$21.2K
CME icon
1072
CME Group
CME
$95.4B
$356K ﹤0.01%
1,958
-3,045
-61% -$518K
CRUS icon
1073
Cirrus Logic
CRUS
$6.76B
$356K ﹤0.01%
+4,334
New +$326K
WTRE icon
1074
WisdomTree New Economy Real Estate Fund
WTRE
$15.2M
$356K ﹤0.01%
13,870
+528
+4% +$13.4K
FAN icon
1075
First Trust Global Wind Energy ETF
FAN
$271M
$352K ﹤0.01%
+15,100
New +$303K
41 42
43
44 45

Similar funds

SA
Sanctuary Advisors Indianapolis, Indiana $18.5B AUM 23.32% 1-Year Est. Return
NC
Nvidia Corp Santa Clara, California $18.4B AUM 362.26% 1-Year Est. Return
BBHC
Brown Brothers Harriman & Co New York $18.6B AUM 15.81% 1-Year Est. Return
TAF
Tredje AP-fonden Se-111 91 Stockholm, Sweden $18.3B AUM 27.14% 1-Year Est. Return
JAM
Jupiter Asset Management London, United Kingdom $18.8B AUM 29.2% 1-Year Est. Return
CWP
Capital Wealth Planning Naples, Florida $18.1B AUM 26.68% 1-Year Est. Return
HNB
Huntington National Bank Columbus, Ohio $18.1B AUM 24.69% 1-Year Est. Return
NAM
Nissay Asset Management Tokyo, Japan $18.9B AUM 27.21% 1-Year Est. Return

AE Wealth Management's Q4 2020 Portfolio in Review

As of Q4 2020, AE Wealth Management held 1,476 positions worth $8.82B, up 26% from $7.01B the previous quarter. Its ten largest holdings account for 22% of the portfolio.

AE Wealth Management deployed $888M of net new capital in Q4 2020, opening 202 new positions and adding to 693 existing holdings. Its largest new stake was Invesco Dow Jones Industrial Average Dividend ETF: 1,030,200 shares worth $39.4M.

By sector, the portfolio is most concentrated in Technology at 8.4% of assets, down from 8.7% a quarter earlier, followed by Consumer Discretionary and Financials.

On the sell side, the largest reduction was iShares 20+ Year Treasury Bond ETF, an estimated $65.6M trimmed.

  • AE Wealth Management's largest Q4 2020 buy was Invesco Dow Jones Industrial Average Dividend ETF: 1,030,200 shares worth $39.4M.
  • AE Wealth Management added most to State Street SPDR Bloomberg Convertible Securities ETF in Q4 2020, an estimated $53.7M increase.
  • AE Wealth Management's biggest Q4 2020 reduction was iShares 20+ Year Treasury Bond ETF, cutting an estimated $65.6M.
  • AE Wealth Management fully exited iShares AAA-A Rated Corporate Bond ETF in Q4 2020, selling an estimated $3.39M.
  • AE Wealth Management's ten largest holdings make up 22% of its $8.82B portfolio in Q4 2020.
  • AE Wealth Management opened 202 new positions and closed 115 in Q4 2020.
  • AE Wealth Management's portfolio value rose 26% quarter-over-quarter to $8.82B.

Based on AE Wealth Management's 13F filing for Q4 2020, filed 1 Feb 2021.