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AWM

AE Wealth Management Portfolio holdings

AUM $18.5B
1-Year Est. Return 19.51%
This Fund
S&P 500
This Quarter Est. Return
+7.76%
1 Year Est. Return
+19.51%
3 Year Est. Return
+56.23%
5 Year Est. Return
+62.83%
10 Year Est. Return
–
AUM
$7.01B
AUM Growth
+$536M
Cap. Flow
+$149M
Cap. Flow %
2.12%
Top 10 Hldgs %
25.32%
Holding
1,423
New
168
Increased
574
Reduced
510
Closed
149

Top Buys

Rank Stock Value
1
AGG icon
iShares Core US Aggregate Bond ETF
AGG
+$64.6M
2
TLT icon
iShares 20+ Year Treasury Bond ETF
TLT
+$55.2M
3
QQQ icon
Invesco QQQ Trust
QQQ
+$41.5M
4
PDP icon
Invesco Dorsey Wright Momentum ETF
PDP
+$23.3M
5
IEF icon
iShares 7-10 Year Treasury Bond ETF
IEF
+$21.4M

Top Sells

Rank Stock Value
1
SHV icon
iShares 0-1 Year Treasury Bond ETF
SHV
+$89M
2
CWB icon
State Street SPDR Bloomberg Convertible Securities ETF
CWB
+$31.3M
3
IWY icon
iShares Russell Top 200 Growth ETF
IWY
+$31.1M
4
ILCG icon
iShares Morningstar Growth ETF
ILCG
+$25.3M
5
IWF icon
iShares Russell 1000 Growth ETF
IWF
+$24M

Sector Composition

Rank Sector Weight
1 Technology 8.73%
2 Consumer Discretionary 4.33%
3 Financials 3.58%
4 Healthcare 3.4%
5 Communication Services 2.88%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
JCI icon
1051
Johnson Controls International
JCI
$85.1B
$292K ﹤0.01%
+7,136
New +$279K
IJT icon
1052
iShares S&P Small-Cap 600 Growth ETF
IJT
$8.13B
$291K ﹤0.01%
3,298
-1,894
-36% -$169K
IGEB icon
1053
iShares Investment Grade Systematic Bond ETF
IGEB
$1.45B
$290K ﹤0.01%
5,320
+320
+6% +$17.6K
SMH icon
1054
VanEck Semiconductor ETF
SMH
$60.8B
$290K ﹤0.01%
3,328
-16,132
-83% -$1.35M
DFND
1055
DELISTED
Siren DIVCON Dividend Defender ETF
DFND
$288K ﹤0.01%
7,945
+2,098
+36% +$74.6K
RPG icon
1056
Invesco S&P 500 Pure Growth ETF
RPG
$1.9B
$288K ﹤0.01%
10,150
-260
-2% -$7.22K
WTW icon
1057
Willis Towers Watson
WTW
$29.8B
$287K ﹤0.01%
+1,376
New +$281K
PBCT
1058
DELISTED
People's United Financial Inc
PBCT
$287K ﹤0.01%
27,864
-4,226
-13% -$45.9K
CPB icon
1059
Campbell Soup
CPB
$6.85B
$285K ﹤0.01%
5,886
+346
+6% +$17.1K
HE icon
1060
Hawaiian Electric Industries
HE
$2.26B
$284K ﹤0.01%
8,541
+5
+0.1% +$175
GEM icon
1061
Goldman Sachs ActiveBeta Emerging Markets Equity ETF
GEM
$1.6B
$283K ﹤0.01%
8,646
-415
-5% -$13.7K
EIM
1062
Eaton Vance Municipal Bond Fund
EIM
$494M
$282K ﹤0.01%
21,398
+5,983
+39% +$78.4K
DNP icon
1063
DNP Select Income Fund
DNP
$4.14B
$281K ﹤0.01%
27,943
+3,684
+15% +$39.2K
XAR icon
1064
State Street SPDR S&P Aerospace & Defense ETF
XAR
$5.78B
$279K ﹤0.01%
3,200
-1,648
-34% -$146K
RPM icon
1065
RPM International
RPM
$13.8B
$278K ﹤0.01%
3,362
-33
-1% -$2.7K
NVO
1066
Novo Nordisk
NVO
$228B
$277K ﹤0.01%
7,980
+116
+1% +$3.87K
CBRL icon
1067
Cracker Barrel
CBRL
$1.26B
$276K ﹤0.01%
2,410
-5,247
-69% -$615K
APPS icon
1068
Digital Turbine
APPS
$982M
$275K ﹤0.01%
+8,413
New +$181K
BOTZ icon
1069
Global X Robotics & Artificial Intelligence ETF
BOTZ
$3.14B
$275K ﹤0.01%
+9,859
New +$260K
ICF icon
1070
iShares Select U.S. REIT ETF
ICF
$2.13B
$275K ﹤0.01%
5,392
-1,340
-20% -$69.3K
BSJL
1071
DELISTED
Invesco BulletShares 2021 High Yield Corporate Bond ETF
BSJL
$275K ﹤0.01%
11,973
-3,369
-22% -$77.6K
CPRT icon
1072
Copart
CPRT
$28.5B
$274K ﹤0.01%
10,440
-28
-0.3% -$678
PAGS icon
1073
PagSeguro Digital
PAGS
$2.67B
$274K ﹤0.01%
+7,259
New +$282K
SAP icon
1074
SAP
SAP
$215B
$274K ﹤0.01%
1,760
-59
-3% -$9.37K
FLO icon
1075
Flowers Foods
FLO
$1.58B
$273K ﹤0.01%
11,223
-2,435
-18% -$57K
41 42
43
44 45

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NC
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BBHC
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TAF
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JAM
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CWP
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HNB
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NAM
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AE Wealth Management's Q3 2020 Portfolio in Review

As of Q3 2020, AE Wealth Management held 1,423 positions worth $7.01B, up 8.3% from $6.47B the previous quarter. Its ten largest holdings account for 25% of the portfolio.

AE Wealth Management's Q3 2020 filing shows 168 new, 574 increased, 510 reduced and 149 closed positions. Its largest new stake was Exchange Listed Funds Trust ETC Cabana Target Drawdown 10 ETF: 473,365 shares worth $11.6M. The largest sale was iShares 0-1 Year Treasury Bond ETF, an estimated $89M.

By sector, the portfolio is most concentrated in Technology at 8.7% of assets, up from 7.9% a quarter earlier, followed by Consumer Discretionary and Financials.

  • AE Wealth Management's largest Q3 2020 buy was Exchange Listed Funds Trust ETC Cabana Target Drawdown 10 ETF: 473,365 shares worth $11.6M.
  • AE Wealth Management added most to iShares Core US Aggregate Bond ETF in Q3 2020, an estimated $64.6M increase.
  • AE Wealth Management's biggest Q3 2020 reduction was iShares 0-1 Year Treasury Bond ETF, cutting an estimated $89M.
  • AE Wealth Management fully exited Invesco Dow Jones Industrial Average Dividend ETF in Q3 2020, selling an estimated $20.7M.
  • AE Wealth Management's ten largest holdings make up 25% of its $7.01B portfolio in Q3 2020.
  • AE Wealth Management opened 168 new positions and closed 149 in Q3 2020.
  • AE Wealth Management's portfolio value rose 8.3% quarter-over-quarter to $7.01B.

Based on AE Wealth Management's 13F filing for Q3 2020, filed 6 Nov 2020.