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AWM

AE Wealth Management Portfolio holdings

AUM $18.5B
1-Year Est. Return 19.51%
This Fund
S&P 500
This Quarter Est. Return
-12.9%
1 Year Est. Return
+19.51%
3 Year Est. Return
+56.23%
5 Year Est. Return
+62.83%
10 Year Est. Return
–
AUM
$4.35B
AUM Growth
-$257M
Cap. Flow
+$729M
Cap. Flow %
16.75%
Top 10 Hldgs %
26.82%
Holding
1,319
New
193
Increased
528
Reduced
364
Closed
213

Top Buys

Rank Stock Value
1
SHV icon
iShares 0-1 Year Treasury Bond ETF
SHV
+$259M
2
SJNK icon
State Street SPDR Bloomberg Short Term High Yield Bond ETF
SJNK
+$36.2M
3
LGLV icon
State Street SPDR US Large Cap Low Volatility Index ETF
LGLV
+$35.8M
4
VGIT icon
Vanguard Intermediate-Term Treasury ETF
VGIT
+$35.4M
5
FTSM icon
First Trust Enhanced Short Maturity ETF
FTSM
+$27.4M

Top Sells

Rank Stock Value
1
AGG icon
iShares Core US Aggregate Bond ETF
AGG
+$29.9M
2
ANGL icon
VanEck Fallen Angel High Yield Bond ETF
ANGL
+$17.4M
3
QUAL icon
iShares MSCI USA Quality Factor ETF
QUAL
+$16M
4
AIVL icon
WisdomTree US AI Enhanced Value Fund
AIVL
+$13.6M
5
CWB icon
State Street SPDR Bloomberg Convertible Securities ETF
CWB
+$12.9M

Sector Composition

Rank Sector Weight
1 Technology 6.91%
2 Healthcare 3.19%
3 Financials 3.18%
4 Consumer Discretionary 2.72%
5 Consumer Staples 2.48%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
ASG
1051
Liberty All-Star Growth Fund
ASG
$321M
$81K ﹤0.01%
+17,333
New +$105K
IGR
1052
CBRE Global Real Estate Income Fund
IGR
$719M
$81K ﹤0.01%
15,365
-3,645
-19% -$26.6K
TWO
1053
Two Harbors Investment
TWO
$1.27B
$79K ﹤0.01%
5,171
-972
-16% -$49.6K
WHF icon
1054
WhiteHorse Finance
WHF
$138M
$78K ﹤0.01%
11,000
-100
-0.9% -$1.25K
AMLP icon
1055
Alerian MLP ETF
AMLP
$12.9B
$69K ﹤0.01%
4,004
-413
-9% -$14K
FCX icon
1056
Freeport-McMoran
FCX
$86.2B
$68K ﹤0.01%
+10,020
New +$105K
OIL
1057
DELISTED
iPath Series B S&P GSCI Crude Oil ETN
OIL
$68K ﹤0.01%
+16,537
New +$156K
AWP
1058
abrdn Global Premier Properties Fund
AWP
$376M
$65K ﹤0.01%
5,144
-1,084
-17% -$19.4K
CRON
1059
Cronos Group
CRON
$1.07B
$62K ﹤0.01%
10,970
-20,228
-65% -$135K
NRO
1060
Neuberger Real Estate Securities Income Fund Inc
NRO
$193M
$59K ﹤0.01%
20,693
-4,689
-18% -$22.5K
CX icon
1061
Cemex
CX
$16.9B
$58K ﹤0.01%
27,335
+41
+0.2% +$139
ATRS
1062
DELISTED
Antares Pharma, Inc.
ATRS
$58K ﹤0.01%
24,786
-28
-0.1% -$95
BCX icon
1063
BlackRock Resources & Commodities Strategy Trust
BCX
$896M
$57K ﹤0.01%
+11,311
New +$77K
FAX
1064
abrdn Asia-Pacific Income Fund
FAX
$595M
$57K ﹤0.01%
+2,813
New +$68.8K
USO icon
1065
United States Oil Fund
USO
$2.15B
$54K ﹤0.01%
+1,594
New +$123K
AEG icon
1066
Aegon
AEG
$13.3B
$51K ﹤0.01%
+22,091
New +$73.6K
ENZ
1067
DELISTED
Enzo Biochem, Inc.
ENZ
$51K ﹤0.01%
20,000
– –
WPRT
1068
Westport Fuel Systems
WPRT
$31.9M
$50K ﹤0.01%
5,311
-10
-0.2% -$206
APHA
1069
DELISTED
Aphria Inc. Common Shares
APHA
$49K ﹤0.01%
15,934
+4,770
+43% +$19K
THER
1070
DELISTED
THERATECHNOLOGIES INC COM
THER
$47K ﹤0.01%
29,428
-2,634
-8% -$4.21K
NTG
1071
DELISTED
Tortoise Midstream Energy Fund, Inc. Common Stock
NTG
$43K ﹤0.01%
+5,049
New +$397K
ACB
1072
Aurora Cannabis
ACB
$169M
$38K ﹤0.01%
347
+41
+13% +$7.32K
NOK icon
1073
Nokia
NOK
$46.9B
$38K ﹤0.01%
12,236
-1,545
-11% -$5.74K
BMY.RT
1074
DELISTED
Bristol-Myers Squibb Company Contingent Value Rights
BMY.RT
$38K ﹤0.01%
10,075
-8,592
-46% -$28.3K
LAC
1075
DELISTED
Lithium Americas Corp. Common Shares
LAC
$36K ﹤0.01%
+13,515
New +$52.9K
41 42
43
44 45

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BBHC
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TAF
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JAM
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CWP
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HNB
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NAM
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AE Wealth Management's Q1 2020 Portfolio in Review

As of Q1 2020, AE Wealth Management held 1,319 positions worth $4.35B, down 5.6% from $4.61B the previous quarter. Its ten largest holdings account for 27% of the portfolio.

AE Wealth Management deployed $729M of net new capital in Q1 2020, opening 193 new positions and adding to 528 existing holdings. Its largest new stake was ARK Innovation ETF: 108,504 shares worth $4.77M.

By sector, the portfolio is most concentrated in Technology at 6.9% of assets, up from 6.2% a quarter earlier, followed by Healthcare and Financials.

On the sell side, the largest reduction was iShares Core US Aggregate Bond ETF, an estimated $29.9M trimmed.

  • AE Wealth Management's largest Q1 2020 buy was ARK Innovation ETF: 108,504 shares worth $4.77M.
  • AE Wealth Management added most to iShares 0-1 Year Treasury Bond ETF in Q1 2020, an estimated $259M increase.
  • AE Wealth Management's biggest Q1 2020 reduction was iShares Core US Aggregate Bond ETF, cutting an estimated $29.9M.
  • AE Wealth Management fully exited State Street SPDR S&P Health Care Equipment ETF in Q1 2020, selling an estimated $9.98M.
  • AE Wealth Management's ten largest holdings make up 27% of its $4.35B portfolio in Q1 2020.
  • AE Wealth Management opened 193 new positions and closed 213 in Q1 2020.
  • AE Wealth Management's portfolio value fell 5.6% quarter-over-quarter to $4.35B.

Based on AE Wealth Management's 13F filing for Q1 2020, filed 7 May 2020.