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AWM

AE Wealth Management Portfolio holdings

AUM $18.5B
1-Year Est. Return 19.51%
This Fund
S&P 500
This Quarter Est. Return
+1.41%
1 Year Est. Return
+19.51%
3 Year Est. Return
+56.23%
5 Year Est. Return
+62.83%
10 Year Est. Return
–
AUM
$3.46B
AUM Growth
+$132M
Cap. Flow
+$95.9M
Cap. Flow %
2.77%
Top 10 Hldgs %
24.98%
Holding
1,093
New
121
Increased
474
Reduced
366
Closed
104

Top Buys

Rank Stock Value
1
VGIT icon
Vanguard Intermediate-Term Treasury ETF
VGIT
+$11.3M
2
AIVL icon
WisdomTree US AI Enhanced Value Fund
AIVL
+$9.39M
3
AOM icon
iShares Core Moderate Allocation ETF
AOM
+$7.73M
4
SCHP icon
Schwab US TIPS ETF
SCHP
+$7.05M
5
TLT icon
iShares 20+ Year Treasury Bond ETF
TLT
+$7M

Top Sells

Rank Stock Value
1
IVV icon
iShares Core S&P 500 ETF
IVV
+$44.1M
2
FBND icon
Fidelity Total Bond ETF
FBND
+$26.1M
3
FQAL icon
Fidelity Quality Factor ETF
FQAL
+$19.1M
4
SHY icon
iShares 1-3 Year Treasury Bond ETF
SHY
+$16.1M
5
USIG icon
iShares Broad USD Investment Grade Corporate Bond ETF
USIG
+$8.35M

Sector Composition

Rank Sector Weight
1 Technology 6.13%
2 Financials 3.96%
3 Consumer Discretionary 3.07%
4 Healthcare 2.97%
5 Industrials 2.78%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
REGN icon
1051
Regeneron Pharmaceuticals
REGN
$68.8B
– –
-705
Closed -$221K
RNG icon
1052
RingCentral
RNG
$4.05B
– –
-8,066
Closed -$927K
RSPN icon
1053
Invesco S&P 500 Equal Weight Industrials ETF
RSPN
$1.1B
– –
-9,755
Closed -$246K
SAP icon
1054
SAP
SAP
$187B
– –
-1,483
Closed -$203K
SCHB icon
1055
Schwab US Broad Market ETF
SCHB
$42.8B
– –
-34,902
Closed -$410K
SCHK icon
1056
Schwab 1000 Index ETF
SCHK
$5.65B
– –
-19,108
Closed -$276K
SPFF icon
1057
Global X SuperIncome Preferred ETF
SPFF
$139M
– –
-14,583
Closed -$169K
SRL icon
1058
Scully Royalty
SRL
$76.7M
– –
-16,000
Closed -$213K
ST icon
1059
Sensata Technologies
ST
$6.65B
– –
-7,210
Closed -$353K
STAG icon
1060
STAG Industrial
STAG
$7.86B
– –
-9,275
Closed -$280K
SUSA icon
1061
iShares ESG Optimized MSCI USA ETF
SUSA
$3.98B
– –
-3,602
Closed -$220K
TQQQ icon
1062
ProShares UltraPro QQQ
TQQQ
$31.1B
– –
-30,912
Closed -$239K
TRV icon
1063
PUT
Travelers Companies
TRV
$80.8B
– –
-500
Closed -$1K
TRX icon
1064
TRX Gold Corp
TRX
$255M
– –
-15,000
Closed -$13K
UBFO
1065
DELISTED
United Security Bancshares
UBFO
– –
-17,008
Closed -$194K
UNH icon
1066
CALL
UnitedHealth
UNH
$382B
– –
-400
Closed -$1K
UPRO icon
1067
ProShares UltraPro S&P 500
UPRO
$5.1B
– –
-9,656
Closed -$261K
WAL icon
1068
Western Alliance Bancorporation
WAL
$9.07B
– –
-10,186
Closed -$456K
WIT icon
1069
Wipro
WIT
$18.5B
– –
-32,290
Closed -$70K
WPM icon
1070
Wheaton Precious Metals
WPM
$50.6B
– –
-22,854
Closed -$553K
XLC icon
1071
State Street Communication Services Select Sector SPDR ETF
XLC
$21.9B
– –
-11,131
Closed -$548K
ZS icon
1072
Zscaler
ZS
$23B
– –
-3,176
Closed -$243K
WIRE
1073
DELISTED
Encore Wire Corp
WIRE
– –
-5,254
Closed -$308K
MDC
1074
DELISTED
M.D.C. Holdings, Inc.
MDC
– –
-14,576
Closed -$442K
ABB
1075
DELISTED
ABB Ltd
ABB
– –
-25,269
Closed -$506K
40 41 42
43
44

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NC
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FAF
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BBHC
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TAF
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JAM
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CWP
Capital Wealth Planning Naples, Florida $18.1B AUM 26.68% 1-Year Est. Return
HNB
Huntington National Bank Columbus, Ohio $18.1B AUM 24.69% 1-Year Est. Return

AE Wealth Management's Q3 2019 Portfolio in Review

As of Q3 2019, AE Wealth Management held 1,093 positions worth $3.46B, up 4% from $3.33B the previous quarter. Its ten largest holdings account for 25% of the portfolio.

AE Wealth Management's Q3 2019 filing shows 121 new, 474 increased, 366 reduced and 104 closed positions. Its largest new stake was WisdomTree US AI Enhanced Value Fund: 109,641 shares worth $9.59M. The largest sale was iShares Core S&P 500 ETF, an estimated $44.1M.

By sector, the portfolio is most concentrated in Technology at 6.1% of assets, up from 6.1% a quarter earlier, followed by Financials and Consumer Discretionary.

  • AE Wealth Management's largest Q3 2019 buy was WisdomTree US AI Enhanced Value Fund: 109,641 shares worth $9.59M.
  • AE Wealth Management added most to Vanguard Intermediate-Term Treasury ETF in Q3 2019, an estimated $11.3M increase.
  • AE Wealth Management's biggest Q3 2019 reduction was iShares Core S&P 500 ETF, cutting an estimated $44.1M.
  • AE Wealth Management fully exited Fidelity Quality Factor ETF in Q3 2019, selling an estimated $19.1M.
  • AE Wealth Management's ten largest holdings make up 25% of its $3.46B portfolio in Q3 2019.
  • AE Wealth Management opened 121 new positions and closed 104 in Q3 2019.
  • AE Wealth Management's portfolio value rose 4% quarter-over-quarter to $3.46B.

Based on AE Wealth Management's 13F filing for Q3 2019, filed 5 Nov 2019.