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AWM

AE Wealth Management Portfolio holdings

AUM $18.5B
1-Year Est. Return 19.51%
This Fund
S&P 500
This Quarter Est. Return
-3.1%
1 Year Est. Return
+19.51%
3 Year Est. Return
+56.23%
5 Year Est. Return
+62.83%
10 Year Est. Return
–
AUM
$16.7B
AUM Growth
+$98.5M
Cap. Flow
+$705M
Cap. Flow %
4.22%
Top 10 Hldgs %
17.77%
Holding
2,115
New
226
Increased
957
Reduced
730
Closed
177

Top Buys

Rank Stock Value
1
VNLA icon
Janus Henderson Short Duration Income ETF
VNLA
+$67.1M
2
AUGW icon
AllianzIM U.S. Equity Buffer20 Aug ETF
AUGW
+$66.7M
3
XHLF icon
BondBloxx Bloomberg Six Month Target Duration US Treasury ETF
XHLF
+$58.8M
4
AAPL icon
Apple
AAPL
+$36.6M
5
SPTS icon
State Street SPDR Portfolio Short Term Treasury ETF
SPTS
+$34.6M

Top Sells

Rank Stock Value
1
VUG icon
Vanguard Growth ETF
VUG
+$49.8M
2
VTV icon
Vanguard Value ETF
VTV
+$33.4M
3
XJUN icon
FT Vest US Equity Enhance & Moderate Buffer ETF June
XJUN
+$31.6M
4
QQQ icon
Invesco QQQ Trust
QQQ
+$27.6M
5
SPSB icon
State Street SPDR Portfolio Short Term Corporate Bond ETF
SPSB
+$24.4M

Sector Composition

Rank Sector Weight
1 Technology 10.23%
2 Financials 4.58%
3 Healthcare 3.91%
4 Consumer Discretionary 3.63%
5 Consumer Staples 2.75%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
VONV icon
1026
Vanguard Russell 1000 Value ETF
VONV
$20.5B
$1.2M 0.01%
17,932
-3,360
-16% -$234K
KBE icon
1027
State Street SPDR S&P Bank ETF
KBE
$1.64B
$1.19M 0.01%
32,409
-290
-0.9% -$11.3K
RIVN icon
1028
Rivian
RIVN
$23.6B
$1.19M 0.01%
49,084
+29,464
+150% +$688K
TTEK icon
1029
Tetra Tech
TTEK
$8.77B
$1.19M 0.01%
39,105
-1,200
-3% -$39K
EEMV icon
1030
iShares MSCI Emerging Markets Min Vol Factor ETF
EEMV
$3.36B
$1.19M 0.01%
22,247
+7,133
+47% +$391K
ALE
1031
DELISTED
Allete
ALE
$1.19M 0.01%
22,478
-9,032
-29% -$508K
LGOV icon
1032
First Trust Long Duration Opportunities ETF
LGOV
$621M
$1.18M 0.01%
58,389
-192,344
-77% -$4.12M
FMB icon
1033
First Trust Managed Municipal ETF
FMB
$2.04B
$1.18M 0.01%
24,048
-6,791
-22% -$341K
PRF icon
1034
Invesco FTSE RAFI US 1000 ETF
PRF
$9.72B
$1.18M 0.01%
36,939
+13,519
+58% +$446K
WAL icon
1035
Western Alliance Bancorporation
WAL
$8.81B
$1.17M 0.01%
+25,525
New +$1.21M
KNX icon
1036
Knight Transportation
KNX
$11.5B
$1.17M 0.01%
23,325
+769
+3% +$42.7K
AVLV icon
1037
Avantis US Large Cap Value ETF
AVLV
$17.8B
$1.16M 0.01%
22,089
-859
-4% -$46.5K
PDP icon
1038
Invesco Dorsey Wright Momentum ETF
PDP
$1.38B
$1.16M 0.01%
15,076
+58
+0.4% +$4.62K
XAR icon
1039
State Street SPDR S&P Aerospace & Defense ETF
XAR
$5.78B
$1.16M 0.01%
10,349
-927
-8% -$111K
FBIN icon
1040
Fortune Brands Innovations
FBIN
$5.86B
$1.15M 0.01%
18,575
+7,802
+72% +$536K
HE icon
1041
Hawaiian Electric Industries
HE
$2.26B
$1.15M 0.01%
93,419
+1,337
+1% +$32.5K
DLTR icon
1042
Dollar Tree
DLTR
$24.8B
$1.15M 0.01%
10,782
+769
+8% +$103K
NEM icon
1043
Newmont
NEM
$96.2B
$1.15M 0.01%
30,989
+767
+3% +$31.2K
RGA icon
1044
Reinsurance Group of America
RGA
$15.5B
$1.14M 0.01%
7,875
+1,479
+23% +$210K
LHX icon
1045
L3Harris
LHX
$55.4B
$1.14M 0.01%
6,559
-1,389
-17% -$255K
WBD icon
1046
Warner Bros
WBD
$64.3B
$1.14M 0.01%
105,151
+1,326
+1% +$16.6K
DSI icon
1047
iShares MSCI KLD 400 Social ETF
DSI
$5.1B
$1.14M 0.01%
14,024
-1,081
-7% -$91.7K
XMAR icon
1048
FT Vest US Equity Enhance & Moderate Buffer ETF March
XMAR
$156M
$1.14M 0.01%
35,993
+1,544
+4% +$48.9K
FNOV icon
1049
FT Vest US Equity Buffer ETF November
FNOV
$1.19B
$1.14M 0.01%
29,265
-11,240
-28% -$453K
SECT icon
1050
Main Sector Rotation ETF
SECT
$2.68B
$1.13M 0.01%
26,921
+3,317
+14% +$144K
40 41
42
43 44

Similar funds

SA
Sanctuary Advisors Indianapolis, Indiana $18.5B AUM 23.32% 1-Year Est. Return
NC
Nvidia Corp Santa Clara, California $18.4B AUM 362.26% 1-Year Est. Return
BBHC
Brown Brothers Harriman & Co New York $18.6B AUM 15.81% 1-Year Est. Return
TAF
Tredje AP-fonden Se-111 91 Stockholm, Sweden $18.3B AUM 27.14% 1-Year Est. Return
JAM
Jupiter Asset Management London, United Kingdom $18.8B AUM 29.2% 1-Year Est. Return
CWP
Capital Wealth Planning Naples, Florida $18.1B AUM 26.68% 1-Year Est. Return
HNB
Huntington National Bank Columbus, Ohio $18.1B AUM 24.69% 1-Year Est. Return
NAM
Nissay Asset Management Tokyo, Japan $18.9B AUM 27.21% 1-Year Est. Return

AE Wealth Management's Q3 2023 Portfolio in Review

As of Q3 2023, AE Wealth Management held 2,115 positions worth $16.7B, up 0.59% from $16.6B the previous quarter. Its ten largest holdings account for 18% of the portfolio.

AE Wealth Management deployed $705M of net new capital in Q3 2023, opening 226 new positions and adding to 957 existing holdings. Its largest new stake was AllianzIM U.S. Equity Buffer20 Aug ETF: 2,707,545 shares worth $65.7M.

By sector, the portfolio is most concentrated in Technology at 10% of assets, up from 10% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was Vanguard Growth ETF, an estimated $49.8M trimmed.

  • AE Wealth Management's largest Q3 2023 buy was AllianzIM U.S. Equity Buffer20 Aug ETF: 2,707,545 shares worth $65.7M.
  • AE Wealth Management added most to Janus Henderson Short Duration Income ETF in Q3 2023, an estimated $67.1M increase.
  • AE Wealth Management's biggest Q3 2023 reduction was Vanguard Growth ETF, cutting an estimated $49.8M.
  • AE Wealth Management fully exited AllianzIM U.S. Equity Buffer10 Apr ETF in Q3 2023, selling an estimated $4.79M.
  • AE Wealth Management's ten largest holdings make up 18% of its $16.7B portfolio in Q3 2023.
  • AE Wealth Management opened 226 new positions and closed 177 in Q3 2023.
  • AE Wealth Management's portfolio value rose 0.59% quarter-over-quarter to $16.7B.

Based on AE Wealth Management's 13F filing for Q3 2023, filed 11 Oct 2023.