We are live on ! Find out more
AWM

AE Wealth Management Portfolio holdings

AUM $18.5B
1-Year Est. Return 19.51%
This Fund
S&P 500
This Quarter Est. Return
+7.41%
1 Year Est. Return
+19.51%
3 Year Est. Return
+56.23%
5 Year Est. Return
+62.83%
10 Year Est. Return
–
AUM
$14.3B
AUM Growth
+$2.2B
Cap. Flow
+$1.4B
Cap. Flow %
9.76%
Top 10 Hldgs %
20.93%
Holding
1,828
New
213
Increased
984
Reduced
465
Closed
140

Top Buys

Rank Stock Value
1
DGRO icon
iShares Core Dividend Growth ETF
DGRO
+$102M
2
MGK icon
Vanguard Mega Cap Growth ETF
MGK
+$87.7M
3
QUAL icon
iShares MSCI USA Quality Factor ETF
QUAL
+$80.5M
4
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$78M
5
MBB icon
iShares MBS ETF
MBB
+$74.8M

Top Sells

Rank Stock Value
1
CWB icon
State Street SPDR Bloomberg Convertible Securities ETF
CWB
+$74.9M
2
PDP icon
Invesco Dorsey Wright Momentum ETF
PDP
+$64.2M
3
MTUM icon
iShares MSCI USA Momentum Factor ETF
MTUM
+$63M
4
OEF icon
iShares S&P 100 ETF
OEF
+$58.5M
5
VBK icon
Vanguard Small-Cap Growth ETF
VBK
+$52.6M

Sector Composition

Rank Sector Weight
1 Technology 8.49%
2 Financials 3.83%
3 Consumer Discretionary 3.34%
4 Healthcare 3.01%
5 Industrials 2.53%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
FEM icon
1026
First Trust Emerging Markets AlphaDEX Fund
FEM
$717M
$814K 0.01%
31,193
+18,607
+148% +$486K
BBL
1027
DELISTED
BHP Group Plc American Depositary Shares (Each representing two Ordinary Shares)
BBL
$814K 0.01%
13,621
+2,312
+20% +$126K
OXM icon
1028
Oxford Industries
OXM
$581M
$810K 0.01%
7,977
+1,204
+18% +$117K
P
1029
Everpure Inc
P
$23B
$810K 0.01%
24,873
-2,699
-10% -$78.3K
ISMD icon
1030
Inspire Small/Mid Cap Impact ETF
ISMD
$332M
$808K 0.01%
22,934
+2,046
+10% +$75.1K
CTRN icon
1031
Citi Trends
CTRN
$555M
$807K 0.01%
8,516
+5,234
+159% +$418K
PNOV icon
1032
Innovator US Equity Power Buffer ETF November
PNOV
$874M
$806K 0.01%
+25,986
New +$796K
DLTR icon
1033
Dollar Tree
DLTR
$24.8B
$804K 0.01%
5,724
-219
-4% -$26.6K
HQH
1034
abrdn Healthcare Investors
HQH
$1.25B
$804K 0.01%
33,844
+16,417
+94% +$409K
LAD icon
1035
Lithia Motors
LAD
$9.75B
$803K 0.01%
+2,703
New +$835K
USA icon
1036
Liberty All-Star Equity Fund
USA
$1.78B
$800K 0.01%
95,492
-2,807
-3% -$23.7K
UUP icon
1037
Invesco DB US Dollar Index Bullish Fund
UUP
$423M
$800K 0.01%
31,200
-707
-2% -$18K
SLY
1038
DELISTED
SPDR S&P 600 Small Cap ETF (based on S&P SmallCap 600 Index--symbol SML)
SLY
$800K 0.01%
8,049
+414
+5% +$40.9K
CTVA icon
1039
Corteva
CTVA
$60.5B
$799K 0.01%
16,905
-1,986
-11% -$90.4K
SCHO icon
1040
Schwab Short-Term US Treasury ETF
SCHO
$12.8B
$797K 0.01%
31,342
-22,534
-42% -$574K
FOCT icon
1041
FT Vest US Equity Buffer ETF October
FOCT
$1.15B
$796K 0.01%
22,277
-9,180
-29% -$322K
IONS icon
1042
Ionis Pharmaceuticals
IONS
$8.93B
$794K 0.01%
+26,085
New +$821K
HIW icon
1043
Highwoods Properties
HIW
$3.79B
$793K 0.01%
+17,792
New +$804K
IQV icon
1044
IQVIA
IQV
$40.7B
$789K 0.01%
2,795
-10,454
-79% -$2.71M
CHPT icon
1045
ChargePoint
CHPT
$134M
$787K 0.01%
2,067
+1,562
+309% +$692K
SNV
1046
DELISTED
Synovus
SNV
$786K 0.01%
16,423
-3,069
-16% -$145K
QQXT icon
1047
First Trust NASDAQ 100 ex-Technology Sector Index Fund
QQXT
$156M
$782K 0.01%
8,824
-308
-3% -$27K
SLF icon
1048
Sun Life Financial
SLF
$45.6B
$781K 0.01%
14,029
+838
+6% +$46.3K
BPMC
1049
DELISTED
Blueprint Medicines
BPMC
$780K 0.01%
+7,284
New +$762K
MSTR icon
1050
Strategy Inc
MSTR
$34.1B
$780K 0.01%
14,330
+10,210
+248% +$702K
40 41
42
43 44

Similar funds

SA
Sanctuary Advisors Indianapolis, Indiana $18.5B AUM 23.32% 1-Year Est. Return
NC
Nvidia Corp Santa Clara, California $18.4B AUM 362.26% 1-Year Est. Return
BBHC
Brown Brothers Harriman & Co New York $18.6B AUM 15.81% 1-Year Est. Return
TAF
Tredje AP-fonden Se-111 91 Stockholm, Sweden $18.3B AUM 27.14% 1-Year Est. Return
JAM
Jupiter Asset Management London, United Kingdom $18.8B AUM 29.2% 1-Year Est. Return
CWP
Capital Wealth Planning Naples, Florida $18.1B AUM 26.68% 1-Year Est. Return
HNB
Huntington National Bank Columbus, Ohio $18.1B AUM 24.69% 1-Year Est. Return
NAM
Nissay Asset Management Tokyo, Japan $18.9B AUM 27.21% 1-Year Est. Return

AE Wealth Management's Q4 2021 Portfolio in Review

As of Q4 2021, AE Wealth Management held 1,828 positions worth $14.3B, up 18% from $12.1B the previous quarter. Its ten largest holdings account for 21% of the portfolio.

AE Wealth Management deployed $1.4B of net new capital in Q4 2021, opening 213 new positions and adding to 984 existing holdings. Its largest new stake was Invesco S&P SmallCap Low Volatility ETF: 1,408,338 shares worth $73.4M.

By sector, the portfolio is most concentrated in Technology at 8.5% of assets, up from 8.3% a quarter earlier, followed by Financials and Consumer Discretionary.

On the sell side, the largest reduction was State Street SPDR Bloomberg Convertible Securities ETF, an estimated $74.9M trimmed.

  • AE Wealth Management's largest Q4 2021 buy was Invesco S&P SmallCap Low Volatility ETF: 1,408,338 shares worth $73.4M.
  • AE Wealth Management added most to iShares Core Dividend Growth ETF in Q4 2021, an estimated $102M increase.
  • AE Wealth Management's biggest Q4 2021 reduction was State Street SPDR Bloomberg Convertible Securities ETF, cutting an estimated $74.9M.
  • AE Wealth Management fully exited First Solar in Q4 2021, selling an estimated $3.36M.
  • AE Wealth Management's ten largest holdings make up 21% of its $14.3B portfolio in Q4 2021.
  • AE Wealth Management opened 213 new positions and closed 140 in Q4 2021.
  • AE Wealth Management's portfolio value rose 18% quarter-over-quarter to $14.3B.

Based on AE Wealth Management's 13F filing for Q4 2021, filed 20 Jan 2022.