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AWM

AE Wealth Management Portfolio holdings

AUM $18.5B
1-Year Est. Return 19.51%
This Fund
S&P 500
This Quarter Est. Return
-0.52%
1 Year Est. Return
+19.51%
3 Year Est. Return
+56.23%
5 Year Est. Return
+62.83%
10 Year Est. Return
–
AUM
$12.1B
AUM Growth
+$689M
Cap. Flow
+$803M
Cap. Flow %
6.62%
Top 10 Hldgs %
20.53%
Holding
1,750
New
170
Increased
910
Reduced
499
Closed
135

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$126M
2
QQQ icon
Invesco QQQ Trust
QQQ
+$75.7M
3
VUG icon
Vanguard Growth ETF
VUG
+$68.2M
4
CWB icon
State Street SPDR Bloomberg Convertible Securities ETF
CWB
+$67.5M
5
PDP icon
Invesco Dorsey Wright Momentum ETF
PDP
+$62.7M

Top Sells

Rank Stock Value
1
VXF icon
Vanguard Extended Market ETF
VXF
+$61.7M
2
ANGL icon
VanEck Fallen Angel High Yield Bond ETF
ANGL
+$58M
3
QUAL icon
iShares MSCI USA Quality Factor ETF
QUAL
+$57.8M
4
MGK icon
Vanguard Mega Cap Growth ETF
MGK
+$56.4M
5
IWY icon
iShares Russell Top 200 Growth ETF
IWY
+$51.7M

Sector Composition

Rank Sector Weight
1 Technology 8.31%
2 Financials 4.14%
3 Consumer Discretionary 3.5%
4 Healthcare 2.87%
5 Communication Services 2.75%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
CAKE icon
1026
Cheesecake Factory
CAKE
$4.94B
$676K 0.01%
14,378
+3,278
+30% +$154K
GEM icon
1027
Goldman Sachs ActiveBeta Emerging Markets Equity ETF
GEM
$1.61B
$674K 0.01%
18,160
-1,256
-6% -$48.8K
ESGD icon
1028
iShares ESG Aware MSCI EAFE ETF
ESGD
$11.7B
$671K 0.01%
8,562
+4,351
+103% +$349K
PCTY icon
1029
Paylocity
PCTY
$7.93B
$667K 0.01%
2,377
-1,147
-33% -$276K
XM
1030
DELISTED
Qualtrics International Inc. Class A Common Stock
XM
$667K 0.01%
+15,607
New +$660K
EWT icon
1031
iShares MSCI Taiwan ETF
EWT
$9.26B
$666K 0.01%
10,739
+497
+5% +$31.7K
SMIN icon
1032
iShares MSCI India Small-Cap ETF
SMIN
$753M
$666K 0.01%
11,080
+725
+7% +$41.6K
AZTA icon
1033
Azenta
AZTA
$1.31B
$664K 0.01%
+6,483
New +$581K
SIX
1034
DELISTED
Six Flags Entertainment Corp.
SIX
$664K 0.01%
+15,626
New +$649K
IR icon
1035
Ingersoll Rand
IR
$33.4B
$662K 0.01%
13,138
+987
+8% +$50.2K
WTRE icon
1036
WisdomTree New Economy Real Estate Fund
WTRE
$15.2M
$662K 0.01%
26,534
+6,801
+34% +$179K
ENV
1037
DELISTED
ENVESTNET, INC.
ENV
$662K 0.01%
+8,249
New +$630K
SGI
1038
Somnigroup International
SGI
$14.3B
$660K 0.01%
14,225
-2,537
-15% -$111K
CARG icon
1039
CarGurus
CARG
$3.36B
$659K 0.01%
20,983
-2,448
-10% -$71.4K
REET icon
1040
iShares Global REIT ETF
REET
$5.16B
$659K 0.01%
24,035
+8,502
+55% +$244K
BIDU icon
1041
Baidu
BIDU
$35.7B
$658K 0.01%
4,277
-10,246
-71% -$1.68M
HZO icon
1042
MarineMax
HZO
$757M
$658K 0.01%
13,564
+1,276
+10% +$63.7K
SMTC icon
1043
Semtech
SMTC
$9.86B
$658K 0.01%
8,439
-1,416
-14% -$97K
RH icon
1044
RH
RH
$3.3B
$652K 0.01%
978
+486
+99% +$335K
ST icon
1045
Sensata Technologies
ST
$6.7B
$651K 0.01%
11,892
-325
-3% -$18.7K
FRT icon
1046
Federal Realty Investment Trust
FRT
$10.9B
$650K 0.01%
5,508
-278
-5% -$33K
SPGM icon
1047
State Street SPDR Portfolio MSCI Global Stock Market ETF
SPGM
$1.69B
$650K 0.01%
11,873
+539
+5% +$30.3K
JACK icon
1048
Jack in the Box
JACK
$313M
$647K 0.01%
6,647
+1,321
+25% +$138K
BOOT icon
1049
Boot Barn
BOOT
$4.59B
$646K 0.01%
7,274
-1,674
-19% -$144K
MHO icon
1050
M/I Homes
MHO
$4B
$644K 0.01%
11,137
+4,554
+69% +$279K
40 41
42
43 44

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NC
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BBHC
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TAF
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JAM
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CWP
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HNB
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NAM
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AE Wealth Management's Q3 2021 Portfolio in Review

As of Q3 2021, AE Wealth Management held 1,750 positions worth $12.1B, up 6% from $11.4B the previous quarter. Its ten largest holdings account for 21% of the portfolio.

AE Wealth Management deployed $803M of net new capital in Q3 2021, opening 170 new positions and adding to 910 existing holdings. Its largest new stake was iShares S&P 100 ETF: 302,328 shares worth $59.7M.

By sector, the portfolio is most concentrated in Technology at 8.3% of assets, up from 8.2% a quarter earlier, followed by Financials and Consumer Discretionary.

On the sell side, the largest reduction was Vanguard Extended Market ETF, an estimated $61.7M trimmed.

  • AE Wealth Management's largest Q3 2021 buy was iShares S&P 100 ETF: 302,328 shares worth $59.7M.
  • AE Wealth Management added most to State Street SPDR S&P 500 ETF Trust in Q3 2021, an estimated $126M increase.
  • AE Wealth Management's biggest Q3 2021 reduction was Vanguard Extended Market ETF, cutting an estimated $61.7M.
  • AE Wealth Management fully exited iShares ESG Optimized MSCI USA ETF in Q3 2021, selling an estimated $12.1M.
  • AE Wealth Management's ten largest holdings make up 21% of its $12.1B portfolio in Q3 2021.
  • AE Wealth Management opened 170 new positions and closed 135 in Q3 2021.
  • AE Wealth Management's portfolio value rose 6% quarter-over-quarter to $12.1B.

Based on AE Wealth Management's 13F filing for Q3 2021, filed 1 Nov 2021.