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AWM

AE Wealth Management Portfolio holdings

AUM $18.5B
1-Year Est. Return 19.51%
This Fund
S&P 500
This Quarter Est. Return
+12.01%
1 Year Est. Return
+19.51%
3 Year Est. Return
+56.23%
5 Year Est. Return
+62.83%
10 Year Est. Return
–
AUM
$8.82B
AUM Growth
+$1.81B
Cap. Flow
+$888M
Cap. Flow %
10.07%
Top 10 Hldgs %
22.07%
Holding
1,476
New
202
Increased
693
Reduced
445
Closed
115

Top Buys

Rank Stock Value
1
CWB icon
State Street SPDR Bloomberg Convertible Securities ETF
CWB
+$53.7M
2
GLD icon
SPDR Gold Trust
GLD
+$44.9M
3
VWO icon
Vanguard FTSE Emerging Markets ETF
VWO
+$41.8M
4
IVV icon
iShares Core S&P 500 ETF
IVV
+$41.5M
5
AOM icon
iShares Core Moderate Allocation ETF
AOM
+$40.7M

Top Sells

Rank Stock Value
1
TLT icon
iShares 20+ Year Treasury Bond ETF
TLT
+$65.6M
2
SJNK icon
State Street SPDR Bloomberg Short Term High Yield Bond ETF
SJNK
+$47.7M
3
ANGL icon
VanEck Fallen Angel High Yield Bond ETF
ANGL
+$31.3M
4
VUG icon
Vanguard Morningstar Growth ETF
VUG
+$23.8M
5
PDP icon
Invesco Dorsey Wright Momentum ETF
PDP
+$15.7M

Sector Composition

Rank Sector Weight
1 Technology 8.44%
2 Consumer Discretionary 3.81%
3 Financials 3.64%
4 Healthcare 3.17%
5 Communication Services 3%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
ATEN icon
1026
A10 Networks
ATEN
$2.07B
$414K ﹤0.01%
+41,981
New +$330K
FNF icon
1027
Fidelity National Financial
FNF
$14.4B
$414K ﹤0.01%
11,013
-189
-2% -$6.38K
FCX icon
1028
Freeport-McMoran
FCX
$86.2B
$413K ﹤0.01%
+15,877
New +$330K
ZION icon
1029
Zions Bancorporation
ZION
$10.1B
$412K ﹤0.01%
9,479
-16,628
-64% -$615K
AWK icon
1030
American Water Works
AWK
$27B
$409K ﹤0.01%
2,662
+782
+42% +$120K
DFND
1031
DELISTED
Siren DIVCON Dividend Defender ETF
DFND
$409K ﹤0.01%
11,175
+3,230
+41% +$118K
BSCL
1032
DELISTED
Invesco BulletShares 2021 Corporate Bond ETF
BSCL
$409K ﹤0.01%
19,290
-4,228
-18% -$90K
FAAR icon
1033
First Trust Alternative Absolute Return Strategy ETF
FAAR
$192M
$407K ﹤0.01%
14,905
+1,351
+10% +$36.3K
TAN icon
1034
Invesco Solar ETF
TAN
$1.37B
$407K ﹤0.01%
3,957
-9,103
-70% -$729K
WRB icon
1035
W.R. Berkley
WRB
$28.1B
$406K ﹤0.01%
13,739
-166
-1% -$4.79K
ACC
1036
DELISTED
American Campus Communities, Inc.
ACC
$406K ﹤0.01%
9,501
+2,605
+38% +$104K
WCN
1037
Waste Connections
WCN
$43.6B
$405K ﹤0.01%
3,946
+490
+14% +$50.6K
DHC
1038
Diversified Healthcare Trust
DHC
$2.15B
$404K ﹤0.01%
98,034
+3,154
+3% +$12.4K
MASI
1039
DELISTED
Masimo
MASI
$404K ﹤0.01%
1,506
+231
+18% +$57.6K
AFG icon
1040
American Financial Group
AFG
$11.9B
$403K ﹤0.01%
4,595
+1,086
+31% +$89.1K
AXON
1041
Axon Enterprise
AXON
$42.8B
$402K ﹤0.01%
3,277
+845
+35% +$96.9K
COR icon
1042
Cencora
COR
$62B
$401K ﹤0.01%
4,106
-787
-16% -$78.7K
LW icon
1043
Lamb Weston
LW
$7.42B
$394K ﹤0.01%
+5,000
New +$364K
HOG icon
1044
Harley-Davidson
HOG
$2.61B
$393K ﹤0.01%
+10,709
New +$367K
GSLC icon
1045
Goldman Sachs ActiveBeta US Large Cap Equity ETF
GSLC
$14.8B
$390K ﹤0.01%
5,159
-1,229
-19% -$88.3K
VSHY icon
1046
Virtus Newfleet Short Duration High Yield Bond ETF
VSHY
$30.8M
$387K ﹤0.01%
15,936
-3,241
-17% -$77.1K
CG icon
1047
Carlyle Group
CG
$16.1B
$385K ﹤0.01%
12,234
-4
-0% -$113
ALTO icon
1048
Alto Ingredients
ALTO
$338M
$384K ﹤0.01%
+70,750
New +$491K
AWF
1049
AllianceBernstein Global High Income Fund
AWF
$869M
$384K ﹤0.01%
32,620
-8,374
-20% -$92K
FDLO icon
1050
Fidelity Low Volatility Factor ETF
FDLO
$1.42B
$382K ﹤0.01%
8,944
+524
+6% +$21.5K
40 41
42
43 44

Similar funds

SA
Sanctuary Advisors Indianapolis, Indiana $18.5B AUM 23.32% 1-Year Est. Return
NC
Nvidia Corp Santa Clara, California $18.4B AUM 362.26% 1-Year Est. Return
BBHC
Brown Brothers Harriman & Co New York $18.6B AUM 15.81% 1-Year Est. Return
TAF
Tredje AP-fonden Se-111 91 Stockholm, Sweden $18.3B AUM 27.14% 1-Year Est. Return
JAM
Jupiter Asset Management London, United Kingdom $18.8B AUM 29.2% 1-Year Est. Return
CWP
Capital Wealth Planning Naples, Florida $18.1B AUM 26.68% 1-Year Est. Return
HNB
Huntington National Bank Columbus, Ohio $18.1B AUM 24.69% 1-Year Est. Return
NAM
Nissay Asset Management Tokyo, Japan $18.9B AUM 27.21% 1-Year Est. Return

AE Wealth Management's Q4 2020 Portfolio in Review

As of Q4 2020, AE Wealth Management held 1,476 positions worth $8.82B, up 26% from $7.01B the previous quarter. Its ten largest holdings account for 22% of the portfolio.

AE Wealth Management deployed $888M of net new capital in Q4 2020, opening 202 new positions and adding to 693 existing holdings. Its largest new stake was Invesco Dow Jones Industrial Average Dividend ETF: 1,030,200 shares worth $39.4M.

By sector, the portfolio is most concentrated in Technology at 8.4% of assets, down from 8.7% a quarter earlier, followed by Consumer Discretionary and Financials.

On the sell side, the largest reduction was iShares 20+ Year Treasury Bond ETF, an estimated $65.6M trimmed.

  • AE Wealth Management's largest Q4 2020 buy was Invesco Dow Jones Industrial Average Dividend ETF: 1,030,200 shares worth $39.4M.
  • AE Wealth Management added most to State Street SPDR Bloomberg Convertible Securities ETF in Q4 2020, an estimated $53.7M increase.
  • AE Wealth Management's biggest Q4 2020 reduction was iShares 20+ Year Treasury Bond ETF, cutting an estimated $65.6M.
  • AE Wealth Management fully exited iShares AAA-A Rated Corporate Bond ETF in Q4 2020, selling an estimated $3.39M.
  • AE Wealth Management's ten largest holdings make up 22% of its $8.82B portfolio in Q4 2020.
  • AE Wealth Management opened 202 new positions and closed 115 in Q4 2020.
  • AE Wealth Management's portfolio value rose 26% quarter-over-quarter to $8.82B.

Based on AE Wealth Management's 13F filing for Q4 2020, filed 1 Feb 2021.