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AWM

AE Wealth Management Portfolio holdings

AUM $18.5B
1-Year Est. Return 19.51%
This Fund
S&P 500
This Quarter Est. Return
+7.76%
1 Year Est. Return
+19.51%
3 Year Est. Return
+56.23%
5 Year Est. Return
+62.83%
10 Year Est. Return
–
AUM
$7.01B
AUM Growth
+$536M
Cap. Flow
+$149M
Cap. Flow %
2.12%
Top 10 Hldgs %
25.32%
Holding
1,423
New
168
Increased
574
Reduced
510
Closed
149

Top Buys

Rank Stock Value
1
AGG icon
iShares Core US Aggregate Bond ETF
AGG
+$64.6M
2
TLT icon
iShares 20+ Year Treasury Bond ETF
TLT
+$55.2M
3
QQQ icon
Invesco QQQ Trust
QQQ
+$41.5M
4
PDP icon
Invesco Dorsey Wright Momentum ETF
PDP
+$23.3M
5
IEF icon
iShares 7-10 Year Treasury Bond ETF
IEF
+$21.4M

Top Sells

Rank Stock Value
1
SHV icon
iShares 0-1 Year Treasury Bond ETF
SHV
+$89M
2
CWB icon
State Street SPDR Bloomberg Convertible Securities ETF
CWB
+$31.3M
3
IWY icon
iShares Russell Top 200 Growth ETF
IWY
+$31.1M
4
ILCG icon
iShares Morningstar Growth ETF
ILCG
+$25.3M
5
IWF icon
iShares Russell 1000 Growth ETF
IWF
+$24M

Sector Composition

Rank Sector Weight
1 Technology 8.73%
2 Consumer Discretionary 4.33%
3 Financials 3.58%
4 Healthcare 3.4%
5 Communication Services 2.88%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
EMN icon
1026
Eastman Chemical
EMN
$7.69B
$312K ﹤0.01%
3,995
+252
+7% +$19K
IXJ icon
1027
iShares Global Healthcare ETF
IXJ
$4.16B
$312K ﹤0.01%
+4,341
New +$311K
TD icon
1028
Toronto Dominion Bank
TD
$193B
$312K ﹤0.01%
+6,737
New +$314K
DIAL icon
1029
Columbia Diversified Fixed Income Allocation ETF
DIAL
$386M
$309K ﹤0.01%
14,346
+4,619
+47% +$99.7K
CMS icon
1030
CMS Energy
CMS
$23.3B
$307K ﹤0.01%
5,005
+219
+5% +$13.4K
JETS icon
1031
US Global Jets ETF
JETS
$768M
$305K ﹤0.01%
18,028
-23,040
-56% -$391K
ARE icon
1032
Alexandria Real Estate Equities
ARE
$9.37B
$304K ﹤0.01%
+1,901
New +$317K
DVYE icon
1033
iShares Emerging Markets Dividend ETF
DVYE
$1.2B
$304K ﹤0.01%
+10,106
New +$323K
PULS icon
1034
PGIM Ultra Short Bond ETF
PULS
$17.7B
$304K ﹤0.01%
+6,092
New +$304K
CG icon
1035
Carlyle Group
CG
$16.1B
$302K ﹤0.01%
12,238
– –
DKNG icon
1036
DraftKings
DKNG
$12.2B
$302K ﹤0.01%
+5,140
New +$200K
HEDJ icon
1037
WisdomTree Europe Hedged Equity Fund
HEDJ
$1.81B
$301K ﹤0.01%
9,764
+248
+3% +$7.72K
MASI
1038
DELISTED
Masimo
MASI
$301K ﹤0.01%
1,275
-4,325
-77% -$970K
AUY
1039
DELISTED
Yamana Gold, Inc.
AUY
$301K ﹤0.01%
53,042
-135
-0.3% -$809
FNY icon
1040
First Trust Mid Cap Growth AlphaDEX Fund
FNY
$565M
$300K ﹤0.01%
5,605
+442
+9% +$22.7K
STWD icon
1041
Starwood Property Trust
STWD
$6.12B
$300K ﹤0.01%
19,848
-552
-3% -$8.43K
JPC icon
1042
Nuveen Preferred & Income Opportunities Fund
JPC
$2.88B
$299K ﹤0.01%
35,189
+4,834
+16% +$41.6K
RGLD icon
1043
Royal Gold
RGLD
$16.6B
$298K ﹤0.01%
2,483
-280
-10% -$36.8K
CGC
1044
Canopy Growth
CGC
$376M
$297K ﹤0.01%
2,075
-354
-15% -$59.4K
AMTD
1045
DELISTED
TD Ameritrade Holding Corp
AMTD
$297K ﹤0.01%
+7,589
New +$286K
PSEP icon
1046
Innovator US Equity Power Buffer ETF September
PSEP
$839M
$296K ﹤0.01%
+11,250
New +$296K
FSEP icon
1047
FT Vest US Equity Buffer ETF September
FSEP
$1.2B
$295K ﹤0.01%
+9,785
New +$290K
MAIN icon
1048
Main Street Capital
MAIN
$5.05B
$295K ﹤0.01%
9,975
-860
-8% -$26.3K
EA icon
1049
Electronic Arts
EA
$52.7B
$293K ﹤0.01%
2,248
+43
+2% +$5.86K
RDIV icon
1050
Invesco S&P Ultra Dividend Revenue ETF
RDIV
$1.4B
$293K ﹤0.01%
10,902
-73
-0.7% -$2.06K
40 41
42
43 44

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SA
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NC
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BBHC
Brown Brothers Harriman & Co New York $18.6B AUM 15.81% 1-Year Est. Return
TAF
Tredje AP-fonden Se-111 91 Stockholm, Sweden $18.3B AUM 27.14% 1-Year Est. Return
JAM
Jupiter Asset Management London, United Kingdom $18.8B AUM 29.2% 1-Year Est. Return
CWP
Capital Wealth Planning Naples, Florida $18.1B AUM 26.68% 1-Year Est. Return
HNB
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NAM
Nissay Asset Management Tokyo, Japan $18.9B AUM 27.21% 1-Year Est. Return

AE Wealth Management's Q3 2020 Portfolio in Review

As of Q3 2020, AE Wealth Management held 1,423 positions worth $7.01B, up 8.3% from $6.47B the previous quarter. Its ten largest holdings account for 25% of the portfolio.

AE Wealth Management's Q3 2020 filing shows 168 new, 574 increased, 510 reduced and 149 closed positions. Its largest new stake was Exchange Listed Funds Trust ETC Cabana Target Drawdown 10 ETF: 473,365 shares worth $11.6M. The largest sale was iShares 0-1 Year Treasury Bond ETF, an estimated $89M.

By sector, the portfolio is most concentrated in Technology at 8.7% of assets, up from 7.9% a quarter earlier, followed by Consumer Discretionary and Financials.

  • AE Wealth Management's largest Q3 2020 buy was Exchange Listed Funds Trust ETC Cabana Target Drawdown 10 ETF: 473,365 shares worth $11.6M.
  • AE Wealth Management added most to iShares Core US Aggregate Bond ETF in Q3 2020, an estimated $64.6M increase.
  • AE Wealth Management's biggest Q3 2020 reduction was iShares 0-1 Year Treasury Bond ETF, cutting an estimated $89M.
  • AE Wealth Management fully exited Invesco Dow Jones Industrial Average Dividend ETF in Q3 2020, selling an estimated $20.7M.
  • AE Wealth Management's ten largest holdings make up 25% of its $7.01B portfolio in Q3 2020.
  • AE Wealth Management opened 168 new positions and closed 149 in Q3 2020.
  • AE Wealth Management's portfolio value rose 8.3% quarter-over-quarter to $7.01B.

Based on AE Wealth Management's 13F filing for Q3 2020, filed 6 Nov 2020.