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AWM

AE Wealth Management Portfolio holdings

AUM $18.5B
1-Year Est. Return 19.51%
This Fund
S&P 500
This Quarter Est. Return
-12.9%
1 Year Est. Return
+19.51%
3 Year Est. Return
+56.23%
5 Year Est. Return
+62.83%
10 Year Est. Return
–
AUM
$4.35B
AUM Growth
-$257M
Cap. Flow
+$729M
Cap. Flow %
16.75%
Top 10 Hldgs %
26.82%
Holding
1,319
New
193
Increased
528
Reduced
364
Closed
213

Top Buys

Rank Stock Value
1
SHV icon
iShares 0-1 Year Treasury Bond ETF
SHV
+$259M
2
SJNK icon
State Street SPDR Bloomberg Short Term High Yield Bond ETF
SJNK
+$36.2M
3
LGLV icon
State Street SPDR US Large Cap Low Volatility Index ETF
LGLV
+$35.8M
4
VGIT icon
Vanguard Intermediate-Term Treasury ETF
VGIT
+$35.4M
5
FTSM icon
First Trust Enhanced Short Maturity ETF
FTSM
+$27.4M

Top Sells

Rank Stock Value
1
AGG icon
iShares Core US Aggregate Bond ETF
AGG
+$29.9M
2
ANGL icon
VanEck Fallen Angel High Yield Bond ETF
ANGL
+$17.4M
3
QUAL icon
iShares MSCI USA Quality Factor ETF
QUAL
+$16M
4
AIVL icon
WisdomTree US AI Enhanced Value Fund
AIVL
+$13.6M
5
CWB icon
State Street SPDR Bloomberg Convertible Securities ETF
CWB
+$12.9M

Sector Composition

Rank Sector Weight
1 Technology 6.91%
2 Healthcare 3.19%
3 Financials 3.18%
4 Consumer Discretionary 2.72%
5 Consumer Staples 2.48%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
CCJ icon
1026
Cameco
CCJ
$36.8B
$151K ﹤0.01%
19,766
+2
+0% +$16
IPFF
1027
DELISTED
iShares International Preferred Stock ETF
IPFF
$149K ﹤0.01%
+14,275
New +$196K
KNOP icon
1028
KNOT Offshore Partners
KNOP
$354M
$148K ﹤0.01%
+14,475
New +$243K
PDBC icon
1029
Invesco Actively Managed Exch-Traded Commodity Fd Tr Invesco Optimum Yield Diversified Commodity Strategy No K-1 ETF
PDBC
$6.38B
$148K ﹤0.01%
12,516
+1,513
+14% +$22K
UBS icon
1030
UBS Group
UBS
$170B
$147K ﹤0.01%
15,821
-98
-0.6% -$1.13K
GAB icon
1031
Gabelli Equity Trust
GAB
$1.73B
$144K ﹤0.01%
33,969
+780
+2% +$4.3K
ERIC icon
1032
Ericsson
ERIC
$32.1B
$140K ﹤0.01%
17,264
+346
+2% +$2.83K
MRO
1033
DELISTED
Marathon Oil Corporation
MRO
$139K ﹤0.01%
42,371
+23,432
+124% +$216K
CXP
1034
DELISTED
COLUMBIA PROPERTY TRUST, INC.
CXP
$130K ﹤0.01%
10,401
-118
-1% -$2.21K
BPYU
1035
DELISTED
Brookfield Property REIT Inc. Class A Common Stock
BPYU
$130K ﹤0.01%
+15,337
New +$249K
HLIT icon
1036
Harmonic Inc
HLIT
$1.15B
$127K ﹤0.01%
22,018
+11,534
+110% +$77.3K
GEO icon
1037
The GEO Group
GEO
$4B
$126K ﹤0.01%
+10,331
New +$158K
JPC icon
1038
Nuveen Preferred & Income Opportunities Fund
JPC
$2.88B
$122K ﹤0.01%
16,612
-1,022
-6% -$9.7K
APTS
1039
DELISTED
Preferred Apartment Communities, Inc.
APTS
$122K ﹤0.01%
16,970
-29,678
-64% -$322K
BDJ icon
1040
BlackRock Enhanced Equity Dividend Trust
BDJ
$1.7B
$120K ﹤0.01%
18,371
-3,990
-18% -$34.1K
JQC icon
1041
Nuveen Credit Strategies Income Fund
JQC
$702M
$115K ﹤0.01%
20,311
+5,663
+39% +$39.2K
VGR
1042
DELISTED
Vector Group Ltd.
VGR
$114K ﹤0.01%
17,041
+524
+3% +$4.62K
NIO icon
1043
NIO
NIO
$11.9B
$112K ﹤0.01%
40,194
+26,294
+189% +$97.9K
VVR icon
1044
Invesco Senior Income Trust
VVR
$456M
$109K ﹤0.01%
33,924
+9
+0% +$36
BXMX
1045
DELISTED
Nuveen S&P 500 Buy-Write Income Fund
BXMX
$108K ﹤0.01%
10,734
-183
-2% -$2.28K
PMM
1046
Franklin Managed Municipal Income Trust
PMM
$270M
$98K ﹤0.01%
13,649
+1,000
+8% +$7.82K
AUY
1047
DELISTED
Yamana Gold, Inc.
AUY
$97K ﹤0.01%
35,108
+19,205
+121% +$72.4K
ETW
1048
Eaton Vance Tax-Managed Global Buy-Write Opportunities Fund
ETW
$1.01B
$91K ﹤0.01%
12,173
-2,523
-17% -$23.6K
JRO
1049
DELISTED
Nuveen Floating Rate Income Opportunty Fund
JRO
$91K ﹤0.01%
12,189
-431
-3% -$3.93K
HLX icon
1050
Helix Energy Solutions
HLX
$1.34B
$86K ﹤0.01%
52,496
+25,975
+98% +$171K
40 41
42
43 44

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NC
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BBHC
Brown Brothers Harriman & Co New York $18.6B AUM 15.81% 1-Year Est. Return
TAF
Tredje AP-fonden Se-111 91 Stockholm, Sweden $18.3B AUM 27.14% 1-Year Est. Return
JAM
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CWP
Capital Wealth Planning Naples, Florida $18.1B AUM 26.68% 1-Year Est. Return
HNB
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NAM
Nissay Asset Management Tokyo, Japan $18.9B AUM 27.21% 1-Year Est. Return

AE Wealth Management's Q1 2020 Portfolio in Review

As of Q1 2020, AE Wealth Management held 1,319 positions worth $4.35B, down 5.6% from $4.61B the previous quarter. Its ten largest holdings account for 27% of the portfolio.

AE Wealth Management deployed $729M of net new capital in Q1 2020, opening 193 new positions and adding to 528 existing holdings. Its largest new stake was ARK Innovation ETF: 108,504 shares worth $4.77M.

By sector, the portfolio is most concentrated in Technology at 6.9% of assets, up from 6.2% a quarter earlier, followed by Healthcare and Financials.

On the sell side, the largest reduction was iShares Core US Aggregate Bond ETF, an estimated $29.9M trimmed.

  • AE Wealth Management's largest Q1 2020 buy was ARK Innovation ETF: 108,504 shares worth $4.77M.
  • AE Wealth Management added most to iShares 0-1 Year Treasury Bond ETF in Q1 2020, an estimated $259M increase.
  • AE Wealth Management's biggest Q1 2020 reduction was iShares Core US Aggregate Bond ETF, cutting an estimated $29.9M.
  • AE Wealth Management fully exited State Street SPDR S&P Health Care Equipment ETF in Q1 2020, selling an estimated $9.98M.
  • AE Wealth Management's ten largest holdings make up 27% of its $4.35B portfolio in Q1 2020.
  • AE Wealth Management opened 193 new positions and closed 213 in Q1 2020.
  • AE Wealth Management's portfolio value fell 5.6% quarter-over-quarter to $4.35B.

Based on AE Wealth Management's 13F filing for Q1 2020, filed 7 May 2020.