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AWM

AE Wealth Management Portfolio holdings

AUM $18.5B
1-Year Est. Return 19.51%
This Fund
S&P 500
This Quarter Est. Return
+6.39%
1 Year Est. Return
+19.51%
3 Year Est. Return
+56.23%
5 Year Est. Return
+62.83%
10 Year Est. Return
–
AUM
$4.61B
AUM Growth
+$1.15B
Cap. Flow
+$938M
Cap. Flow %
20.35%
Top 10 Hldgs %
23.3%
Holding
1,192
New
203
Increased
731
Reduced
173
Closed
66

Top Buys

Rank Stock Value
1
IVV icon
iShares Core S&P 500 ETF
IVV
+$33.6M
2
IEMG icon
iShares Core MSCI Emerging Markets ETF
IEMG
+$19.4M
3
VEA icon
Vanguard FTSE Developed Markets ETF
VEA
+$17.4M
4
VOO icon
Vanguard S&P 500 ETF
VOO
+$17.1M
5
AGG icon
iShares Core US Aggregate Bond ETF
AGG
+$16.9M

Top Sells

Rank Stock Value
1
ACWV icon
iShares MSCI Global Min Vol Factor ETF
ACWV
+$8.93M
2
SPEM icon
State Street SPDR Portfolio Emerging Markets ETF
SPEM
+$7.68M
3
LGLV icon
State Street SPDR US Large Cap Low Volatility Index ETF
LGLV
+$6.38M
4
RSPU icon
Invesco S&P 500 Equal Weight Utilities ETF
RSPU
+$5.92M
5
AOM icon
iShares Core Moderate Allocation ETF
AOM
+$5.57M

Sector Composition

Rank Sector Weight
1 Technology 6.15%
2 Financials 3.88%
3 Healthcare 2.96%
4 Consumer Discretionary 2.75%
5 Industrials 2.63%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
AVK
1026
Advent Convertible and Income Fund
AVK
$544M
$225K ﹤0.01%
+14,872
New +$217K
DEW icon
1027
WisdomTree Global High Dividend Fund
DEW
$147M
$224K ﹤0.01%
+4,633
New +$219K
FEMB icon
1028
First Trust Emerging Markets Local Currency Bond ETF
FEMB
$354M
$223K ﹤0.01%
+5,708
New +$219K
AIG icon
1029
American International
AIG
$41.9B
$222K ﹤0.01%
4,333
+362
+9% +$19.2K
BDJ icon
1030
BlackRock Enhanced Equity Dividend Trust
BDJ
$1.7B
$222K ﹤0.01%
22,361
+273
+1% +$2.57K
MAS icon
1031
Masco
MAS
$16B
$222K ﹤0.01%
+4,619
New +$210K
THG icon
1032
Hanover Insurance
THG
$7.63B
$221K ﹤0.01%
1,615
-424
-21% -$57K
CXP
1033
DELISTED
COLUMBIA PROPERTY TRUST, INC.
CXP
$220K ﹤0.01%
10,519
-272
-3% -$5.58K
IGM icon
1034
iShares Expanded Tech Sector ETF
IGM
$9.94B
$219K ﹤0.01%
+5,424
New +$207K
REGN icon
1035
Regeneron Pharmaceuticals
REGN
$68.8B
$219K ﹤0.01%
+582
New +$196K
SPEU icon
1036
State Street SPDR Portfolio Europe ETF
SPEU
$712M
$218K ﹤0.01%
+5,973
New +$207K
BXMT icon
1037
Blackstone Mortgage Trust
BXMT
$2.82B
$217K ﹤0.01%
5,829
+9
+0.2% +$327
MKL icon
1038
Markel Group
MKL
$25B
$217K ﹤0.01%
+190
New +$216K
SNPS icon
1039
Synopsys
SNPS
$71.5B
$217K ﹤0.01%
+1,556
New +$213K
UN
1040
DELISTED
Unilever NV New York Registry Shares
UN
$217K ﹤0.01%
+3,782
New +$223K
IR icon
1041
Ingersoll Rand
IR
$33B
$216K ﹤0.01%
+5,881
New +$193K
SLYV icon
1042
State Street SPDR S&P 600 Small Cap Value ETF
SLYV
$4.89B
$214K ﹤0.01%
+3,250
New +$206K
VAC icon
1043
Marriott Vacations Worldwide
VAC
$3.24B
$214K ﹤0.01%
+1,661
New +$194K
FFIN icon
1044
First Financial Bankshares
FFIN
$4.97B
$213K ﹤0.01%
6,071
+11
+0.2% +$379
CALY
1045
Callaway Golf Company
CALY
$3.26B
$213K ﹤0.01%
10,059
-3,428
-25% -$70.2K
AXON
1046
Axon Enterprise
AXON
$40.5B
$211K ﹤0.01%
+2,881
New +$182K
EMCB icon
1047
WisdomTree Emerging Markets Corporate Bond Fund
EMCB
$98.7M
$210K ﹤0.01%
+2,841
New +$208K
EMN icon
1048
Eastman Chemical
EMN
$7.8B
$210K ﹤0.01%
2,654
-578
-18% -$44.4K
EEFT icon
1049
Euronet Worldwide
EEFT
$3.02B
$209K ﹤0.01%
+1,325
New +$200K
PTH icon
1050
Invesco Dorsey Wright Healthcare Momentum ETF
PTH
$166M
$209K ﹤0.01%
+6,567
New +$187K
40 41
42
43 44

Similar funds

SA
Sanctuary Advisors Indianapolis, Indiana $18.5B AUM 23.32% 1-Year Est. Return
NC
Nvidia Corp Santa Clara, California $18.4B AUM 362.26% 1-Year Est. Return
FAF
Fjarde Ap-fonden Stockholm, Sweden $18.3B AUM 23.23% 1-Year Est. Return
BBHC
Brown Brothers Harriman & Co New York $18.6B AUM 15.81% 1-Year Est. Return
TAF
Tredje AP-fonden Se-111 91 Stockholm, Sweden $18.3B AUM 27.14% 1-Year Est. Return
JAM
Jupiter Asset Management London, United Kingdom $18.8B AUM 29.2% 1-Year Est. Return
CWP
Capital Wealth Planning Naples, Florida $18.1B AUM 26.68% 1-Year Est. Return
HNB
Huntington National Bank Columbus, Ohio $18.1B AUM 24.69% 1-Year Est. Return

AE Wealth Management's Q4 2019 Portfolio in Review

As of Q4 2019, AE Wealth Management held 1,192 positions worth $4.61B, up 33% from $3.46B the previous quarter. Its ten largest holdings account for 23% of the portfolio.

AE Wealth Management deployed $938M of net new capital in Q4 2019, opening 203 new positions and adding to 731 existing holdings. Its largest new stake was First Trust Small Cap Value AlphaDEX Fund: 167,788 shares worth $6.43M.

By sector, the portfolio is most concentrated in Technology at 6.2% of assets, up from 6.1% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was iShares MSCI Global Min Vol Factor ETF, an estimated $8.93M trimmed.

  • AE Wealth Management's largest Q4 2019 buy was First Trust Small Cap Value AlphaDEX Fund: 167,788 shares worth $6.43M.
  • AE Wealth Management added most to iShares Core S&P 500 ETF in Q4 2019, an estimated $33.6M increase.
  • AE Wealth Management's biggest Q4 2019 reduction was iShares MSCI Global Min Vol Factor ETF, cutting an estimated $8.93M.
  • AE Wealth Management fully exited SPDR MFS Systematic Growth Equity ETF of SSgA Active Trust in Q4 2019, selling an estimated $4.71M.
  • AE Wealth Management's ten largest holdings make up 23% of its $4.61B portfolio in Q4 2019.
  • AE Wealth Management opened 203 new positions and closed 66 in Q4 2019.
  • AE Wealth Management's portfolio value rose 33% quarter-over-quarter to $4.61B.

Based on AE Wealth Management's 13F filing for Q4 2019, filed 15 Jan 2020.