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AWM

AE Wealth Management Portfolio holdings

AUM $18.5B
1-Year Est. Return 19.51%
This Fund
S&P 500
This Quarter Est. Return
+1.41%
1 Year Est. Return
+19.51%
3 Year Est. Return
+56.23%
5 Year Est. Return
+62.83%
10 Year Est. Return
–
AUM
$3.46B
AUM Growth
+$132M
Cap. Flow
+$95.9M
Cap. Flow %
2.77%
Top 10 Hldgs %
24.98%
Holding
1,093
New
121
Increased
474
Reduced
366
Closed
104

Top Buys

Rank Stock Value
1
VGIT icon
Vanguard Intermediate-Term Treasury ETF
VGIT
+$11.3M
2
AIVL icon
WisdomTree US AI Enhanced Value Fund
AIVL
+$9.39M
3
AOM icon
iShares Core Moderate Allocation ETF
AOM
+$7.73M
4
SCHP icon
Schwab US TIPS ETF
SCHP
+$7.05M
5
TLT icon
iShares 20+ Year Treasury Bond ETF
TLT
+$7M

Top Sells

Rank Stock Value
1
IVV icon
iShares Core S&P 500 ETF
IVV
+$44.1M
2
FBND icon
Fidelity Total Bond ETF
FBND
+$26.1M
3
FQAL icon
Fidelity Quality Factor ETF
FQAL
+$19.1M
4
SHY icon
iShares 1-3 Year Treasury Bond ETF
SHY
+$16.1M
5
USIG icon
iShares Broad USD Investment Grade Corporate Bond ETF
USIG
+$8.35M

Sector Composition

Rank Sector Weight
1 Technology 6.13%
2 Financials 3.96%
3 Consumer Discretionary 3.07%
4 Healthcare 2.97%
5 Industrials 2.78%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
IXUS icon
1026
iShares Core MSCI Total International Stock ETF
IXUS
$57.5B
– –
-10,748
Closed -$630K
LDP icon
1027
Cohen & Steers Duration Preferred & Income Fund
LDP
$599M
– –
-10,242
Closed -$255K
MDYV icon
1028
State Street SPDR S&P 400 Mid Cap Value ETF
MDYV
$2.76B
– –
-3,954
Closed -$203K
MED icon
1029
Medifast
MED
$108M
– –
-3,499
Closed -$449K
MJ icon
1030
Amplify Alternative Harvest ETF
MJ
$101M
– –
-613
Closed -$233K
MKL icon
1031
Markel Group
MKL
$25B
– –
-193
Closed -$210K
MTNB icon
1032
Matinas BioPharma
MTNB
$1.55M
– –
-399
Closed -$17K
MU icon
1033
CALL
Micron Technology
MU
$1.04T
– –
-400
Closed -$1K
MUR icon
1034
Murphy Oil
MUR
$5.58B
– –
-29,545
Closed -$728K
NFLX icon
1035
CALL
Netflix
NFLX
$292B
– –
-4,000
Closed -$5K
NML
1036
Neuberger Energy Infrastructure and Income Fund Inc
NML
$607M
– –
-13,567
Closed -$102K
NRG icon
1037
NRG Energy
NRG
$29.8B
– –
-5,880
Closed -$207K
NVRI icon
1038
Enviri
NVRI
$621M
– –
-11,957
Closed -$328K
PAA icon
1039
Plains All American Pipeline
PAA
$17.4B
– –
-9,058
Closed -$221K
PAYC icon
1040
Paycom
PAYC
$6.78B
– –
-939
Closed -$213K
PHYS icon
1041
Sprott Physical Gold
PHYS
$14.6B
– –
-14,238
Closed -$161K
PKW icon
1042
Invesco BuyBack Achievers ETF
PKW
$1.69B
– –
-4,282
Closed -$268K
PRLB icon
1043
Protolabs
PRLB
$1.86B
– –
-2,193
Closed -$254K
PSP icon
1044
Invesco Global Listed Private Equity ETF
PSP
$228M
– –
-3,373
Closed -$201K
PTH icon
1045
Invesco Dorsey Wright Healthcare Momentum ETF
PTH
$166M
– –
-7,134
Closed -$210K
PWZ icon
1046
Invesco California AMT-Free Municipal Bond ETF
PWZ
$1.14B
– –
-7,743
Closed -$208K
QQEW icon
1047
First Trust Nasdaq-100 Select Equal Weight ETF
QQEW
$1.71B
– –
-3,439
Closed -$229K
QQQE icon
1048
Direxion NASDAQ-100 Equal Weighted Index ETF
QQQE
$1.33B
– –
-6,195
Closed -$307K
RDIV icon
1049
Invesco S&P Ultra Dividend Revenue ETF
RDIV
$1.36B
– –
-151,079
Closed -$5.69M
RDN icon
1050
Radian Group
RDN
$5.14B
– –
-16,146
Closed -$369K
40 41
42
43 44

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NC
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FAF
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BBHC
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TAF
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JAM
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CWP
Capital Wealth Planning Naples, Florida $18.1B AUM 26.68% 1-Year Est. Return
HNB
Huntington National Bank Columbus, Ohio $18.1B AUM 24.69% 1-Year Est. Return

AE Wealth Management's Q3 2019 Portfolio in Review

As of Q3 2019, AE Wealth Management held 1,093 positions worth $3.46B, up 4% from $3.33B the previous quarter. Its ten largest holdings account for 25% of the portfolio.

AE Wealth Management's Q3 2019 filing shows 121 new, 474 increased, 366 reduced and 104 closed positions. Its largest new stake was WisdomTree US AI Enhanced Value Fund: 109,641 shares worth $9.59M. The largest sale was iShares Core S&P 500 ETF, an estimated $44.1M.

By sector, the portfolio is most concentrated in Technology at 6.1% of assets, up from 6.1% a quarter earlier, followed by Financials and Consumer Discretionary.

  • AE Wealth Management's largest Q3 2019 buy was WisdomTree US AI Enhanced Value Fund: 109,641 shares worth $9.59M.
  • AE Wealth Management added most to Vanguard Intermediate-Term Treasury ETF in Q3 2019, an estimated $11.3M increase.
  • AE Wealth Management's biggest Q3 2019 reduction was iShares Core S&P 500 ETF, cutting an estimated $44.1M.
  • AE Wealth Management fully exited Fidelity Quality Factor ETF in Q3 2019, selling an estimated $19.1M.
  • AE Wealth Management's ten largest holdings make up 25% of its $3.46B portfolio in Q3 2019.
  • AE Wealth Management opened 121 new positions and closed 104 in Q3 2019.
  • AE Wealth Management's portfolio value rose 4% quarter-over-quarter to $3.46B.

Based on AE Wealth Management's 13F filing for Q3 2019, filed 5 Nov 2019.