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AWM

AE Wealth Management Portfolio holdings

AUM $18.5B
1-Year Est. Return 19.51%
This Fund
S&P 500
This Quarter Est. Return
-3.1%
1 Year Est. Return
+19.51%
3 Year Est. Return
+56.23%
5 Year Est. Return
+62.83%
10 Year Est. Return
–
AUM
$16.7B
AUM Growth
+$98.5M
Cap. Flow
+$705M
Cap. Flow %
4.22%
Top 10 Hldgs %
17.77%
Holding
2,115
New
226
Increased
957
Reduced
730
Closed
177

Top Buys

Rank Stock Value
1
VNLA icon
Janus Henderson Short Duration Income ETF
VNLA
+$67.1M
2
AUGW icon
AllianzIM U.S. Equity Buffer20 Aug ETF
AUGW
+$66.7M
3
XHLF icon
BondBloxx Bloomberg Six Month Target Duration US Treasury ETF
XHLF
+$58.8M
4
AAPL icon
Apple
AAPL
+$36.6M
5
SPTS icon
State Street SPDR Portfolio Short Term Treasury ETF
SPTS
+$34.6M

Top Sells

Rank Stock Value
1
VUG icon
Vanguard Growth ETF
VUG
+$49.8M
2
VTV icon
Vanguard Value ETF
VTV
+$33.4M
3
XJUN icon
FT Vest US Equity Enhance & Moderate Buffer ETF June
XJUN
+$31.6M
4
QQQ icon
Invesco QQQ Trust
QQQ
+$27.6M
5
SPSB icon
State Street SPDR Portfolio Short Term Corporate Bond ETF
SPSB
+$24.4M

Sector Composition

Rank Sector Weight
1 Technology 10.23%
2 Financials 4.58%
3 Healthcare 3.91%
4 Consumer Discretionary 3.63%
5 Consumer Staples 2.75%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SRE icon
1001
Sempra
SRE
$58.1B
$1.28M 0.01%
18,796
+1,600
+9% +$115K
CHRD icon
1002
Chord Energy
CHRD
$7.68B
$1.28M 0.01%
+7,871
New +$1.23M
DHI icon
1003
D.R. Horton
DHI
$41.2B
$1.28M 0.01%
11,867
+3,418
+40% +$409K
DSTL icon
1004
Distillate US Fundamental Stability & Value ETF
DSTL
$2.02B
$1.27M 0.01%
28,461
-676
-2% -$31K
FBT icon
1005
First Trust NYSE Arca Biotechnology Index Fund
FBT
$2.84B
$1.26M 0.01%
8,581
+1,136
+15% +$173K
BMAY icon
1006
Innovator US Equity Buffer ETF May
BMAY
$228M
$1.26M 0.01%
40,393
+4,697
+13% +$150K
BIBL icon
1007
Inspire 100 ETF
BIBL
$474M
$1.26M 0.01%
40,153
+6,149
+18% +$202K
BPOP icon
1008
Popular Inc
BPOP
$11B
$1.25M 0.01%
19,863
+1,662
+9% +$110K
ENSG icon
1009
The Ensign Group
ENSG
$10.6B
$1.25M 0.01%
13,440
-8,011
-37% -$758K
TROW icon
1010
T. Rowe Price
TROW
$25.5B
$1.25M 0.01%
11,878
+1,914
+19% +$216K
DDEC icon
1011
FT Vest US Equity Deep Buffer ETF December
DDEC
$425M
$1.25M 0.01%
37,100
+681
+2% +$23.1K
QDEF icon
1012
FlexShares Quality Dividend Defensive Index Fund
QDEF
$545M
$1.24M 0.01%
22,906
-1,616
-7% -$91K
AZN icon
1013
AstraZeneca
AZN
$269B
$1.23M 0.01%
9,099
-498
-5% -$68K
GUNR icon
1014
FlexShares Global Upstream Natural Resources Index Fund
GUNR
$7.19B
$1.23M 0.01%
30,455
-29,206
-49% -$1.2M
FTHI icon
1015
First Trust Exchange-Traded Fund VI First Trust BuyWrite Income ETF
FTHI
$2.35B
$1.22M 0.01%
59,948
+1,579
+3% +$33.1K
CLH icon
1016
Clean Harbors
CLH
$17.2B
$1.22M 0.01%
7,298
-2,338
-24% -$394K
ROKU icon
1017
Roku
ROKU
$21.6B
$1.22M 0.01%
17,242
-12,222
-41% -$946K
EUHY
1018
iShares Euro High Yield Corporate Bond USD Hedged ETF
EUHY
$239M
$1.21M 0.01%
26,330
+1,519
+6% +$71.7K
BLDR icon
1019
Builders FirstSource
BLDR
$7.29B
$1.21M 0.01%
9,720
+8,068
+488% +$1.11M
BNS icon
1020
Scotiabank
BNS
$105B
$1.21M 0.01%
26,493
-3,535
-12% -$169K
IVAL icon
1021
Alpha Architect International Quantitative Value ETF
IVAL
$222M
$1.21M 0.01%
+51,182
New +$1.25M
FJP icon
1022
First Trust Japan AlphaDEX Fund
FJP
$242M
$1.2M 0.01%
24,203
+3,903
+19% +$194K
CTVA icon
1023
Corteva
CTVA
$60.5B
$1.2M 0.01%
23,481
+2,534
+12% +$134K
MUSI icon
1024
American Century Multisector Income ETF
MUSI
$244M
$1.2M 0.01%
28,738
+698
+2% +$29.6K
TRP icon
1025
TC Energy
TRP
$70.1B
$1.2M 0.01%
34,840
-546
-2% -$20.1K
39 40
41
42 43

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NC
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BBHC
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TAF
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JAM
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CWP
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HNB
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NAM
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AE Wealth Management's Q3 2023 Portfolio in Review

As of Q3 2023, AE Wealth Management held 2,115 positions worth $16.7B, up 0.59% from $16.6B the previous quarter. Its ten largest holdings account for 18% of the portfolio.

AE Wealth Management deployed $705M of net new capital in Q3 2023, opening 226 new positions and adding to 957 existing holdings. Its largest new stake was AllianzIM U.S. Equity Buffer20 Aug ETF: 2,707,545 shares worth $65.7M.

By sector, the portfolio is most concentrated in Technology at 10% of assets, up from 10% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was Vanguard Growth ETF, an estimated $49.8M trimmed.

  • AE Wealth Management's largest Q3 2023 buy was AllianzIM U.S. Equity Buffer20 Aug ETF: 2,707,545 shares worth $65.7M.
  • AE Wealth Management added most to Janus Henderson Short Duration Income ETF in Q3 2023, an estimated $67.1M increase.
  • AE Wealth Management's biggest Q3 2023 reduction was Vanguard Growth ETF, cutting an estimated $49.8M.
  • AE Wealth Management fully exited AllianzIM U.S. Equity Buffer10 Apr ETF in Q3 2023, selling an estimated $4.79M.
  • AE Wealth Management's ten largest holdings make up 18% of its $16.7B portfolio in Q3 2023.
  • AE Wealth Management opened 226 new positions and closed 177 in Q3 2023.
  • AE Wealth Management's portfolio value rose 0.59% quarter-over-quarter to $16.7B.

Based on AE Wealth Management's 13F filing for Q3 2023, filed 11 Oct 2023.