We are live on ! Find out more
AWM

AE Wealth Management Portfolio holdings

AUM $18.5B
1-Year Est. Return 19.51%
This Fund
S&P 500
This Quarter Est. Return
+5.97%
1 Year Est. Return
+19.51%
3 Year Est. Return
+56.23%
5 Year Est. Return
+62.83%
10 Year Est. Return
–
AUM
$15.5B
AUM Growth
+$1.71B
Cap. Flow
+$1.08B
Cap. Flow %
6.97%
Top 10 Hldgs %
18.75%
Holding
2,042
New
231
Increased
922
Reduced
677
Closed
176

Top Buys

Rank Stock Value
1
DFSU
Dimensional US Sustainability Core 1 ETF
DFSU
+$151M
2
TLT icon
iShares 20+ Year Treasury Bond ETF
TLT
+$141M
3
IEF icon
iShares 7-10 Year Treasury Bond ETF
IEF
+$87.2M
4
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$69.4M
5
SGOV icon
iShares 0-3 Month Treasury Bond ETF
SGOV
+$45.7M

Top Sells

Rank Stock Value
1
BIL icon
State Street SPDR Bloomberg 1-3 Month T-Bill ETF
BIL
+$107M
2
DFAU icon
Dimensional US Core Equity Market ETF
DFAU
+$92.3M
3
ESGU icon
iShares ESG Aware MSCI USA ETF
ESGU
+$58.5M
4
SPYM
State Street SPDR Portfolio S&P 500 ETF
SPYM
+$31.9M
5
MOHR
Mohr Growth ETF
MOHR
+$23.5M

Sector Composition

Rank Sector Weight
1 Technology 8.52%
2 Financials 4.7%
3 Healthcare 3.73%
4 Consumer Discretionary 3.41%
5 Energy 3.36%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
GUNR icon
1001
FlexShares Global Upstream Natural Resources Index Fund
GUNR
$7.19B
$1.13M 0.01%
26,618
+16,532
+164% +$721K
KD icon
1002
Kyndryl
KD
$3.09B
$1.12M 0.01%
76,171
-19,936
-21% -$283K
FTXN icon
1003
First Trust Nasdaq Oil & Gas ETF
FTXN
$163M
$1.12M 0.01%
41,487
+2,442
+6% +$67.3K
DSI icon
1004
iShares MSCI KLD 400 Social ETF
DSI
$5.1B
$1.11M 0.01%
14,277
-3,658
-20% -$276K
PARAA
1005
DELISTED
Paramount Global Class A
PARAA
$1.11M 0.01%
+43,088
New +$1.07M
BR icon
1006
Broadridge
BR
$18.4B
$1.11M 0.01%
7,578
+269
+4% +$38.5K
FEM icon
1007
First Trust Emerging Markets AlphaDEX Fund
FEM
$717M
$1.11M 0.01%
52,231
+6,729
+15% +$145K
OBDC icon
1008
Blue Owl Capital
OBDC
$5.35B
$1.11M 0.01%
87,683
+39,284
+81% +$506K
UL icon
1009
Unilever
UL
$142B
$1.1M 0.01%
18,827
+839
+5% +$47.7K
SUN icon
1010
Sunoco
SUN
$14.4B
$1.1M 0.01%
24,995
-13,130
-34% -$592K
RPAR icon
1011
RPAR Risk Parity ETF
RPAR
$569M
$1.09M 0.01%
55,951
+4,482
+9% +$87K
VEU icon
1012
Vanguard FTSE All-World ex-US ETF
VEU
$64.8B
$1.09M 0.01%
20,430
+199
+1% +$10.5K
EUHY
1013
iShares Euro High Yield Corporate Bond USD Hedged ETF
EUHY
$239M
$1.08M 0.01%
23,448
-949
-4% -$43.3K
MLPA icon
1014
Global X MLP ETF
MLPA
$2.26B
$1.08M 0.01%
26,004
+985
+4% +$41.7K
ELF icon
1015
e.l.f. Beauty
ELF
$4.77B
$1.08M 0.01%
+13,103
New +$883K
BPOP icon
1016
Popular Inc
BPOP
$11B
$1.07M 0.01%
18,670
+4,219
+29% +$275K
BKR icon
1017
Baker Hughes
BKR
$58.3B
$1.07M 0.01%
37,031
+6,397
+21% +$193K
EXPD icon
1018
Expeditors International
EXPD
$22.3B
$1.06M 0.01%
9,670
+2,771
+40% +$301K
CELH icon
1019
Celsius Holdings
CELH
$7.38B
$1.06M 0.01%
34,329
+1,527
+5% +$48.2K
RLI icon
1020
RLI Corp
RLI
$6.02B
$1.06M 0.01%
15,978
-48
-0.3% -$3.19K
DTM icon
1021
DT Midstream
DTM
$13.9B
$1.06M 0.01%
21,420
+4,412
+26% +$229K
FDVV icon
1022
Fidelity High Dividend ETF
FDVV
$10.1B
$1.05M 0.01%
27,657
+4,255
+18% +$163K
ZBRA icon
1023
Zebra Technologies
ZBRA
$13.5B
$1.05M 0.01%
+3,307
New +$999K
CINF icon
1024
Cincinnati Financial
CINF
$27.8B
$1.04M 0.01%
9,272
– –
AZO icon
1025
AutoZone
AZO
$51.3B
$1.04M 0.01%
422
-782
-65% -$1.91M
39 40
41
42 43

Similar funds

SA
Sanctuary Advisors Indianapolis, Indiana $18.5B AUM 23.32% 1-Year Est. Return
NC
Nvidia Corp Santa Clara, California $18.4B AUM 362.26% 1-Year Est. Return
BBHC
Brown Brothers Harriman & Co New York $18.6B AUM 15.81% 1-Year Est. Return
TAF
Tredje AP-fonden Se-111 91 Stockholm, Sweden $18.3B AUM 27.14% 1-Year Est. Return
JAM
Jupiter Asset Management London, United Kingdom $18.8B AUM 29.2% 1-Year Est. Return
CWP
Capital Wealth Planning Naples, Florida $18.1B AUM 26.68% 1-Year Est. Return
HNB
Huntington National Bank Columbus, Ohio $18.1B AUM 24.69% 1-Year Est. Return
NAM
Nissay Asset Management Tokyo, Japan $18.9B AUM 27.21% 1-Year Est. Return

AE Wealth Management's Q1 2023 Portfolio in Review

As of Q1 2023, AE Wealth Management held 2,042 positions worth $15.5B, up 12% from $13.8B the previous quarter. Its ten largest holdings account for 19% of the portfolio.

AE Wealth Management deployed $1.08B of net new capital in Q1 2023, opening 231 new positions and adding to 922 existing holdings. Its largest new stake was Dimensional US Sustainability Core 1 ETF: 5,761,921 shares worth $153M.

By sector, the portfolio is most concentrated in Technology at 8.5% of assets, up from 7.5% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was State Street SPDR Bloomberg 1-3 Month T-Bill ETF, an estimated $107M trimmed.

  • AE Wealth Management's largest Q1 2023 buy was Dimensional US Sustainability Core 1 ETF: 5,761,921 shares worth $153M.
  • AE Wealth Management added most to iShares 20+ Year Treasury Bond ETF in Q1 2023, an estimated $141M increase.
  • AE Wealth Management's biggest Q1 2023 reduction was State Street SPDR Bloomberg 1-3 Month T-Bill ETF, cutting an estimated $107M.
  • AE Wealth Management fully exited First Trust NASDAQ ABA Community Bank Index Fund in Q1 2023, selling an estimated $10.2M.
  • AE Wealth Management's ten largest holdings make up 19% of its $15.5B portfolio in Q1 2023.
  • AE Wealth Management opened 231 new positions and closed 176 in Q1 2023.
  • AE Wealth Management's portfolio value rose 12% quarter-over-quarter to $15.5B.

Based on AE Wealth Management's 13F filing for Q1 2023, filed 14 Apr 2023.