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AWM

AE Wealth Management Portfolio holdings

AUM $18.5B
1-Year Est. Return 19.51%
This Fund
S&P 500
This Quarter Est. Return
-4.41%
1 Year Est. Return
+19.51%
3 Year Est. Return
+56.23%
5 Year Est. Return
+62.83%
10 Year Est. Return
–
AUM
$12.6B
AUM Growth
+$112M
Cap. Flow
+$730M
Cap. Flow %
5.79%
Top 10 Hldgs %
20.11%
Holding
1,920
New
206
Increased
846
Reduced
653
Closed
180

Top Buys

Rank Stock Value
1
BIL icon
State Street SPDR Bloomberg 1-3 Month T-Bill ETF
BIL
+$498M
2
PULS icon
PGIM Ultra Short Bond ETF
PULS
+$48.1M
3
BILL icon
BILL Holdings
BILL
+$41.5M
4
SHV icon
iShares 0-1 Year Treasury Bond ETF
SHV
+$39.8M
5
JULW icon
AllianzIM U.S. Equity Buffer20 Jul ETF
JULW
+$30.8M

Top Sells

Rank Stock Value
1
GLD icon
SPDR Gold Trust
GLD
+$69.1M
2
SHY icon
iShares 1-3 Year Treasury Bond ETF
SHY
+$52M
3
XLK icon
State Street Technology Select Sector SPDR ETF
XLK
+$31.7M
4
IVV icon
iShares Core S&P 500 ETF
IVV
+$30.5M
5
VGSH icon
Vanguard Short-Term Treasury ETF
VGSH
+$30.2M

Sector Composition

Rank Sector Weight
1 Technology 7.71%
2 Financials 4.92%
3 Healthcare 3.63%
4 Consumer Discretionary 3.35%
5 Energy 2.95%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
NIO icon
1001
NIO
NIO
$11.9B
$866K 0.01%
54,943
-24,521
-31% -$485K
AVY icon
1002
Avery Dennison
AVY
$12.8B
$865K 0.01%
5,317
-278
-5% -$50.4K
ASML icon
1003
ASML
ASML
$596B
$864K 0.01%
2,080
+83
+4% +$41.6K
XBI icon
1004
State Street SPDR S&P Biotech ETF
XBI
$10B
$861K 0.01%
10,849
+3,748
+53% +$316K
PPG icon
1005
PPG Industries
PPG
$24.9B
$859K 0.01%
7,759
+4,549
+142% +$562K
ALRS icon
1006
Alerus Financial
ALRS
$828M
$858K 0.01%
+38,803
New +$916K
PAWZ icon
1007
ProShares Pet Care ETF
PAWZ
$34.5M
$852K 0.01%
19,282
+1,032
+6% +$53.6K
SJB icon
1008
ProShares Short High Yield
SJB
$51.9M
$852K 0.01%
42,588
-41,575
-49% -$791K
ITA icon
1009
iShares US Aerospace & Defense ETF
ITA
$14B
$851K 0.01%
9,329
-380
-4% -$38.4K
TPH
1010
DELISTED
Tri Pointe Homes
TPH
$851K 0.01%
+56,352
New +$995K
MLPA icon
1011
Global X MLP ETF
MLPA
$2.26B
$850K 0.01%
21,548
+1,319
+7% +$53.4K
ROCK icon
1012
Gibraltar Industries
ROCK
$1.28B
$843K 0.01%
20,584
+1,814
+10% +$77.4K
AMP icon
1013
Ameriprise Financial
AMP
$47.8B
$840K 0.01%
3,336
+1,036
+45% +$273K
MRVL icon
1014
Marvell Technology
MRVL
$147B
$840K 0.01%
19,581
-12,419
-39% -$615K
NLY icon
1015
Annaly Capital Management
NLY
$17.3B
$838K 0.01%
48,860
+11,996
+33% +$302K
NPK icon
1016
National Presto Industries
NPK
$870M
$836K 0.01%
+12,858
New +$890K
USA icon
1017
Liberty All-Star Equity Fund
USA
$1.78B
$833K 0.01%
150,664
-9,540
-6% -$61.6K
DLTR icon
1018
Dollar Tree
DLTR
$24.8B
$832K 0.01%
6,111
+2
+0% +$311
RH icon
1019
RH
RH
$3.33B
$831K 0.01%
3,376
-80
-2% -$21.6K
NS
1020
DELISTED
NuStar Energy L.P.
NS
$830K 0.01%
+61,490
New +$924K
NATH icon
1021
Nathan's Famous
NATH
$403M
$828K 0.01%
13,000
-1,000
-7% -$60.4K
IGEB icon
1022
iShares Investment Grade Systematic Bond ETF
IGEB
$1.45B
$826K 0.01%
19,537
-16,221
-45% -$726K
JQUA icon
1023
JPMorgan US Quality Factor ETF
JQUA
$8.14B
$825K 0.01%
23,547
-1,581
-6% -$61.1K
BAUG icon
1024
Innovator US Equity Buffer ETF August
BAUG
$198M
$816K 0.01%
28,868
+9,619
+50% +$295K
DEO icon
1025
Diageo
DEO
$49.6B
$814K 0.01%
4,795
-456
-9% -$81.7K
39 40
41
42 43

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BBHC
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TAF
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JAM
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CWP
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HNB
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NAM
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AE Wealth Management's Q3 2022 Portfolio in Review

As of Q3 2022, AE Wealth Management held 1,920 positions worth $12.6B, up 0.89% from $12.5B the previous quarter. Its ten largest holdings account for 20% of the portfolio.

AE Wealth Management deployed $730M of net new capital in Q3 2022, opening 206 new positions and adding to 846 existing holdings. Its largest new stake was PGIM Ultra Short Bond ETF: 979,813 shares worth $48.1M.

By sector, the portfolio is most concentrated in Technology at 7.7% of assets, down from 7.8% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was SPDR Gold Trust, an estimated $69.1M trimmed.

  • AE Wealth Management's largest Q3 2022 buy was PGIM Ultra Short Bond ETF: 979,813 shares worth $48.1M.
  • AE Wealth Management added most to State Street SPDR Bloomberg 1-3 Month T-Bill ETF in Q3 2022, an estimated $498M increase.
  • AE Wealth Management's biggest Q3 2022 reduction was SPDR Gold Trust, cutting an estimated $69.1M.
  • AE Wealth Management fully exited WisdomTree U.S. Corporate Bond Fund in Q3 2022, selling an estimated $28M.
  • AE Wealth Management's ten largest holdings make up 20% of its $12.6B portfolio in Q3 2022.
  • AE Wealth Management opened 206 new positions and closed 180 in Q3 2022.
  • AE Wealth Management's portfolio value rose 0.89% quarter-over-quarter to $12.6B.

Based on AE Wealth Management's 13F filing for Q3 2022, filed 25 Oct 2022.