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AWM

AE Wealth Management Portfolio holdings

AUM $18.5B
1-Year Est. Return 19.51%
This Fund
S&P 500
This Quarter Est. Return
-0.52%
1 Year Est. Return
+19.51%
3 Year Est. Return
+56.23%
5 Year Est. Return
+62.83%
10 Year Est. Return
–
AUM
$12.1B
AUM Growth
+$689M
Cap. Flow
+$803M
Cap. Flow %
6.62%
Top 10 Hldgs %
20.53%
Holding
1,750
New
170
Increased
910
Reduced
499
Closed
135

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$126M
2
QQQ icon
Invesco QQQ Trust
QQQ
+$75.7M
3
VUG icon
Vanguard Growth ETF
VUG
+$68.2M
4
CWB icon
State Street SPDR Bloomberg Convertible Securities ETF
CWB
+$67.5M
5
PDP icon
Invesco Dorsey Wright Momentum ETF
PDP
+$62.7M

Top Sells

Rank Stock Value
1
VXF icon
Vanguard Extended Market ETF
VXF
+$61.7M
2
ANGL icon
VanEck Fallen Angel High Yield Bond ETF
ANGL
+$58M
3
QUAL icon
iShares MSCI USA Quality Factor ETF
QUAL
+$57.8M
4
MGK icon
Vanguard Mega Cap Growth ETF
MGK
+$56.4M
5
IWY icon
iShares Russell Top 200 Growth ETF
IWY
+$51.7M

Sector Composition

Rank Sector Weight
1 Technology 8.31%
2 Financials 4.14%
3 Consumer Discretionary 3.5%
4 Healthcare 2.87%
5 Communication Services 2.75%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
BJ icon
1001
BJs Wholesale Club
BJ
$12.7B
$708K 0.01%
12,898
-1,289
-9% -$68.8K
TTEK icon
1002
Tetra Tech
TTEK
$8.97B
$708K 0.01%
23,720
+820
+4% +$22.5K
LNW
1003
DELISTED
Light & Wonder
LNW
$705K 0.01%
+8,488
New +$598K
IYT icon
1004
iShares US Transportation ETF
IYT
$2.3B
$703K 0.01%
11,568
-39,620
-77% -$2.51M
PZZA icon
1005
Papa John's
PZZA
$1.01B
$702K 0.01%
5,526
-982
-15% -$119K
CONN
1006
DELISTED
Conn's Inc.
CONN
$702K 0.01%
+30,735
New +$730K
COR icon
1007
Cencora
COR
$62.1B
$701K 0.01%
5,870
-251
-4% -$30.2K
M icon
1008
Macy's
M
$6.55B
$696K 0.01%
+30,785
New +$616K
MMS icon
1009
Maximus
MMS
$3.33B
$695K 0.01%
8,359
+2,629
+46% +$225K
P
1010
Everpure Inc
P
$24.2B
$694K 0.01%
27,572
-3,725
-12% -$82.2K
SNY icon
1011
Sanofi
SNY
$109B
$693K 0.01%
14,374
+2,515
+21% +$128K
CASY icon
1012
Casey's General Stores
CASY
$32.5B
$691K 0.01%
3,665
+48
+1% +$9.42K
IDV icon
1013
iShares International Select Dividend ETF
IDV
$8.37B
$691K 0.01%
22,722
-360
-2% -$11.6K
EEFT icon
1014
Euronet Worldwide
EEFT
$3.16B
$689K 0.01%
5,413
+201
+4% +$26.7K
MAS icon
1015
Masco
MAS
$14.8B
$689K 0.01%
12,395
+637
+5% +$37.8K
QLD icon
1016
ProShares Ultra QQQ
QLD
$12.3B
$689K 0.01%
+18,928
New +$732K
BRG
1017
DELISTED
Bluerock Residential Growth REIT, Inc.
BRG
$688K 0.01%
54,020
-10,977
-17% -$127K
KEYS icon
1018
Keysight
KEYS
$52.2B
$687K 0.01%
4,184
+263
+7% +$44.1K
SPYD icon
1019
State Street SPDR Portfolio S&P 500 High Dividend ETF
SPYD
$7.79B
$686K 0.01%
17,527
-163
-0.9% -$6.49K
WWW icon
1020
Wolverine World Wide
WWW
$1.7B
$686K 0.01%
23,000
-15
-0.1% -$512
GDYN icon
1021
Grid Dynamics Holdings
GDYN
$568M
$683K 0.01%
+23,361
New +$571K
WING icon
1022
Wingstop
WING
$3.88B
$682K 0.01%
+4,161
New +$705K
SLF icon
1023
Sun Life Financial
SLF
$45.9B
$679K 0.01%
13,191
+1,170
+10% +$60.2K
HAYW icon
1024
Hayward Holdings
HAYW
$3.3B
$678K 0.01%
+30,495
New +$686K
LSCC icon
1025
Lattice Semiconductor
LSCC
$16.8B
$677K 0.01%
+10,478
New +$619K
39 40
41
42 43

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TAF
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JAM
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HNB
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AE Wealth Management's Q3 2021 Portfolio in Review

As of Q3 2021, AE Wealth Management held 1,750 positions worth $12.1B, up 6% from $11.4B the previous quarter. Its ten largest holdings account for 21% of the portfolio.

AE Wealth Management deployed $803M of net new capital in Q3 2021, opening 170 new positions and adding to 910 existing holdings. Its largest new stake was iShares S&P 100 ETF: 302,328 shares worth $59.7M.

By sector, the portfolio is most concentrated in Technology at 8.3% of assets, up from 8.2% a quarter earlier, followed by Financials and Consumer Discretionary.

On the sell side, the largest reduction was Vanguard Extended Market ETF, an estimated $61.7M trimmed.

  • AE Wealth Management's largest Q3 2021 buy was iShares S&P 100 ETF: 302,328 shares worth $59.7M.
  • AE Wealth Management added most to State Street SPDR S&P 500 ETF Trust in Q3 2021, an estimated $126M increase.
  • AE Wealth Management's biggest Q3 2021 reduction was Vanguard Extended Market ETF, cutting an estimated $61.7M.
  • AE Wealth Management fully exited iShares ESG Optimized MSCI USA ETF in Q3 2021, selling an estimated $12.1M.
  • AE Wealth Management's ten largest holdings make up 21% of its $12.1B portfolio in Q3 2021.
  • AE Wealth Management opened 170 new positions and closed 135 in Q3 2021.
  • AE Wealth Management's portfolio value rose 6% quarter-over-quarter to $12.1B.

Based on AE Wealth Management's 13F filing for Q3 2021, filed 1 Nov 2021.