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AWM

AE Wealth Management Portfolio holdings

AUM $18.5B
1-Year Est. Return 19.51%
This Fund
S&P 500
This Quarter Est. Return
+7.76%
1 Year Est. Return
+19.51%
3 Year Est. Return
+56.23%
5 Year Est. Return
+62.83%
10 Year Est. Return
–
AUM
$7.01B
AUM Growth
+$536M
Cap. Flow
+$149M
Cap. Flow %
2.12%
Top 10 Hldgs %
25.32%
Holding
1,423
New
168
Increased
574
Reduced
510
Closed
149

Top Buys

Rank Stock Value
1
AGG icon
iShares Core US Aggregate Bond ETF
AGG
+$64.6M
2
TLT icon
iShares 20+ Year Treasury Bond ETF
TLT
+$55.2M
3
QQQ icon
Invesco QQQ Trust
QQQ
+$41.5M
4
PDP icon
Invesco Dorsey Wright Momentum ETF
PDP
+$23.3M
5
IEF icon
iShares 7-10 Year Treasury Bond ETF
IEF
+$21.4M

Top Sells

Rank Stock Value
1
SHV icon
iShares 0-1 Year Treasury Bond ETF
SHV
+$89M
2
CWB icon
State Street SPDR Bloomberg Convertible Securities ETF
CWB
+$31.3M
3
IWY icon
iShares Russell Top 200 Growth ETF
IWY
+$31.1M
4
ILCG icon
iShares Morningstar Growth ETF
ILCG
+$25.3M
5
IWF icon
iShares Russell 1000 Growth ETF
IWF
+$24M

Sector Composition

Rank Sector Weight
1 Technology 8.73%
2 Consumer Discretionary 4.33%
3 Financials 3.58%
4 Healthcare 3.4%
5 Communication Services 2.88%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
FNF icon
1001
Fidelity National Financial
FNF
$14.4B
$337K ﹤0.01%
11,202
-2,025
-15% -$63.4K
SPY icon
1002
PUT
State Street SPDR S&P 500 ETF Trust
SPY
$771B
$337K ﹤0.01%
37,400
+1,800
+5% +$597K
BIP icon
1003
Brookfield Infrastructure Partners
BIP
$19.6B
$335K ﹤0.01%
10,541
-8,668
-45% -$255K
PSEC icon
1004
Prospect Capital
PSEC
$1.08B
$335K ﹤0.01%
66,563
+28,076
+73% +$141K
DHC
1005
Diversified Healthcare Trust
DHC
$2.15B
$334K ﹤0.01%
94,880
+5,980
+7% +$23.3K
EXAS
1006
DELISTED
Exact Sciences
EXAS
$333K ﹤0.01%
3,263
-163
-5% -$14.1K
FDLO icon
1007
Fidelity Low Volatility Factor ETF
FDLO
$1.42B
$333K ﹤0.01%
8,420
-27,190
-76% -$1.06M
ISMD icon
1008
Inspire Small/Mid Cap Impact ETF
ISMD
$332M
$331K ﹤0.01%
14,558
+647
+5% +$15.2K
SPTI icon
1009
State Street SPDR Portfolio Intermediate Term Treasury ETF
SPTI
$10.5B
$331K ﹤0.01%
9,947
-418,500
-98% -$13.9M
RITM icon
1010
Rithm Capital
RITM
$5.58B
$330K ﹤0.01%
41,548
-8,240
-17% -$63.4K
SBAC icon
1011
SBA Communications
SBAC
$19.8B
$330K ﹤0.01%
1,035
-8
-0.8% -$2.44K
BTAL icon
1012
AGF US Market Neutral Anti-Beta Fund
BTAL
$315M
$328K ﹤0.01%
13,908
+2,898
+26% +$69.4K
EGP icon
1013
EastGroup Properties
EGP
$11.2B
$328K ﹤0.01%
2,537
+680
+37% +$87.8K
WKHS icon
1014
Workhorse Group
WKHS
$33.4M
$327K ﹤0.01%
+4
New +$229K
GWW icon
1015
W.W. Grainger
GWW
$64.2B
$326K ﹤0.01%
914
-1,948
-68% -$671K
RDVY icon
1016
First Trust Rising Dividend Achievers ETF
RDVY
$24.4B
$326K ﹤0.01%
9,961
-9,292
-48% -$302K
BRX icon
1017
Brixmor Property Group
BRX
$9.72B
$325K ﹤0.01%
27,832
+11,189
+67% +$135K
AWAY icon
1018
Amplify Travel Tech ETF
AWAY
$25.8M
$324K ﹤0.01%
+17,000
New +$328K
WTRE icon
1019
WisdomTree New Economy Real Estate Fund
WTRE
$15.2M
$324K ﹤0.01%
13,342
-5,060
-27% -$124K
ALTA
1020
DELISTED
Altabancorp
ALTA
$322K ﹤0.01%
15,982
– –
HRL icon
1021
Hormel Foods
HRL
$14.2B
$319K ﹤0.01%
6,530
-1,076
-14% -$54K
HYEM icon
1022
VanEck Emerging Markets High Yield Bond ETF
HYEM
$522M
$318K ﹤0.01%
13,997
+188
+1% +$4.3K
TYL icon
1023
Tyler Technologies
TYL
$13.7B
$317K ﹤0.01%
909
+168
+23% +$58.1K
UNM icon
1024
Unum
UNM
$13.2B
$317K ﹤0.01%
18,862
+4,023
+27% +$71.5K
ACCD
1025
DELISTED
Accolade Inc
ACCD
$315K ﹤0.01%
+8,104
New +$279K
39 40
41
42 43

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BBHC
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TAF
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JAM
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CWP
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HNB
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NAM
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AE Wealth Management's Q3 2020 Portfolio in Review

As of Q3 2020, AE Wealth Management held 1,423 positions worth $7.01B, up 8.3% from $6.47B the previous quarter. Its ten largest holdings account for 25% of the portfolio.

AE Wealth Management's Q3 2020 filing shows 168 new, 574 increased, 510 reduced and 149 closed positions. Its largest new stake was Exchange Listed Funds Trust ETC Cabana Target Drawdown 10 ETF: 473,365 shares worth $11.6M. The largest sale was iShares 0-1 Year Treasury Bond ETF, an estimated $89M.

By sector, the portfolio is most concentrated in Technology at 8.7% of assets, up from 7.9% a quarter earlier, followed by Consumer Discretionary and Financials.

  • AE Wealth Management's largest Q3 2020 buy was Exchange Listed Funds Trust ETC Cabana Target Drawdown 10 ETF: 473,365 shares worth $11.6M.
  • AE Wealth Management added most to iShares Core US Aggregate Bond ETF in Q3 2020, an estimated $64.6M increase.
  • AE Wealth Management's biggest Q3 2020 reduction was iShares 0-1 Year Treasury Bond ETF, cutting an estimated $89M.
  • AE Wealth Management fully exited Invesco Dow Jones Industrial Average Dividend ETF in Q3 2020, selling an estimated $20.7M.
  • AE Wealth Management's ten largest holdings make up 25% of its $7.01B portfolio in Q3 2020.
  • AE Wealth Management opened 168 new positions and closed 149 in Q3 2020.
  • AE Wealth Management's portfolio value rose 8.3% quarter-over-quarter to $7.01B.

Based on AE Wealth Management's 13F filing for Q3 2020, filed 6 Nov 2020.