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AWM

AE Wealth Management Portfolio holdings

AUM $18.5B
1-Year Est. Return 19.51%
This Fund
S&P 500
This Quarter Est. Return
-12.9%
1 Year Est. Return
+19.51%
3 Year Est. Return
+56.23%
5 Year Est. Return
+62.83%
10 Year Est. Return
–
AUM
$4.35B
AUM Growth
-$257M
Cap. Flow
+$729M
Cap. Flow %
16.75%
Top 10 Hldgs %
26.82%
Holding
1,319
New
193
Increased
528
Reduced
364
Closed
213

Top Buys

Rank Stock Value
1
SHV icon
iShares 0-1 Year Treasury Bond ETF
SHV
+$259M
2
SJNK icon
State Street SPDR Bloomberg Short Term High Yield Bond ETF
SJNK
+$36.2M
3
LGLV icon
State Street SPDR US Large Cap Low Volatility Index ETF
LGLV
+$35.8M
4
VGIT icon
Vanguard Intermediate-Term Treasury ETF
VGIT
+$35.4M
5
FTSM icon
First Trust Enhanced Short Maturity ETF
FTSM
+$27.4M

Top Sells

Rank Stock Value
1
AGG icon
iShares Core US Aggregate Bond ETF
AGG
+$29.9M
2
ANGL icon
VanEck Fallen Angel High Yield Bond ETF
ANGL
+$17.4M
3
QUAL icon
iShares MSCI USA Quality Factor ETF
QUAL
+$16M
4
AIVL icon
WisdomTree US AI Enhanced Value Fund
AIVL
+$13.6M
5
CWB icon
State Street SPDR Bloomberg Convertible Securities ETF
CWB
+$12.9M

Sector Composition

Rank Sector Weight
1 Technology 6.91%
2 Healthcare 3.19%
3 Financials 3.18%
4 Consumer Discretionary 2.72%
5 Consumer Staples 2.48%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SLF icon
1001
Sun Life Financial
SLF
$45.6B
$206K ﹤0.01%
6,424
+246
+4% +$10.5K
THG icon
1002
Hanover Insurance
THG
$8.13B
$205K ﹤0.01%
2,261
+646
+40% +$79.9K
MKL icon
1003
Markel Group
MKL
$25.2B
$204K ﹤0.01%
220
+30
+16% +$34.3K
RPM icon
1004
RPM International
RPM
$13.8B
$203K ﹤0.01%
3,406
+173
+5% +$11.9K
SCI icon
1005
Service Corp International
SCI
$11.8B
$203K ﹤0.01%
5,183
-536
-9% -$24.9K
STNE icon
1006
StoneCo
STNE
$2.67B
$203K ﹤0.01%
9,328
-2,000
-18% -$76.3K
UNM icon
1007
Unum
UNM
$13.2B
$203K ﹤0.01%
13,541
-150
-1% -$3.61K
HACK icon
1008
Amplify Cybersecurity ETF
HACK
$2.6B
$202K ﹤0.01%
5,653
-3,708
-40% -$150K
VFC icon
1009
VF Corp
VFC
$5.92B
$202K ﹤0.01%
3,741
-229
-6% -$17.8K
WIP icon
1010
State Street SPDR FTSE International Government Inflation-Protected Bond ETF
WIP
$467M
$202K ﹤0.01%
+4,144
New +$220K
EMLP icon
1011
First Trust North American Energy Infrastructure Fund
EMLP
$4.1B
$188K ﹤0.01%
10,579
-7,016
-40% -$164K
ZNGA
1012
DELISTED
ZYNGA INC. CL A COMMON
ZNGA
$187K ﹤0.01%
+27,262
New +$179K
OPP
1013
RiverNorth/DoubleLine Strategic Opportunity Fund
OPP
$189M
$181K ﹤0.01%
+14,319
New +$223K
FEM icon
1014
First Trust Emerging Markets AlphaDEX Fund
FEM
$717M
$179K ﹤0.01%
10,149
+1,093
+12% +$25.7K
SDIV icon
1015
Global X SuperDividend ETF
SDIV
$1.21B
$177K ﹤0.01%
+6,326
New +$288K
ACN icon
1016
PUT
Accenture
ACN
$106B
$172K ﹤0.01%
6,600
– –
WMB icon
1017
Williams Companies
WMB
$85.8B
$171K ﹤0.01%
12,081
+2,399
+25% +$46.5K
KREF
1018
KKR Real Estate Finance Trust
KREF
$466M
$170K ﹤0.01%
+11,311
New +$214K
FPI
1019
Farmland Partners
FPI
$415M
$163K ﹤0.01%
26,772
-11,851
-31% -$76.1K
AMRN
1020
Amarin Corp
AMRN
$297M
$162K ﹤0.01%
2,030
+1,390
+217% +$462K
ARI
1021
Apollo Commercial Real Estate
ARI
$864M
$161K ﹤0.01%
21,691
-217,104
-91% -$3.39M
PSEC icon
1022
Prospect Capital
PSEC
$1.08B
$159K ﹤0.01%
37,462
+14,191
+61% +$83.8K
RPAI
1023
DELISTED
RETAIL PROPERTIES OF AMERICA, INC.
RPAI
$156K ﹤0.01%
30,228
-2,572
-8% -$27.1K
PHYS icon
1024
Sprott Physical Gold
PHYS
$14.6B
$155K ﹤0.01%
11,849
+666
+6% +$8.47K
GLP icon
1025
Global Partners
GLP
$1.65B
$152K ﹤0.01%
+17,250
New +$290K
39 40
41
42 43

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BBHC
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TAF
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JAM
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CWP
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HNB
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NAM
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AE Wealth Management's Q1 2020 Portfolio in Review

As of Q1 2020, AE Wealth Management held 1,319 positions worth $4.35B, down 5.6% from $4.61B the previous quarter. Its ten largest holdings account for 27% of the portfolio.

AE Wealth Management deployed $729M of net new capital in Q1 2020, opening 193 new positions and adding to 528 existing holdings. Its largest new stake was ARK Innovation ETF: 108,504 shares worth $4.77M.

By sector, the portfolio is most concentrated in Technology at 6.9% of assets, up from 6.2% a quarter earlier, followed by Healthcare and Financials.

On the sell side, the largest reduction was iShares Core US Aggregate Bond ETF, an estimated $29.9M trimmed.

  • AE Wealth Management's largest Q1 2020 buy was ARK Innovation ETF: 108,504 shares worth $4.77M.
  • AE Wealth Management added most to iShares 0-1 Year Treasury Bond ETF in Q1 2020, an estimated $259M increase.
  • AE Wealth Management's biggest Q1 2020 reduction was iShares Core US Aggregate Bond ETF, cutting an estimated $29.9M.
  • AE Wealth Management fully exited State Street SPDR S&P Health Care Equipment ETF in Q1 2020, selling an estimated $9.98M.
  • AE Wealth Management's ten largest holdings make up 27% of its $4.35B portfolio in Q1 2020.
  • AE Wealth Management opened 193 new positions and closed 213 in Q1 2020.
  • AE Wealth Management's portfolio value fell 5.6% quarter-over-quarter to $4.35B.

Based on AE Wealth Management's 13F filing for Q1 2020, filed 7 May 2020.